Research Report · 2026-06-30
Top Registered Investment Advisers by Registered Representatives
SEC-registered investment advisers ranked by reported registered representatives.
Firms
1,000
Total AUM
$97.85T
Median AUM
$5.41B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Registered Representatives↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P. | 135952 | 28 | $2.79B | 547 | 2026-03-31 | → |
| 602 | BENSLER, LLC | 310849 | 28 | $1.94B | 46 | 2026-06-30 | → |
| 603 | TCP ASSET MANAGEMENT, LLC | 286037 | 28 | $1.18B | 43 | 2026-02-28 | → |
| 604 | XP ADVISORY US, INC. | 173779 | 28 | $792.3M | 34 | 2026-04-30 | → |
| 605 | HENDERSON BROTHERS FINANCIAL PARTNERS LLC | 333732 | 28 | $406.8M | 30 | 2026-06-30 | → |
| 606 | SWBC INVESTMENT COMPANY | 140994 | 28 | $256.0M | 33 | 2026-03-31 | → |
| 607 | PINEBRIDGE INVESTMENTS LLC | 285211 | 27 | $76.73B | 239 | 2026-05-31 | → |
| 608 | VEST FINANCIAL LLC | 165976 | 27 | $51.81B | 52 | 2026-06-30 | → |
| 609 | MORGAN STANLEY AIP GP LP | 117050 | 27 | $40.85B | 200 | 2026-03-31 | → |
| 610 | ALPS ADVISORS, INC. | 134340 | 27 | $38.83B | 73 | 2026-03-31 | → |
| 611 | WELLTH ADVISORY SERVICES, LLC | 330537 | 27 | $26.68B | 74 | 2026-03-31 | → |
| 612 | WESTWOOD MANAGEMENT CORP | 110269 | 27 | $12.46B | 95 | 2026-03-31 | → |
| 613 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 289977 | 27 | $8.76B | 118 | 2026-04-30 | → |
| 614 | XML FINANCIAL, LLC | 284987 | 27 | $3.30B | 54 | 2026-06-30 | → |
| 615 | JACOBI CAPITAL MANAGEMENT, LLC | 147663 | 27 | $2.64B | 31 | 2026-06-30 | → |
| 616 | MORA CAPITAL MANAGEMENT, LLC | 112221 | 27 | $1.90B | 49 | 2026-06-30 | → |
| 617 | ANCORA ALTERNATIVES LLC | 311902 | 27 | $1.13B | 54 | 2026-03-31 | → |
| 618 | STIRLINGSHIRE RIA LLC | 327779 | 27 | $179.8M | 29 | 2026-03-31 | → |
| 619 | LINCOLN DOUGLAS INVESTMENTS, LLC | 155578 | 27 | $130.5M | 27 | 2026-03-31 | → |
| 620 | SALIENT ADVISORS, L.P. | 122833 | 27 | $61.8M | 95 | 2026-03-31 | → |
| 621 | BLACKSTONE REAL ESTATE ADVISORS V L.P. | 138208 | 27 | $60.2M | 374 | 2026-03-31 | → |
| 622 | BAIN CAPITAL CREDIT, LP | 134852 | 26 | $76.30B | 682 | 2026-05-31 | → |
| 623 | MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC | 145508 | 26 | $48.31B | 730 | 2026-03-31 | → |
| 624 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 134600 | 26 | $24.65B | 289 | 2026-06-30 | → |
| 625 | REDBIRD CAPITAL PARTNERS MANAGEMENT LLC | 168862 | 26 | $14.01B | 101 | 2026-03-31 | → |
| 626 | ASHTON THOMAS PRIVATE WEALTH, LLC | 153902 | 26 | $6.01B | 93 | 2026-03-31 | → |
| 627 | BCSF ADVISORS, LP | 282092 | 26 | $3.65B | 682 | 2026-03-31 | → |
| 628 | TITLEIST ASSET MANAGEMENT, LLC | 323567 | 26 | $2.66B | 41 | 2026-06-30 | → |
| 629 | RIVERFRONT INVESTMENT GROUP, LLC | 146221 | 26 | $2.22B | 46 | 2026-06-30 | → |
| 630 | OCTAVIA WEALTH ADVISORS LLC | 306909 | 26 | $2.15B | 45 | 2026-06-30 | → |
| 631 | BCPC ADVISORS, LP | 327851 | 26 | $1.74B | 682 | 2026-03-31 | → |
| 632 | PICKERING ENERGY PARTNERS LP | 302116 | 26 | $1.66B | 51 | 2026-05-31 | → |
| 633 | USA FINANCIAL EXCHANGE LLC | 283466 | 26 | $1.64B | 38 | 2026-03-31 | → |
| 634 | VECTORGLOBAL IAG, INC. | 147129 | 26 | $1.63B | 27 | 2026-06-30 | → |
| 635 | VALLEY WEALTH STRATEGIES, LLC | 289737 | 26 | $1.45B | 59 | 2026-06-30 | → |
| 636 | KPP ADVISORY SERVICES LLC | 289507 | 26 | $1.24B | 37 | 2026-05-31 | → |
| 637 | VERITY ASSET MANAGEMENT, INC. | 158667 | 26 | $1.15B | 77 | 2026-06-30 | → |
| 638 | BRIGHTON SECURITIES CORP. | 3875 | 26 | $931.0M | 26 | 2026-04-30 | → |
| 639 | CHAPIN DAVIS, INC | 28116 | 26 | $642.8M | 26 | 2026-05-31 | → |
| 640 | USA FINANCIAL FORMULAS LLC | 139987 | 26 | $534.4M | 38 | 2026-03-31 | → |
| 641 | ATCAP PARTNERS, LLC | 158214 | 26 | $195.5M | 26 | 2026-04-30 | → |
| 642 | INSIGHT NORTH AMERICA LLC | 145995 | 25 | $171.09B | 238 | 2026-06-30 | → |
| 643 | STONEPEAK PARTNERS LP | 159699 | 25 | $81.91B | 359 | 2026-04-30 | → |
| 644 | MUZINICH & CO., INC. | 22998 | 25 | $31.27B | 110 | 2026-06-30 | → |
| 645 | SUMMIT TRAIL ADVISORS, LLC | 220519 | 25 | $19.94B | 94 | 2026-05-31 | → |
| 646 | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | 138638 | 25 | $9.57B | 34 | 2026-03-31 | → |
| 647 | HORIZON INVESTMENTS LLC | 109552 | 25 | $8.47B | 76 | 2026-03-31 | → |
| 648 | LADENBURG THALMANN ASSET MANAGEMENT INC | 108604 | 25 | $6.68B | 30 | 2026-05-31 | → |
| 649 | NICOLET ADVISORY SERVICES, LLC | 283940 | 25 | $4.29B | 75 | 2026-03-31 | → |
| 650 | MSH CAPITAL ADVISORS LLC | 157835 | 25 | $1.35B | 35 | 2026-04-30 | → |
| 651 | SIGNATURE EQUITY PARTNERS, LLC | 327455 | 25 | $330.6M | 38 | 2026-03-31 | → |
| 652 | FIRST ANALYSIS CAPITAL MANAGEMENT LLC | 161373 | 25 | $186.2M | 25 | 2026-05-31 | → |
| 653 | CHELSEA ADVISORY SERVICES, INC | 150791 | 25 | $147.4M | 30 | 2026-03-31 | → |
| 654 | CATALYST WEALTH MANAGEMENT LLC | 329586 | 25 | $105.0M | 25 | 2026-06-30 | → |
| 655 | GLOBAL INFRASTRUCTURE MANAGEMENT, LLC | 157434 | 24 | $142.15B | 437 | 2026-05-31 | → |
| 656 | VIRTUS FIXED INCOME ADVISERS, LLC | 146029 | 24 | $34.91B | 95 | 2026-03-31 | → |
| 657 | PERIGON WEALTH MANAGEMENT, LLC | 131037 | 24 | $11.29B | 159 | 2026-06-30 | → |
| 658 | WEITZ INVESTMENT MANAGEMENT, INC. | 105088 | 24 | $8.08B | 36 | 2026-03-31 | → |
| 659 | HOMESTEAD ADVISERS CORP. | 109845 | 24 | $7.45B | 40 | 2026-06-30 | → |
| 660 | CREATIVEONE WEALTH, LLC | 281213 | 24 | $6.25B | 222 | 2026-05-31 | → |
| 661 | FENIMORE ASSET MANAGEMENT, INC. | 110946 | 24 | $5.41B | 43 | 2026-01-31 | → |
| 662 | SIMPLICITY WEALTH LLC | 300572 | 24 | $4.27B | 424 | 2026-04-30 | → |
| 663 | STAR MOUNTAIN FUND MANAGEMENT, LLC | 164728 | 24 | $4.18B | 121 | 2026-03-31 | → |
| 664 | ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | 309550 | 24 | $3.88B | 58 | 2026-04-30 | → |
| 665 | CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. | 159296 | 24 | $3.24B | 35 | 2026-05-31 | → |
| 666 | MEEDER ADVISORY SERVICES, INC | 106814 | 24 | $2.86B | 73 | 2026-04-30 | → |
| 667 | INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC | 144733 | 24 | $1.54B | 30 | 2026-03-31 | → |
| 668 | MCDONALD PARTNERS LLC | 135414 | 24 | $1.28B | 29 | 2026-06-30 | → |
| 669 | HERBERT J. SIMS CAPITAL MANAGEMENT, INC. | 134510 | 24 | $436.9M | 30 | 2026-04-30 | → |
| 670 | KCD FINANCIAL, INC. | 127473 | 24 | $202.1M | 29 | 2026-05-31 | → |
| 671 | GC ADVISORS LLC | 148687 | 23 | $177.85B | 1,035 | 2026-06-30 | → |
| 672 | GC OPAL ADVISORS LLC | 289425 | 23 | $124.30B | 1,087 | 2026-06-30 | → |
| 673 | BAHL & GAYNOR INC | 106139 | 23 | $20.99B | 79 | 2026-02-28 | → |
| 674 | ARIEL INVESTMENTS, LLC | 108211 | 23 | $12.78B | 109 | 2026-04-30 | → |
| 675 | ANGEL OAK CAPITAL ADVISORS, LLC | 151090 | 23 | $11.49B | 78 | 2026-03-31 | → |
| 676 | HORIZON KINETICS ASSET MANAGEMENT LLC | 106096 | 23 | $9.61B | 80 | 2026-04-30 | → |
| 677 | STRATOS WEALTH ADVISORS LLC | 283816 | 23 | $5.57B | 170 | 2026-06-30 | → |
| 678 | REHMANN CAPITAL ADVISORY GROUP, LLC | 123047 | 23 | $5.27B | 39 | 2026-03-31 | → |
| 679 | MACQUARIE WEALTH ADVISERS, LLC | 141805 | 23 | $4.82B | 69 | 2026-06-30 | → |
| 680 | CONTINUUM ADVISORY, LLC | 283155 | 23 | $1.91B | 66 | 2026-03-31 | → |
| 681 | SB ADVISORY, LLC | 154680 | 23 | $1.10B | 35 | 2026-06-30 | → |
| 682 | FORTIS GROUP ADVISORS LLC | 290427 | 23 | $822.4M | 29 | 2026-03-31 | → |
| 683 | FINANCIAL MANAGEMENT STRATEGIES, INC. | 120818 | 23 | $714.2M | 23 | 2026-03-31 | → |
| 684 | HORAN SECURITIES, INC. | 40794 | 23 | $698.2M | 27 | 2025-03-31 | → |
| 685 | SIGNAL SECURITIES, INC. | 15916 | 23 | $679.1M | 35 | 2026-03-31 | → |
| 686 | HAZARD & SIEGEL ADVISORY SERVICES LLC | 151462 | 23 | $449.8M | 24 | 2026-03-31 | → |
| 687 | STONECREST ADVISORS, INC. | 142095 | 23 | $398.8M | 25 | 2026-04-30 | → |
| 688 | BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. | 146043 | 22 | $69.79B | 255 | 2026-03-31 | → |
| 689 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | 104599 | 22 | $39.36B | 134 | 2026-03-31 | → |
| 690 | CAPACUITY LLC | 297679 | 22 | $13.87B | 40 | 2026-03-31 | → |
| 691 | MAYFLOWER FINANCIAL ADVISORS, LLC | 307857 | 22 | $5.82B | 33 | 2026-05-31 | → |
| 692 | NEWPORT GROUP CONSULTING, LLC | 140944 | 22 | $5.05B | 31 | 2026-03-31 | → |
| 693 | DOUBLELINE ALTERNATIVES LP | 175212 | 22 | $3.47B | 171 | 2026-03-31 | → |
| 694 | MONECO ADVISORS, LLC | 171922 | 22 | $2.28B | 66 | 2026-06-30 | → |
| 695 | CENTER FOR FINANCIAL PLANNING INC | 109599 | 22 | $1.97B | 26 | 2026-04-30 | → |
| 696 | LANDAAS & COMPANY, LLC | 47487 | 22 | $1.93B | 27 | 2026-03-31 | → |
| 697 | TCFG INVESTMENT ADVISORS, LLC | 166606 | 22 | $639.4M | 27 | 2026-04-30 | → |
| 698 | GLOBAL ASSETS ADVISORY, LLC | 300460 | 22 | $551.7M | 29 | 2026-06-30 | → |
| 699 | NORTHLAND SECURITIES, INC. | 40258 | 22 | $405.5M | 22 | 2026-06-30 | → |
| 700 | TRUST ADVISORY GROUP LTD | 106926 | 22 | $313.5M | 22 | 2026-06-30 | → |
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