Research Report · 2026-06-30
Top Registered Investment Advisers for Pension Plans
SEC-registered investment advisers ranked by reported assets from pension and profit-sharing plan clients in ADV Part 1 filings.
Firms
1,000
Total AUM
$88.76T
Median AUM
$11.91B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Pension Assets↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | 137432 | $646.7M | $240.66B | 588 | 2026-03-31 | → |
| 702 | BLEAKLEY FINANCIAL GROUP, LLC | 318366 | $641.9M | $15.13B | 205 | 2026-04-30 | → |
| 703 | WINDWARD CAPITAL MANAGEMENT CO | 106908 | $641.8M | $1.86B | 7 | 2026-06-30 | → |
| 704 | BRANDES INVESTMENT PARTNERS, LP | 105404 | $641.6M | $40.65B | 149 | 2026-04-30 | → |
| 705 | TRANSFORM WEALTH, LLC. | 283403 | $641.3M | $3.38B | 31 | 2025-03-31 | → |
| 706 | SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD | 148494 | $639.8M | $702.7M | 7 | 2026-03-31 | → |
| 707 | CONSEQUENT CAPITAL MANAGEMENT, LLC | 285262 | $639.3M | $639.3M | 7 | 2025-07-31 | → |
| 708 | MORIN PRIVATE CLIENT GROUP, LLC | 154565 | $635.0M | $716.3M | 4 | 2026-03-31 | → |
| 709 | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | 106277 | $634.6M | $14.09B | 39 | 2026-05-31 | → |
| 710 | ABG CONSULTANTS, LLC | 131129 | $633.9M | $697.4M | 4 | 2026-04-30 | → |
| 711 | GLOBAL FINANCIAL GROUP ADVISORS LLC | 166251 | $630.5M | $739.4M | 5 | 2026-03-31 | → |
| 712 | BALLEW ADVISORS INC | 110522 | $629.2M | $1.30B | 11 | 2026-03-31 | → |
| 713 | SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED | 306616 | $626.0M | $11.01B | 81 | 2026-05-31 | → |
| 714 | ALPHA CAPITAL MANAGEMENT GROUP LLC | 283624 | $624.9M | $734.4M | 3 | 2026-03-31 | → |
| 715 | INVESTMENT PERFORMANCE SERVICES LLC | 105527 | $624.0M | $763.7M | 34 | 2026-03-31 | → |
| 716 | FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD | 175193 | $623.1M | $6.83B | 55 | 2026-05-31 | → |
| 717 | ACKERMAN ASSET MANAGEMENT, LLC | 137958 | $621.5M | $793.5M | 1 | 2026-03-31 | → |
| 718 | ARENA CAPITAL ADVISORS LLC | 170313 | $621.4M | $5.33B | 26 | 2026-05-31 | → |
| 719 | HEARD CAPITAL LLC | 297176 | $618.9M | $2.40B | 10 | 2026-04-30 | → |
| 720 | METROPOLIS CAPITAL LIMITED | 291699 | $618.5M | $5.07B | 14 | 2026-02-28 | → |
| 721 | PRUDENT INVESTOR ADVISORS, LLC | 121922 | $615.6M | $1.30B | 4 | 2026-03-31 | → |
| 722 | ARISTOTLE CAPITAL BOSTON, LLC | 173198 | $614.4M | $1.83B | 9 | 2026-03-31 | → |
| 723 | GAMCO ASSET MANAGEMENT INC. | 104950 | $612.2M | $11.69B | 120 | 2026-03-31 | → |
| 724 | HARBOURVEST PARTNERS, LLC | 109846 | $609.1M | $191.18B | 1,204 | 2026-05-31 | → |
| 725 | MERIDIAN WEALTH MANAGEMENT, LLC | 151523 | $608.7M | $4.98B | 67 | 2026-03-31 | → |
| 726 | QIC INVESTMENTS NO. 1 PTY LTD | 160732 | $608.7M | $5.48B | 42 | 2026-06-30 | → |
| 727 | NEW CENTURY ADVISORS, LLC | 122478 | $608.2M | $4.31B | 18 | 2026-03-31 | → |
| 728 | PHILLIPS AND COMPANY ADVISORS LLC | 167214 | $603.8M | $2.66B | 19 | 2026-03-31 | → |
| 729 | FOCUSED WEALTH MANAGEMENT, INC. | 154828 | $602.2M | $2.27B | 19 | 2026-03-31 | → |
| 730 | SAMSUNG ASSET MANAGEMENT COMPANY, LTD. | 158319 | $601.5M | $300.82B | 460 | 2026-04-30 | → |
| 731 | BROOKFIELD PUBLIC SECURITIES GROUP LLC | 110497 | $601.2M | $66.46B | 90 | 2026-06-30 | → |
| 732 | TOCQUEVILLE ASSET MANAGEMENT LP | 105690 | $599.7M | $10.24B | 73 | 2026-03-31 | → |
| 733 | FINANCIAL MANAGEMENT NETWORK INC | 110454 | $598.5M | $2.14B | 50 | 2025-12-31 | → |
| 734 | EDGEWOOD MANAGEMENT LLC | 106647 | $597.6M | $21.52B | 41 | 2026-03-31 | → |
| 735 | GENEVA CAPITAL MANAGEMENT LLC | 105432 | $596.4M | $5.60B | 20 | 2026-03-31 | → |
| 736 | SELLWOOD INVESTMENT PARTNERS LLC | 164696 | $594.1M | $2.28B | 16 | 2026-06-30 | → |
| 737 | PGIM LUXEMBOURG S.A. | 281562 | $591.2M | $18.63B | 40 | 2026-03-31 | → |
| 738 | COMMERCE STREET INVESTMENT ADVISOR, LLC | 144278 | $590.7M | $891.3M | 14 | 2026-03-31 | → |
| 739 | CHOREO, LLC | 111221 | $588.6M | $19.14B | 232 | 2026-03-31 | → |
| 740 | BROCK FIDUCIARY SERVICES LLC | 153055 | $588.2M | $588.2M | 4 | 2026-04-30 | → |
| 741 | AXXCESS WEALTH MANAGEMENT, LLC | 164081 | $587.5M | $8.88B | 72 | 2026-03-31 | → |
| 742 | TRILOGY CAPITAL, INC. | 281597 | $586.1M | $3.21B | 74 | 2026-06-30 | → |
| 743 | LINDSELL TRAIN LIMITED | 158323 | $580.7M | $9.25B | 30 | 2026-04-30 | → |
| 744 | FREEDOM FIDUCIARIES LLC | 323673 | $580.2M | $584.6M | 5 | 2026-06-30 | → |
| 745 | LEADENHALL CAPITAL PARTNERS LLP | 282820 | $579.2M | $5.72B | 35 | 2026-03-31 | → |
| 746 | GAM USA INC. | 110458 | $578.9M | $1.55B | 14 | 2026-03-31 | → |
| 747 | ZAIS GROUP LLC | 108371 | $575.8M | $5.26B | 46 | 2026-06-30 | → |
| 748 | NAPIER PARK GLOBAL CAPITAL (US) LP | 166333 | $572.6M | $14.57B | 137 | 2026-05-31 | → |
| 749 | SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | 165306 | $572.1M | $4.96B | 38 | 2026-05-31 | → |
| 750 | STONEBRIDGE FINANCIAL GROUP, LLC | 327529 | $570.0M | $2.28B | 29 | 2026-03-31 | → |
| 751 | VEERY CAPITAL, LLC | 298465 | $570.0M | $971.4M | 13 | 2026-03-31 | → |
| 752 | MARINER INSTITUTIONAL, LLC | 111964 | $569.7M | $2.82B | 148 | 2026-06-30 | → |
| 753 | SPECTRUM INVESTMENT ADVISORS, INC. | 108669 | $567.8M | $1.06B | 27 | 2026-03-31 | → |
| 754 | ESSEX FINANCIAL SERVICES, INC. | 127549 | $565.3M | $4.17B | 46 | 2025-12-31 | → |
| 755 | ORG PORTFOLIO MANAGEMENT LLC | 130198 | $563.5M | $6.38B | 22 | 2026-03-31 | → |
| 756 | WELLINGTON MANAGEMENT JAPAN PTE. LTD. | 165192 | $559.7M | $17.75B | 65 | 2026-03-31 | → |
| 757 | ALPHA INVESTMENT CONSULTING GROUP, LLC | 139721 | $559.4M | $713.6M | 8 | 2026-03-31 | → |
| 758 | STRATEGIC FINANCIAL SERVICES, INC. | 109677 | $559.3M | $2.81B | 39 | 2026-03-31 | → |
| 759 | AVIVA INVESTORS CANADA INC. | 333457 | $556.7M | $9.15B | 18 | 2026-03-31 | → |
| 760 | MAGNOLIA CAPITAL ADVISORS LLC | 298398 | $555.2M | $1.69B | 18 | 2026-03-31 | → |
| 761 | MAR VISTA INVESTMENT PARTNERS, LLC | 144906 | $553.2M | $1.12B | 19 | 2026-03-31 | → |
| 762 | PHILLIPS FINANCIAL MANAGEMENT, LLC | 131344 | $552.7M | $2.64B | 32 | 2026-03-31 | → |
| 763 | MONTRUSCO BOLTON INVESTMENTS INC. | 154475 | $550.9M | $12.93B | 68 | 2026-03-31 | → |
| 764 | IRRADIANT PARTNERS, LP | 315416 | $549.5M | $13.03B | 45 | 2025-04-30 | → |
| 765 | COURIER CAPITAL, LLC | 282485 | $548.3M | $3.59B | 26 | 2026-03-31 | → |
| 766 | PREISZ ASSOCIATES, INC. | 144469 | $547.5M | $701.7M | 10 | 2026-03-31 | → |
| 767 | D.A. DAVIDSON & CO. | 199 | $546.8M | $41.84B | 990 | 2026-01-31 | → |
| 768 | RESEARCH AFFILIATES, LLC | 120440 | $543.9M | $27.84B | 66 | 2026-03-31 | → |
| 769 | ANNEX ADVISORY SERVICES, LLC | 127987 | $540.5M | $8.05B | 151 | 2026-04-30 | → |
| 770 | JOHN W. BRISTOL & CO., INC. | 105597 | $539.9M | $7.07B | 18 | 2026-03-31 | → |
| 771 | FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED | 283669 | $537.5M | $5.39B | 48 | 2026-06-30 | → |
| 772 | PEMBROKE MANAGEMENT LTD. | 155405 | $537.1M | $1.91B | 25 | 2026-03-31 | → |
| 773 | MOERUS CAPITAL MANAGEMENT LLC | 282399 | $536.9M | $893.1M | 8 | 2026-03-31 | → |
| 774 | CAPSOUTH PARTNERS, INC. | 132517 | $536.6M | $1.00B | 22 | 2026-03-31 | → |
| 775 | PALISADE CAPITAL MANAGEMENT, LP | 104581 | $536.5M | $3.86B | 42 | 2026-05-31 | → |
| 776 | GLAZER CAPITAL, LLC. | 136932 | $536.4M | $6.81B | 45 | 2026-03-31 | → |
| 777 | THE ROCK CREEK GROUP, LP | 125409 | $536.0M | $18.38B | 62 | 2026-05-31 | → |
| 778 | BLACK CREEK INVESTMENT MANAGEMENT INC. | 161344 | $535.7M | $7.09B | 28 | 2026-01-31 | → |
| 779 | POST ADVISORY GROUP, LLC | 108860 | $535.2M | $13.03B | 49 | 2026-05-31 | → |
| 780 | RWA WEALTH PARTNERS, LLC | 156984 | $535.0M | $19.80B | 178 | 2026-05-31 | → |
| 781 | FULLER & THALER ASSET MANAGEMENT INC | 107033 | $531.2M | $30.25B | 30 | 2026-03-31 | → |
| 782 | ULLICO INVESTMENT ADVISORS, INC. | 106628 | $530.7M | $13.92B | 92 | 2026-03-31 | → |
| 783 | EARNED WEALTH ADVISORS, LLC | 108052 | $530.3M | $3.11B | 35 | 2026-03-31 | → |
| 784 | BENEFIT FIDUCIARY GROUP LLC | 291252 | $529.4M | $529.4M | 2 | 2026-01-31 | → |
| 785 | CHINA ASSET MANAGEMENT (HONG KONG) LIMITED | 166615 | $527.2M | $23.90B | 104 | 2026-03-31 | → |
| 786 | STOKES FAMILY OFFICE LLC | 300899 | $525.6M | $3.35B | 14 | 2026-04-30 | → |
| 787 | SST BENEFITS CONSULTING & INSURANCE SERVICES, LLC | 288129 | $524.1M | $524.1M | 3 | 2026-03-31 | → |
| 788 | SOUTHSTATE ADVISORY, INC. | 153113 | $520.3M | $3.78B | 22 | 2025-06-30 | → |
| 789 | FIDUCIARY ADVISORS, LLC | 104189 | $518.5M | $520.2M | 2 | 2026-03-31 | → |
| 790 | G. W. HENSSLER & ASSOCIATES, LTD | 104545 | $517.4M | $3.81B | 88 | 2026-03-31 | → |
| 791 | TCW INVESTMENT MANAGEMENT COMPANY LLC | 106546 | $514.3M | $38.82B | 405 | 2026-05-31 | → |
| 792 | FUND DIRECT ADVISORS INC. | 155363 | $510.0M | $593.0M | 4 | 2026-03-31 | → |
| 793 | PLANCORP, LLC | 106599 | $509.4M | $9.94B | 97 | 2026-05-31 | → |
| 794 | KARPUS MANAGEMENT INC | 110275 | $508.0M | $4.01B | 38 | 2026-05-31 | → |
| 795 | PHD CONSULTING LLC | 304989 | $506.2M | $506.2M | 5 | 2026-03-31 | → |
| 796 | DEARBORN PARTNERS L.L.C. | 108147 | $505.6M | $2.74B | 24 | 2026-03-31 | → |
| 797 | PASI INVESTMENTS, LLC | 145640 | $505.1M | $676.3M | 8 | 2026-03-31 | → |
| 798 | BNP PARIBAS ASSET MANAGEMENT USA, INC. | 105455 | $503.7M | $48.44B | 123 | 2026-03-31 | → |
| 799 | FARTHER FINANCE ADVISORS, LLC | 302050 | $501.8M | $16.01B | 571 | 2026-03-31 | → |
| 800 | SAROFIM REALTY ADVISORS LLC | 106931 | $501.8M | $1.16B | 7 | 2026-05-31 | → |
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