Research Report · 2026-06-30
Top Registered Investment Advisers by Solicitors
SEC-registered investment advisers ranked by reported solicitor count.
Firms
1,000
Total AUM
$46.67T
Median AUM
$744.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Solicitors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | NEWPORT GROUP CONSULTING, LLC | 140944 | 308 | $5.05B | 31 | 2026-03-31 | → |
| 302 | ON INVESTMENT MANAGEMENT CO | 105662 | 308 | $3.15B | 196 | 2026-04-30 | → |
| 303 | CAMBRIDGE FINANCIAL GROUP, INC. | 112254 | 308 | $331.3M | 6 | 2026-03-31 | → |
| 304 | THE SIMMONS PARTNERSHIP, INC | 156740 | 308 | $216.5M | 3 | 2026-03-31 | → |
| 305 | SAVVY FINANCIAL, INC. | 304337 | 307 | $1.9M | 15 | 2026-03-31 | → |
| 306 | NEPC, LLC | 110562 | 303 | $152.72B | 379 | 2026-05-31 | → |
| 307 | CONSERVEST CAPITAL ADVISORS INC | 111353 | 303 | $1.92B | 7 | 2026-03-31 | → |
| 308 | HOLDER WEALTH MANAGEMENT, INC. | 170086 | 302 | $284.0M | 3 | 2026-03-31 | → |
| 309 | INDEPENDENT FINANCIAL GROUP, LLC | 7717 | 301 | $12.93B | 624 | 2026-03-31 | → |
| 310 | GALLAGHER FIDUCIARY ADVISORS, LLC | 146509 | 300 | $194.82B | 235 | 2026-06-30 | → |
| 311 | HBK SORCE ADVISORY LLC | 112139 | 300 | $7.66B | 109 | 2026-02-28 | → |
| 312 | OSAIC FS, INC. | 3870 | 300 | $4.48B | 655 | 2025-01-31 | → |
| 313 | CAPITALIA (SUISSE) | 164222 | 300 | $750.0M | 6 | 2026-02-28 | → |
| 314 | ELEVATUS WEALTH MANAGEMENT, LLC | 325629 | 300 | $513.4M | 9 | 2026-06-30 | → |
| 315 | INNOVATIVE ADVISORY GROUP, LLC | 146618 | 300 | $194.0M | 10 | 2026-02-28 | → |
| 316 | MILAGRE WEALTH MANAGEMENT, INC. | 309185 | 300 | $137.1M | 4 | 2026-03-31 | → |
| 317 | GRIMALDI PORTFOLIO SOLUTIONS, INC | 106199 | 300 | $133.0M | 4 | 2026-03-31 | → |
| 318 | C2P CAPITAL ADVISORY GROUP, LLC | 156480 | 299 | $4.39B | 244 | 2026-03-31 | → |
| 319 | IFG ADVISORY, LLC | 168012 | 298 | $4.76B | 187 | 2026-03-31 | → |
| 320 | CALYDON CAPITAL, LLC | 285485 | 298 | $3.58B | 8 | 2026-04-30 | → |
| 321 | GAUS, INC. | 338424 | 298 | $0 | 2 | 2026-06-30 | → |
| 322 | CHILDFREE WEALTH, LLC | 316489 | 296 | $20.7M | 10 | 2026-01-31 | → |
| 323 | STONECROP WEALTH ADVISORS, LLC | 306486 | 290 | $299.5M | 7 | 2026-03-31 | → |
| 324 | FUTURE FINANCES INC | 105190 | 288 | $304.6M | 4 | 2026-04-30 | → |
| 325 | GEORGIA ADVISORY GROUP LLC | 306815 | 288 | $117.0M | 2 | 2026-06-30 | → |
| 326 | WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC | 324173 | 287 | $342.8M | 8 | 2026-04-30 | → |
| 327 | FIRST WILSHIRE SECURITIES MANAGEMENT, INC. | 171971 | 284 | $415.5M | 9 | 2026-05-31 | → |
| 328 | FORTRESS PLANNING GROUP, LLC | 157900 | 283 | $345.3M | 6 | 2026-03-31 | → |
| 329 | LINDAHL & MANSAGER INC | 107111 | 281 | $213.7M | 3 | 2026-03-31 | → |
| 330 | COLE WEALTH MANAGEMENT, LLC | 134509 | 281 | $181.1M | 4 | 2026-05-31 | → |
| 331 | ORCHARD ADVISORS LLC | 284061 | 281 | $89.2M | 4 | 2026-03-31 | → |
| 332 | LIBERTAS WEALTH MANAGEMENT GROUP, INC. | 157769 | 280 | $163.1M | 6 | 2026-03-31 | → |
| 333 | VERMILLION FINANCIAL ADVISORS, INC. | 119239 | 279 | $386.7M | 10 | 2026-03-31 | → |
| 334 | APPLE TREE ASSET MANAGEMENT, LLC | 298437 | 273 | $151.9M | 7 | 2026-03-31 | → |
| 335 | CROW FINANCIAL ADVISORS LTD. CO | 114077 | 272 | $143.7M | 3 | 2025-03-31 | → |
| 336 | DICCIANNI FINANCIAL GROUP, INC. | 149332 | 272 | $128.8M | 4 | 2026-03-31 | → |
| 337 | MCADAM LLC | 170914 | 271 | $2.68B | 174 | 2026-04-30 | → |
| 338 | INTERCAROLINA FINANCIAL SERVICES, INC. | 19475 | 271 | $85.4M | 29 | 2026-04-30 | → |
| 339 | DIVERSIFI CAPITAL INC | 242788 | 269 | $671.4M | 13 | 2026-05-31 | → |
| 340 | SONNET, LLC | 282882 | 269 | $148.4M | 4 | 2026-03-31 | → |
| 341 | BEACON POINTE ADVISORS, LLC | 119290 | 265 | $54.87B | 780 | 2026-05-31 | → |
| 342 | SAVVY ADVISORS, INC. | 318493 | 265 | $5.00B | 170 | 2026-03-31 | → |
| 343 | CAMPBELL CAPITAL MANAGEMENT INC | 106130 | 265 | $303.3M | 3 | 2026-03-31 | → |
| 344 | FULL FINANCIAL INC. | 330574 | 265 | $290.0M | 2 | 2026-03-31 | → |
| 345 | TAURUS CAPITAL ADVISORS, LLC | 137633 | 263 | $231.4M | 5 | 2026-03-31 | → |
| 346 | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | 319 | 262 | $797.4M | 44 | 2026-03-31 | → |
| 347 | INVESTMENT PERFORMANCE SERVICES LLC | 105527 | 262 | $763.7M | 34 | 2026-03-31 | → |
| 348 | GRADIENT SECURITIES, LLC | 127701 | 251 | $607.9M | 67 | 2026-04-30 | → |
| 349 | MAGELLAN PLANNING GROUP, INC. | 338739 | 251 | $210.0M | 3 | 2026-03-31 | → |
| 350 | PENTEGRA INVESTORS, INC. | 111503 | 250 | $5.60B | 13 | 2026-05-31 | → |
| 351 | HERITAGE FAMILY OFFICES, LLP | 323930 | 250 | $423.3M | 13 | 2026-03-31 | → |
| 352 | WALKER FINANCIAL SERVICES, INC. | 145457 | 250 | $373.7M | 17 | 2026-06-30 | → |
| 353 | CWM, LLC | 155344 | 248 | $50.58B | 1,416 | 2026-06-30 | → |
| 354 | SCHAEFFER FINANCIAL LLC | 133697 | 247 | $257.7M | 7 | 2026-03-31 | → |
| 355 | BETTERMENT LLC | 149117 | 246 | $69.52B | 794 | 2026-06-30 | → |
| 356 | SPIELBERGER & BROOKS, INC. | 147197 | 246 | $473.8M | 2 | 2026-03-31 | → |
| 357 | MORRIS & WELLS WEALTH MANAGEMENT | 162411 | 245 | $987.9M | 2 | 2026-03-31 | → |
| 358 | CHOREO, LLC | 111221 | 244 | $19.14B | 232 | 2026-03-31 | → |
| 359 | ALMEGA WEALTH MANAGEMENT LLC | 316840 | 244 | $134.3M | 7 | 2026-06-30 | → |
| 360 | VPWM ADVISORS, LLC | 167886 | 241 | $326.6M | 17 | 2026-06-30 | → |
| 361 | MCGOWAN & CO LLP | 108736 | 240 | $655.6M | 3 | 2026-04-30 | → |
| 362 | CONCORD INVESTMENT COUNSEL | 107901 | 238 | $327.5M | 4 | 2025-06-30 | → |
| 363 | CAMBRIDGE ASSOCIATES, LLC | 104942 | 233 | $326.70B | 1,116 | 2026-04-30 | → |
| 364 | E-WEALTH PARTNERS, LLC | 327053 | 233 | $218.7M | 5 | 2026-04-30 | → |
| 365 | DAVIS CAPITAL MANAGEMENT LLC | 149014 | 232 | $259.0M | 5 | 2026-03-31 | → |
| 366 | CHRISTENSEN GROUP FINANCIAL, LLC | 318144 | 230 | $24.8M | 6 | 2026-03-31 | → |
| 367 | ALLIED PRIVATE WEALTH | 328952 | 228 | $224.5M | 4 | 2026-03-31 | → |
| 368 | ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | 309550 | 226 | $3.88B | 58 | 2026-04-30 | → |
| 369 | PHYSICIANS FINANCIAL SERVICES, INC. | 118519 | 224 | $482.3M | 6 | 2026-03-31 | → |
| 370 | ROCKEFELLER FINANCIAL LLC | 291361 | 223 | $99.60B | 1,005 | 2026-03-31 | → |
| 371 | SCHMITZ CAPITAL PARTNERS, LLC | 105702 | 223 | $132.0M | 2 | 2026-04-30 | → |
| 372 | ADVISORNET FINANCIAL, INC. | 113074 | 222 | $3.15B | 131 | 2026-03-31 | → |
| 373 | ICAPITAL, LLC | 122816 | 220 | $1.45B | 9 | 2026-03-31 | → |
| 374 | LEGACY WEALTH MANAGEMENT GROUP, INC. | 322235 | 220 | $289.8M | 19 | 2026-03-31 | → |
| 375 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 149124 | 217 | $2.39B | 91 | 2026-03-31 | → |
| 376 | PERSONAL MONEY PLANNING, LLC | 112178 | 217 | $126.7M | 5 | 2026-04-30 | → |
| 377 | MARINER, LLC | 140195 | 216 | $125.41B | 1,889 | 2026-03-31 | → |
| 378 | STONEBRIDGE CAPITAL MANAGEMENT INC | 106073 | 212 | $268.7M | 5 | 2026-04-30 | → |
| 379 | FWG INVESTMENTS, LLC | 284064 | 211 | $349.0M | 27 | 2026-05-31 | → |
| 380 | THE BENDIX FINANCIAL GROUP, INC. | 118999 | 211 | $196.6M | 4 | 2026-03-31 | → |
| 381 | VEST FINANCIAL LLC | 165976 | 210 | $51.81B | 52 | 2026-06-30 | → |
| 382 | T.T.G. FINANCIAL, INC. | 129004 | 210 | $194.0M | 6 | 2026-02-28 | → |
| 383 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 283824 | 209 | $9.57B | 174 | 2026-05-31 | → |
| 384 | WRAPMANAGER INC | 108834 | 209 | $336.7M | 9 | 2026-03-31 | → |
| 385 | DHH ADVISORS, LLC | 169687 | 208 | $324.3M | 3 | 2026-03-31 | → |
| 386 | J.D.T. INC | 146357 | 208 | $158.7M | 5 | 2026-02-28 | → |
| 387 | KOVACK ADVISORS, INC. | 140808 | 205 | $6.28B | 320 | 2026-04-30 | → |
| 388 | LEXINGTON RESEARCH AND CAPITAL GROUP, LLC | 108576 | 205 | $354.5M | 1 | 2026-03-31 | → |
| 389 | SAGE FINANCIAL ADVISORS INC. | 116933 | 205 | $270.3M | 7 | 2026-03-31 | → |
| 390 | OAK FAMILY ADVISORS, LLC | 141332 | 203 | $621.0M | 6 | 2026-06-30 | → |
| 391 | SYNTHETICFI LLC | 330200 | 200 | $992.9M | 10 | 2026-04-30 | → |
| 392 | HOFFMANN HERMANSON LLC | 130484 | 199 | $183.0M | 2 | 2026-04-30 | → |
| 393 | NOTTINGHAM ADVISORS INC. | 104928 | 198 | $1.43B | 11 | 2026-03-31 | → |
| 394 | CRUMLY AND ASSOCIATES, INCORPORATED | 168998 | 198 | $1.18B | 12 | 2026-06-30 | → |
| 395 | REDWOOD FINANCIAL PLANNING, LLC | 291250 | 198 | $388.8M | 4 | 2026-04-30 | → |
| 396 | HOLISTIC FINANCE LLC | 335108 | 198 | $14.2M | 4 | 2026-06-30 | → |
| 397 | APOLLON WEALTH MANAGEMENT, LLC | 291902 | 197 | $11.56B | 199 | 2026-03-31 | → |
| 398 | WISDOM INDEX ADVISORS, LLC | 132567 | 197 | $221.3M | 4 | 2026-03-31 | → |
| 399 | ARCHAMBO FINANCIAL ADVISORS, INC. | 129927 | 197 | $163.1M | 5 | 2026-03-31 | → |
| 400 | ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. | 121307 | 195 | $2.61B | 44 | 2026-03-31 | → |
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