Research Report · 2026-06-30
Institutional Registered Investment Advisers in California
SEC-registered investment advisers in California ranked by reported institutional client assets.
Firms
1,081
Total AUM
$20.78T
Median AUM
$503.6M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1001 | SERENUS WEALTH ADVISORS, LLC | SANTA MONICA | 332034 | $1.47B | 6 | 2026-06-30 | → |
| 1002 | ENTRUST INVESTMENT SERVICES, INC | CAMPBELL | 324860 | $141.1M | 3 | 2026-03-31 | → |
| 1003 | SOUTH BAY FINANCIAL PARTNERS GROUP, INC. | TORRANCE | 175015 | $114.8M | 5 | 2026-03-31 | → |
| 1004 | TORTUGA WEALTH MANAGEMENT, INC. | TORRANCE | 153737 | $222.9M | 4 | 2026-02-28 | → |
| 1005 | INTEGRITY WEALTH PARTNERS, LLC | WALNUT CREEK | 167314 | $193.9M | 4 | 2026-03-31 | → |
| 1006 | BANTA ASSET MANAGEMENT LP | NEWPORT BEACH | 142987 | $128.7M | 4 | 2026-02-28 | → |
| 1007 | BRIO CONSULTANTS, LLC | SAN FRANCISCO | 289889 | $1.06B | 21 | 2026-06-30 | → |
| 1008 | MILLER AVENUE ADVISORS LLC | MILL VALLEY | 313523 | $281.2M | 3 | 2026-03-31 | → |
| 1009 | PFC CAPITAL GROUP INC | LOS ANGELES | 110648 | $262.5M | 10 | 2025-10-31 | → |
| 1010 | CORE FINANCIAL ADVISORS, LLC | SAN BERNARDINO | 168839 | $178.5M | 5 | 2026-01-31 | → |
| 1011 | SILVER OAK WEALTH ADVISORS SERVICES, LLC | LOS ANGELES | 291645 | $300.0M | 7 | 2026-03-31 | → |
| 1012 | HARVESTWISE WEALTH LLC | ESCONDIDO | 333146 | $38.3M | 1 | 2025-03-31 | → |
| 1013 | DOHENY ASSET MANAGEMENT, L.L.C. | LOS ANGELES | 106434 | $185.7M | 3 | 2026-03-31 | → |
| 1014 | TEAM FINANCIAL GROUP, LLC | TEMECULA | 309411 | $251.1M | 7 | 2026-06-30 | → |
| 1015 | CARMANDALIAN FINANCIAL GROUP, LLC | WESTLAKE VILLAGE | 292458 | $150.8M | 2 | 2026-04-30 | → |
| 1016 | GUILD INVESTMENT MANAGEMENT, INC. | WESTLAKE VILLAGE | 108390 | $185.2M | 4 | 2026-03-31 | → |
| 1017 | PROSPERITY WEALTH PLANNING LLC | IRVINE | 315163 | $269.2M | 7 | 2026-05-31 | → |
| 1018 | NEUMANN CAPITAL MANAGEMENT, LLC | FOSTER CITY | 112182 | $630.3M | 4 | 2026-03-31 | → |
| 1019 | PRUNEYARD FINANCIAL GROUP, INC. | CUPERTINO | 117378 | $90.9M | 1 | 2026-06-30 | → |
| 1020 | DYNAMIC WEALTH STRATEGIES, LLC | GRANITE BAY | 167594 | $190.7M | 8 | 2026-03-31 | → |
| 1021 | DEAN ROLAND RUSSELL, LLC | SAN DIEGO | 109480 | $351.2M | 6 | 2026-03-31 | → |
| 1022 | KLEIN PAVLIS & PEASLEY FINANCIAL, INC. | IRVINE | 112414 | $232.7M | 5 | 2026-05-31 | → |
| 1023 | CEDARSTONE ADVISORS | THOUSAND OAKS | 172653 | $198.4M | 3 | 2026-03-31 | → |
| 1024 | FOG CITY ADVISORS, LLC | ALBANY | 321822 | $143.6M | 5 | 2026-03-31 | → |
| 1025 | DASH ACQUISITIONS INC. | WOODLAND HILLS | 135281 | $681.6M | 9 | 2026-03-31 | → |
| 1026 | CLAREMONT FINANCIAL GROUP,INC. | CLAREMONT | 107806 | $140.0M | 4 | 2026-03-31 | → |
| 1027 | REDWOOD PARK ADVISORS, LLC | REDWOOD CITY | 307958 | $170.3M | 3 | 2026-03-31 | → |
| 1028 | BLUME CAPITAL MANAGEMENT, INC. | BERKELEY | 111768 | $856.6M | 7 | 2026-05-31 | → |
| 1029 | PARAGON ASSET MANAGEMENT INC. | ORINDA | 107863 | $115.9M | 2 | 2026-02-28 | → |
| 1030 | BAYBRIDGE CAPITAL GROUP, LLC | LIVERMORE | 284867 | $192.9M | 4 | 2026-03-31 | → |
| 1031 | BRIDGEVIEW CAPITAL ADVISORS, INC. | EL DORADO HILLS | 6290 | $114.1M | 2 | 2026-06-30 | → |
| 1032 | TTP INVESTMENTS, INC. | SAN JOSE | 284082 | $570.6M | 3 | 2026-03-31 | → |
| 1033 | CANTER STRATEGIC WEALTH MANAGEMENT, LLC | LA JOLLA | 167828 | $386.5M | 12 | 2026-03-31 | → |
| 1034 | WIN TEAM INSURANCE SERVICES, INC. | IRVINE | 136680 | $56.6M | 3 | 2025-04-30 | → |
| 1035 | NINEPOINTTWO CAPITAL LLC | LOS ANGELES | 297270 | $314.8M | 2 | 2026-02-28 | → |
| 1036 | ENDURING WEALTH ADVISORS, LLC | TEMECULA | 323320 | $122.8M | 4 | 2026-03-31 | → |
| 1037 | FINANCIAL ALTERNATIVES, INC. | LA JOLLA | 108245 | $614.8M | 13 | 2026-03-31 | → |
| 1038 | FRANK FINANCIAL SERVICES | CARLSBAD | 147537 | $188.2M | 2 | 2026-02-28 | → |
| 1039 | HYPHEN WEALTH MANAGEMENT LLC | LAFAYETTE | 338134 | $125.6M | 3 | 2026-03-31 | → |
| 1040 | MY PORTFOLIO GUIDE, LLC | SEAL BEACH | 153188 | $201.0M | 2 | 2026-02-28 | → |
| 1041 | CAVU WEALTH ADVISORS, LLC | WALNUT CREEK | 340677 | $171.6M | 3 | 2026-05-31 | → |
| 1042 | INFLECTION CAPITAL MANAGEMENT, LLC | SAN FRANCISCO | 333157 | $365.6M | 9 | 2026-04-30 | → |
| 1043 | CERTIFIED PLANNERS, INC. | SAN RAMON | 105364 | $196.6M | 2 | 2026-01-31 | → |
| 1044 | GOODSTEIN WEALTH MANAGEMENT LLC | ENCINO | 282910 | $114.2M | 2 | 2026-03-31 | → |
| 1045 | CASTLE CREEK ADVISORS IV LLC | SAN DIEGO | 158079 | $1.14B | 12 | 2026-03-31 | → |
| 1046 | ABUNDANT WEALTH PARTNERS, LLC | SANTA BARBARA | 317221 | $103.2M | 2 | 2026-03-31 | → |
| 1047 | NOBLE WEALTH MANAGEMENT, INC. | NEWPORT BEACH | 169963 | $223.4M | 6 | 2026-03-31 | → |
| 1048 | CHRIS BULMAN INC. | ROSEVILLE | 313552 | $283.0M | 15 | 2026-02-28 | → |
| 1049 | HANSEN & ASSOCIATES FINANCIAL GROUP INC. | ROSEVILLE | 168363 | $202.4M | 4 | 2026-05-31 | → |
| 1050 | SANDENA, INC. | SAN DIEGO | 322947 | $148.8M | 7 | 2026-03-31 | → |
| 1051 | NAUTILUS ADVISORS LLC | LA JOLLA | 154169 | $304.3M | 3 | 2026-02-28 | → |
| 1052 | TIEMANN INVESTMENT ADVISORS, LLC | MENLO PARK | 125360 | $341.1M | 2 | 2026-03-31 | → |
| 1053 | ELITE TAMP LLC | CARMEL BY THE SEA | 327535 | $322,063 | 1 | 2026-06-30 | → |
| 1054 | CATALYST PRIVATE WEALTH, LLC | SAN MATEO | 305565 | $370.4M | 5 | 2026-06-30 | → |
| 1055 | MW INVESTMENT STRATEGY | EL DORADO HILLS | 118433 | $42.8M | 6 | 2026-03-31 | → |
| 1056 | OCEAN PARK ASSET MANAGEMENT, LLC | SANTA MONICA | 145634 | $3.94B | 58 | 2026-05-31 | → |
| 1057 | OUR WEALTH GUIDES, INC. | WESTLAKE VILLAGE | 296866 | $257.9M | 3 | 2026-06-30 | → |
| 1058 | K2 FINANCIAL INC. | GLENDORA | 300913 | $191.6M | 10 | 2026-03-31 | → |
| 1059 | VERAZ ADVISORS, LLC | SAN RAMON | 304619 | $109.6M | 8 | 2026-06-30 | → |
| 1060 | BRIAN D. LOWDER, INC. | SAN DIEGO | 105972 | $388.1M | 3 | 2026-01-31 | → |
| 1061 | ST. CLAIR FINANCIAL LLC | ROSEVILLE | 151251 | $141.3M | 2 | 2026-02-28 | → |
| 1062 | ASPIRE PLANNING ASSOCIATES, INC. | WALNUT CREEK | 282179 | $126.2M | 3 | 2025-02-28 | → |
| 1063 | ALLPOINT FINANCIAL GROUP LLC | PETALUMA | 301028 | $116.8M | 5 | 2026-06-30 | → |
| 1064 | PARAGON FINANCIAL PARTNERS, INC. | WOODLAND HILLS | 158041 | $329.6M | 2 | 2026-03-31 | → |
| 1065 | MISSION HILLS FINANCIAL ADVISORY LLC | SAN DIEGO | 328516 | $274.1M | 6 | 2026-03-31 | → |
| 1066 | BLUE SUMMIT FINANCIAL GROUP, INC. | SAN DIEGO | 148782 | $211.4M | 3 | 2026-02-28 | → |
| 1067 | THE PUTNEY FINANCIAL GROUP LLC | SAN RAFAEL | 111639 | $205.4M | 8 | 2026-06-30 | → |
| 1068 | ARES FINANCIAL CONSULTING LLC | CALABASAS | 282852 | $243.9M | 5 | 2026-05-31 | → |
| 1069 | KOLL BREN SCHREIBER REALTY ADVISORS, INC. | NEWPORT BEACH | 108568 | $128,212 | 79 | 2025-03-31 | → |
| 1070 | SAS FINANCIAL ADVISORS, LLC. | SAN FRANCISCO | 288015 | $167.0M | 8 | 2026-03-31 | → |
| 1071 | CABLE CAR CAPITAL, LP | SAN FRANCISCO | 169234 | $548.3M | 3 | 2026-03-31 | → |
| 1072 | R. S. CRUM, INC. | NEWPORT BEACH | 158621 | $720.7M | 9 | 2026-03-31 | → |
| 1073 | MOUNT TAMALPAIS ASSET MANAGEMENT, LLC | LARKSPUR | 301017 | $262.5M | 4 | 2026-03-31 | → |
| 1074 | SHEPHERD STREET ADVISORS LLC | LARKSPUR | 306021 | $126.2M | 2 | 2026-03-31 | → |
| 1075 | ECHO45 ADVISORS LLC | WALNUT CREEK | 307265 | $227.4M | 8 | 2026-06-30 | → |
| 1076 | CLEARVIEW INVESTMENT PARTNERS, LLC | COSTA MESA | 150046 | $105.3M | 3 | 2026-03-31 | → |
| 1077 | IFC AND INSURANCE MARKETING, INC. | AUBURN | 283976 | $173.5M | 7 | 2026-06-30 | → |
| 1078 | INVESTING ONLINE LLC | LOS ANGELES | 329196 | $1,698 | 2 | 2025-03-31 | → |
| 1079 | FINANCIAL DESIGNS CORPORATION | CLAREMONT | 14829 | $507.9M | 6 | 2026-01-31 | → |
| 1080 | MAZUMAGO INC (DBA TRUSS) | SAN FRANCISCO | 334136 | $1,000 | 9 | 2025-03-31 | → |
| 1081 | AFT US CAPITAL LLC | SAN FRANCISCO | 335448 | $216 | 3 | 2026-03-31 | → |
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