Research Report · 2026-06-30
Top Registered Investment Advisers by Registered Representatives
SEC-registered investment advisers ranked by reported registered representatives.
Firms
1,000
Total AUM
$97.85T
Median AUM
$5.41B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Registered Representatives↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | VICTORY FINANCIAL GROUP LLC | 324943 | 18 | $1.34B | 47 | 2026-06-30 | → |
| 802 | BLUEPRINT FINANCIAL ADVISORS LLC | 315570 | 18 | $966.6M | 35 | 2026-04-30 | → |
| 803 | ORIENTAL FINANCIAL SERVICES LLC | 29753 | 18 | $419.6M | 28 | 2026-03-31 | → |
| 804 | OAKWOOD CAPITAL, INC. | 112399 | 18 | $304.2M | 20 | 2026-05-31 | → |
| 805 | EDEN GLOBAL ADVISORS LLC | 317761 | 18 | $285.6M | 22 | 2026-03-31 | → |
| 806 | DOMINION PORTFOLIO MANAGEMENT, INC. | 106918 | 18 | $277.1M | 18 | 2026-06-30 | → |
| 807 | MODERN CAPITAL ADVISORS, LLC | 131117 | 18 | $254.8M | 19 | 2026-04-30 | → |
| 808 | SECONDMARKET FINANCIAL, LLC | 333332 | 18 | $140.6M | 19 | 2026-03-31 | → |
| 809 | CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. | 7449 | 18 | $135.5M | 32 | 2026-06-30 | → |
| 810 | PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | 119307 | 18 | $131.7M | 18 | 2026-06-30 | → |
| 811 | ARLINGTON SECURITIES, INC | 19596 | 18 | $116.9M | 18 | 2026-04-30 | → |
| 812 | PARTNERS CAPITAL SERVICES, INC. | 127621 | 18 | $109.1M | 18 | 2026-02-28 | → |
| 813 | PRIVACORE CAPITAL ADVISORS, LLC | 330893 | 18 | $108.5M | 24 | 2026-02-28 | → |
| 814 | ALAMO CAPITAL | 26193 | 18 | $103.6M | 20 | 2026-03-31 | → |
| 815 | J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. | 335439 | 18 | $9.0M | 65 | 2026-03-31 | → |
| 816 | MANULIFE INVESTMENT MANAGEMENT (US) LLC | 106435 | 17 | $228.04B | 267 | 2026-03-31 | → |
| 817 | EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | 156933 | 17 | $167.15B | 67 | 2026-03-31 | → |
| 818 | WILSHIRE ADVISORS LLC | 6210 | 17 | $149.10B | 307 | 2026-06-30 | → |
| 819 | STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. | 134009 | 17 | $80.36B | 113 | 2026-06-30 | → |
| 820 | PARNASSUS INVESTMENTS, LLC | 316904 | 17 | $41.09B | 87 | 2026-03-31 | → |
| 821 | WEALTHSPIRE RETIREMENT, LLC | 121254 | 17 | $38.61B | 244 | 2026-03-31 | → |
| 822 | THE BALDWIN GROUP WEALTH ADVISORS, LLC | 312284 | 17 | $27.28B | 50 | 2026-04-30 | → |
| 823 | WASATCH ADVISORS LP | 106081 | 17 | $23.35B | 96 | 2026-03-31 | → |
| 824 | CF PRIVATE EQUITY, INC. | 110657 | 17 | $15.78B | 66 | 2025-12-31 | → |
| 825 | IRONWOOD CAPITAL MANAGEMENT CORP | 109330 | 17 | $8.23B | 43 | 2026-03-31 | → |
| 826 | BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS LLC | 165782 | 17 | $5.39B | 304 | 2026-04-30 | → |
| 827 | CAPITAL ASSET ADVISORY SERVICES, LLC. | 110929 | 17 | $4.64B | 136 | 2026-03-31 | → |
| 828 | THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 172470 | 17 | $2.64B | 59 | 2026-06-30 | → |
| 829 | TRADITION WEALTH MANAGEMENT LLC | 128314 | 17 | $2.60B | 32 | 2026-06-30 | → |
| 830 | NADLER FINANCIAL GROUP, INC. | 122617 | 17 | $2.18B | 28 | 2026-03-31 | → |
| 831 | THE WEALTH ALLIANCE, LLC | 305052 | 17 | $2.10B | 29 | 2026-04-30 | → |
| 832 | BALEFIRE, LLC | 168733 | 17 | $1.99B | 38 | 2026-03-31 | → |
| 833 | CAPITAL MANAGEMENT ASSOCIATES INC | 105010 | 17 | $1.88B | 17 | 2026-03-31 | → |
| 834 | EQUITABLE INVESTMENT MANAGEMENT, LLC | 322513 | 17 | $1.53B | 67 | 2026-03-31 | → |
| 835 | TOWNSEND & ASSOCIATES, INC. | 113681 | 17 | $1.52B | 30 | 2026-06-30 | → |
| 836 | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC | 113106 | 17 | $1.07B | 22 | 2026-03-31 | → |
| 837 | GLEN EAGLE ADVISORS, LLC | 282920 | 17 | $1.03B | 21 | 2026-04-30 | → |
| 838 | PCG WEALTH ADVISORS, LLC | 290977 | 17 | $931.1M | 24 | 2026-06-30 | → |
| 839 | MONEX ASSET MANAGEMENT, INC. | 148123 | 17 | $650.9M | 20 | 2026-05-31 | → |
| 840 | AURORA PRIVATE WEALTH, INC. | 281604 | 17 | $374.0M | 25 | 2026-03-31 | → |
| 841 | BERNARDI ASSET MANAGEMENT, LLC | 120110 | 17 | $331.0M | 22 | 2025-11-30 | → |
| 842 | CWS CAPITAL PARTNERS LLC | 166871 | 17 | $268.4M | 52 | 2026-05-31 | → |
| 843 | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | 26455 | 17 | $228.7M | 20 | 2026-03-31 | → |
| 844 | MLG FUND MANAGER LLC | 335692 | 17 | $143.6M | 95 | 2026-03-31 | → |
| 845 | PZENA INVESTMENT MANAGEMENT LLC | 106847 | 16 | $81.44B | 164 | 2026-03-31 | → |
| 846 | FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | 143319 | 16 | $36.41B | 309 | 2026-03-31 | → |
| 847 | OCTAGON CREDIT INVESTORS, LLC | 155336 | 16 | $35.05B | 100 | 2026-03-31 | → |
| 848 | PGIM PRIVATE PLACEMENT INVESTORS, L.P. | 106442 | 16 | $24.44B | 290 | 2026-03-31 | → |
| 849 | BGO US REAL ESTATE LP | 157034 | 16 | $24.12B | 103 | 2026-06-30 | → |
| 850 | NEOS INVESTMENT MANAGEMENT, LLC | 321256 | 16 | $21.69B | 35 | 2026-03-31 | → |
| 851 | SIGULER GUFF ADVISERS LLC | 106788 | 16 | $18.26B | 130 | 2026-03-31 | → |
| 852 | ROYCE & ASSOCIATES, LP | 107689 | 16 | $12.41B | 89 | 2026-02-28 | → |
| 853 | FS REAL ESTATE ADVISOR, LLC | 306352 | 16 | $9.10B | 133 | 2026-06-30 | → |
| 854 | WAINWRIGHT INVESTMENT COUNSEL LLC | 108711 | 16 | $5.52B | 17 | 2026-03-31 | → |
| 855 | C2P CAPITAL ADVISORY GROUP, LLC | 156480 | 16 | $4.39B | 244 | 2026-03-31 | → |
| 856 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 124845 | 16 | $3.90B | 53 | 2026-04-30 | → |
| 857 | ONEASCENT FINANCIAL SERVICES LLC | 284549 | 16 | $3.54B | 161 | 2026-06-30 | → |
| 858 | REDWOOD INVESTMENT MANAGEMENT, LLC. | 153139 | 16 | $2.47B | 39 | 2026-03-31 | → |
| 859 | ROTHSCHILD WEALTH LLC | 162442 | 16 | $1.70B | 27 | 2026-06-30 | → |
| 860 | FS FUND ADVISOR, LLC | 286673 | 16 | $1.63B | 118 | 2026-03-31 | → |
| 861 | BEAM WEALTH ADVISORS, INC. | 109867 | 16 | $1.60B | 27 | 2026-04-30 | → |
| 862 | PER STIRLING CAPITAL MANAGEMENT, LLC | 151671 | 16 | $1.57B | 30 | 2026-03-31 | → |
| 863 | HODGES CAPITAL MANAGEMENT INC | 110080 | 16 | $1.24B | 20 | 2025-10-31 | → |
| 864 | ENCOMPASS MORE ASSET MANAGEMENT LLC | 322382 | 16 | $984.9M | 108 | 2026-06-30 | → |
| 865 | TRUBEE WEALTH ADVISORS, INC. | 3618 | 16 | $911.5M | 17 | 2026-03-31 | → |
| 866 | MMA ASSET MANAGEMENT LLC | 155426 | 16 | $787.8M | 19 | 2026-06-30 | → |
| 867 | MULHOLLAND WEALTH ADVISORS, LLC | 282408 | 16 | $611.7M | 39 | 2026-04-30 | → |
| 868 | FORTRESS PRIVATE LEDGER, LLC | 290298 | 16 | $584.0M | 22 | 2026-03-31 | → |
| 869 | NATIONAL WEALTH MANAGEMENT GROUP, LLC | 174883 | 16 | $534.9M | 18 | 2026-04-30 | → |
| 870 | BETA CAPITAL MANAGEMENT LLC | 154894 | 16 | $506.6M | 16 | 2026-03-31 | → |
| 871 | CRESAP, INC. | 25899 | 16 | $339.0M | 16 | 2026-03-31 | → |
| 872 | FIRST DALLAS SECURITIES, INC. | 24549 | 16 | $335.7M | 20 | 2025-10-31 | → |
| 873 | LANTERN WEALTH ADVISORS, LLC | 147420 | 16 | $319.9M | 26 | 2026-05-31 | → |
| 874 | LEIGH BALDWIN & CO., LLC | 38751 | 16 | $290.6M | 16 | 2026-05-31 | → |
| 875 | COHEN & COMPANY FINANCIAL MANAGEMENT, LLC | 133171 | 16 | $237.4M | 29 | 2026-03-31 | → |
| 876 | EPIC ADVISORY SERVICES CORP | 176526 | 16 | $134.3M | 23 | 2026-05-31 | → |
| 877 | SUPREME ALLIANCE LLC | 45348 | 16 | $35.3M | 16 | 2026-06-30 | → |
| 878 | EATON VANCE MANAGEMENT | 104859 | 15 | $97.02B | 219 | 2026-05-31 | → |
| 879 | FORT WASHINGTON INVESTMENT ADVISORS INC | 107126 | 15 | $93.47B | 157 | 2026-06-30 | → |
| 880 | AEGON USA INVESTMENT MANAGEMENT, LLC | 114537 | 15 | $88.80B | 217 | 2026-03-31 | → |
| 881 | JOHN HANCOCK VARIABLE TRUST ADVISERS LLC | 16009 | 15 | $68.59B | 192 | 2026-03-31 | → |
| 882 | BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC | 290336 | 15 | $66.93B | 39 | 2026-06-30 | → |
| 883 | BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC | 338189 | 15 | $57.43B | 51 | 2026-04-30 | → |
| 884 | CHURCHILL ASSET MANAGEMENT LLC | 175092 | 15 | $55.66B | 206 | 2026-06-30 | → |
| 885 | ANTARES CAPITAL ADVISERS LLC | 281998 | 15 | $47.39B | 466 | 2026-03-31 | → |
| 886 | J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. | 20989 | 15 | $29.73B | 86 | 2026-03-31 | → |
| 887 | DRIEHAUS CAPITAL MANAGEMENT LLC | 105757 | 15 | $26.12B | 82 | 2026-05-31 | → |
| 888 | BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.L.C. | 165796 | 15 | $15.57B | 53 | 2026-03-31 | → |
| 889 | ATLANTA CONSULTING GROUP ADVISORS, LLC | 288169 | 15 | $14.70B | 23 | 2026-04-30 | → |
| 890 | DUFF & PHELPS INVESTMENT MANAGEMENT CO. | 107296 | 15 | $12.75B | 53 | 2026-04-30 | → |
| 891 | PCM MANAGEMENT ADVISOR, LLC | 323946 | 15 | $7.89B | 495 | 2026-04-30 | → |
| 892 | BELPOINTE ASSET MANAGEMENT LLC | 143440 | 15 | $7.58B | 236 | 2026-05-31 | → |
| 893 | BONDBLOXX INVESTMENT MANAGEMENT CORPORATION | 317318 | 15 | $7.24B | 32 | 2026-03-31 | → |
| 894 | ANTARES CAPITAL CREDIT ADVISERS LLC | 328497 | 15 | $6.17B | 466 | 2026-03-31 | → |
| 895 | BOK FINANCIAL PRIVATE WEALTH, INC. | 106733 | 15 | $3.72B | 37 | 2026-03-31 | → |
| 896 | BISON WEALTH, LLC | 299805 | 15 | $2.74B | 78 | 2026-06-30 | → |
| 897 | CHICKASAW CAPITAL MANAGEMENT, LLC | 127398 | 15 | $2.55B | 19 | 2026-04-30 | → |
| 898 | SUMMIT WEALTH GROUP LLC | 335242 | 15 | $2.31B | 80 | 2026-03-31 | → |
| 899 | CHURCHILL PCIF ADVISOR LLC | 329140 | 15 | $2.23B | 206 | 2026-03-31 | → |
| 900 | CHURCHILL DLC ADVISOR LLC | 304945 | 15 | $2.05B | 206 | 2026-03-31 | → |
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