Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary AUM
SEC-registered investment advisers ranked by latest reported non-discretionary regulatory assets under management.
Firms
1,000
Total AUM
$63.98T
Median AUM
$7.37B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 401 | VIVALDI CAPITAL MANAGEMENT LP | 160150 | $3.24B | $5.64B | 68 | 2026-04-30 | → |
| 402 | OSAIC FS, INC. | 3870 | $3.24B | $4.48B | 655 | 2025-01-31 | → |
| 403 | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | 104518 | $3.23B | $199.66B | 452 | 2026-05-31 | → |
| 404 | BAILLIE GIFFORD OVERSEAS LTD | 110296 | $3.23B | $144.00B | 1,583 | 2026-05-31 | → |
| 405 | VALOR MANAGEMENT LLC | 160014 | $3.23B | $59.32B | 104 | 2026-04-30 | → |
| 406 | CHARTWELL INVESTMENT PARTNERS, LLC | 170335 | $3.22B | $12.97B | 31 | 2026-05-31 | → |
| 407 | HARBOR INVESTMENT ADVISORY, LLC | 151085 | $3.22B | $6.87B | 35 | 2026-03-31 | → |
| 408 | MATTER, LLC | 106806 | $3.21B | $3.81B | 55 | 2026-03-31 | → |
| 409 | E.P.G., INCORPORATED | 106821 | $3.20B | $3.20B | 11 | 2026-03-31 | → |
| 410 | PACIFIC OAK CAPITAL ADVISORS, LLC | 299177 | $3.20B | $3.20B | 11 | 2025-10-31 | → |
| 411 | GUGGENHEIM CORPORATE FUNDING, LLC | 300895 | $3.19B | $11.29B | 16 | 2026-05-31 | → |
| 412 | KOHLBERG KRAVIS ROBERTS & CO. L.P. | 144533 | $3.11B | $399.90B | 2,593 | 2026-06-30 | → |
| 413 | ARCTOS PARTNERS, LP | 307116 | $3.11B | $18.22B | 77 | 2026-03-31 | → |
| 414 | BPS CAPITAL MANAGEMENT, INC. | 120006 | $3.10B | $3.10B | 5 | 2026-01-31 | → |
| 415 | INSIGNEO ADVISORY SERVICES, LLC | 282589 | $3.09B | $5.16B | 223 | 2026-06-30 | → |
| 416 | GLENEAGLES INVESTMENT ADVISORS, LLC | 312306 | $3.07B | $3.08B | 4 | 2026-03-31 | → |
| 417 | THIRD LAKE PARTNERS, LLC | 299961 | $3.07B | $5.97B | 16 | 2026-03-31 | → |
| 418 | COMPASS GROUP MANAGEMENT LLC | 168422 | $3.04B | $3.04B | 25 | 2026-03-31 | → |
| 419 | ALTES CAPITAL, LLC | 331481 | $3.03B | $3.19B | 7 | 2026-03-31 | → |
| 420 | PARADIGM GLOBAL INVESTORS, LLC | 338287 | $3.02B | $3.03B | 4 | 2026-03-31 | → |
| 421 | HSBC SECURITIES (USA) INC. | 19585 | $3.01B | $3.84B | 490 | 2026-04-30 | → |
| 422 | INTELLICENTS INVESTMENT SOLUTIONS INC | 107498 | $3.01B | $9.92B | 80 | 2026-06-30 | → |
| 423 | MACQUARIE INFRASTRUCTURE PARTNERS INC. | 146696 | $2.97B | $48.84B | 255 | 2026-06-30 | → |
| 424 | NASSAU CORAMERICA LLC | 334332 | $2.97B | $3.22B | 6 | 2026-03-31 | → |
| 425 | CARDIFF PARK ADVISORS,LLC | 126752 | $2.96B | $2.96B | 6 | 2026-03-31 | → |
| 426 | FRANKLIN ADVISERS, INC. | 104517 | $2.95B | $509.45B | 384 | 2026-05-31 | → |
| 427 | IWC INVESTMENT PARTNERS A/S | 287869 | $2.95B | $2.95B | 30 | 2026-03-31 | → |
| 428 | THREE BELL CAPITAL LLC | 159736 | $2.95B | $5.05B | 22 | 2026-06-30 | → |
| 429 | LEAFHOUSE FINANCIAL ADVISORS, LLC | 149694 | $2.94B | $24.09B | 30 | 2026-06-30 | → |
| 430 | CAPITAL GENERATION PARTNERS LLP | 281808 | $2.93B | $4.12B | 46 | 2026-05-31 | → |
| 431 | CONCURRENT INVESTMENT ADVISORS, LLC | 323135 | $2.92B | $15.73B | 188 | 2026-06-30 | → |
| 432 | ARTEMIS REAL ESTATE PARTNERS, LLC | 160668 | $2.92B | $11.42B | 64 | 2026-03-31 | → |
| 433 | PGIM QUANTITATIVE SOLUTIONS LLC | 129752 | $2.91B | $110.95B | 147 | 2026-03-31 | → |
| 434 | PENSION CONSULTANTS INC | 113914 | $2.91B | $5.42B | 17 | 2026-03-31 | → |
| 435 | BLUE OWL CREDIT PRIVATE FUND ADVISORS LLC | 297506 | $2.91B | $46.06B | 250 | 2026-06-30 | → |
| 436 | MEMBERS CAPITAL ADVISORS, INC. | 105960 | $2.91B | $39.46B | 62 | 2026-03-31 | → |
| 437 | CIBC ASSET MANAGEMENT INC. | 106508 | $2.90B | $162.84B | 478 | 2026-06-30 | → |
| 438 | ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC | 159050 | $2.90B | $32.48B | 412 | 2026-05-31 | → |
| 439 | NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIP | 105461 | $2.89B | $2.96B | 5 | 2026-03-31 | → |
| 440 | PRINCIPAL SECURITIES, INC. | 1137 | $2.88B | $17.02B | 1,464 | 2026-03-31 | → |
| 441 | METLIFE INVESTMENT MANAGEMENT, LLC | 142463 | $2.87B | $563.78B | 956 | 2026-05-31 | → |
| 442 | MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC | 109641 | $2.86B | $6.74B | 660 | 2026-03-31 | → |
| 443 | EVOKE WEALTH, LLC | 300856 | $2.86B | $17.29B | 96 | 2026-04-30 | → |
| 444 | INVESTMENT CONSULTING GROUP INC | 106967 | $2.84B | $2.84B | 6 | 2026-03-31 | → |
| 445 | BRICK CAPITAL MANAGEMENT INC | 107600 | $2.84B | $2.84B | 1 | 2026-03-31 | → |
| 446 | STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. | 114922 | $2.84B | $2.84B | 0 | 2026-03-31 | → |
| 447 | ALLEN INVESTMENT MANAGEMENT, LLC | 124454 | $2.83B | $16.91B | 28 | 2026-03-31 | → |
| 448 | CLARFELD FINANCIAL ADVISORS, LLC | 106743 | $2.83B | $15.54B | 204 | 2026-04-30 | → |
| 449 | TRANSWESTERN INVESTMENT MANAGEMENT, LLC | 159520 | $2.81B | $3.75B | 31 | 2026-03-31 | → |
| 450 | MVP MANAGER LLC | 282143 | $2.81B | $2.81B | 1 | 2026-04-30 | → |
| 451 | AEGON ASSET MANAGEMENT UK PLC | 289505 | $2.80B | $52.63B | 254 | 2026-03-31 | → |
| 452 | ZHANG FINANCIAL LLC | 159257 | $2.76B | $8.37B | 50 | 2026-03-31 | → |
| 453 | TURTLE CREEK MANAGEMENT, LLC | 140212 | $2.73B | $4.28B | 10 | 2026-03-31 | → |
| 454 | APPLIED FINANCE CAPITAL MANAGEMENT, LLC | 226755 | $2.72B | $4.44B | 3 | 2026-03-31 | → |
| 455 | VETA INVESTMENT PARTNERS, LLC | 309023 | $2.71B | $2.79B | 10 | 2026-05-31 | → |
| 456 | PNC STEEL CITY ADVISORS, LLC | 172658 | $2.70B | $2.72B | 12 | 2026-05-31 | → |
| 457 | COLTER LEWIS INVESTMENT PARTNERS LLC | 297213 | $2.69B | $3.41B | 18 | 2026-03-31 | → |
| 458 | ARAX ADVISORY PARTNERS, LLC | 133535 | $2.68B | $23.18B | 319 | 2026-06-30 | → |
| 459 | LIGHTSPEED MANAGEMENT COMPANY, L.L.C. | 160187 | $2.68B | $50.01B | 132 | 2026-05-31 | → |
| 460 | ELLINGTON MANAGEMENT GROUP, L.L.C. | 112493 | $2.68B | $20.76B | 164 | 2026-06-30 | → |
| 461 | PEARL DIVER CAPITAL LLP | 283834 | $2.68B | $2.82B | 20 | 2026-03-31 | → |
| 462 | BIENVILLE CAPITAL MANAGEMENT, LLC | 149320 | $2.67B | $4.45B | 27 | 2026-03-31 | → |
| 463 | ADVANCED PORTFOLIO MANAGEMENT, LLC | 138769 | $2.67B | $2.70B | 18 | 2026-03-31 | → |
| 464 | 36 NORTH CAPITAL MANAGEMENT, LLC | 317557 | $2.67B | $2.67B | 4 | 2026-02-28 | → |
| 465 | FAIRFIELD REALTY ADVISORS LLC | 300633 | $2.67B | $6.20B | 370 | 2026-03-31 | → |
| 466 | PENNINGTON PARTNERS & CO., LLC | 282688 | $2.66B | $5.09B | 36 | 2026-04-30 | → |
| 467 | CAIN, WATTERS & ASSOCIATES, LLC | 111521 | $2.65B | $5.04B | 341 | 2026-06-30 | → |
| 468 | THOMAS MILL ADVISORS LLC | 309304 | $2.64B | $2.64B | 1 | 2025-03-31 | → |
| 469 | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | 123898 | $2.64B | $3.49B | 16 | 2026-03-31 | → |
| 470 | MSA ADVISORS, LLC | 305170 | $2.64B | $9.65B | 34 | 2026-03-31 | → |
| 471 | NWF ADVISORY SERVICES INC | 110410 | $2.63B | $6.43B | 111 | 2026-03-31 | → |
| 472 | ZEMENICK & WALKER INC | 108670 | $2.63B | $2.63B | 11 | 2026-03-31 | → |
| 473 | FIRST CITIZENS INVESTOR SERVICES, INC. | 44430 | $2.62B | $2.63B | 352 | 2026-05-31 | → |
| 474 | INVUS FINANCIAL ADVISORS, LLC | 161603 | $2.61B | $16.21B | 70 | 2026-05-31 | → |
| 475 | ACR ALPINE CAPITAL RESEARCH, LLC | 110933 | $2.60B | $10.79B | 35 | 2026-06-30 | → |
| 476 | NASSAU GLOBAL CREDIT LLC | 287937 | $2.58B | $6.43B | 16 | 2026-03-31 | → |
| 477 | SAPIENT CAPITAL LLC | 324899 | $2.57B | $13.76B | 59 | 2026-03-31 | → |
| 478 | ROCK HARBOR PARTNERS LLC | 322545 | $2.57B | $2.67B | 4 | 2026-03-31 | → |
| 479 | ATLANTIC CAPITAL STRATEGIES, INC. | 146725 | $2.57B | $2.57B | 2 | 2026-03-31 | → |
| 480 | OAKMONT CAPITAL MANAGEMENT, LLC | 128939 | $2.55B | $3.09B | 19 | 2026-03-31 | → |
| 481 | FIRST ENDOWMENT DEVELOPMENT CORP | 105335 | $2.54B | $2.80B | 16 | 2026-05-31 | → |
| 482 | SEVEN BRIDGES ADVISORS LLC | 158722 | $2.53B | $4.61B | 23 | 2026-06-30 | → |
| 483 | ICON INFRASTRUCTURE NORTH AMERICA INC. | 306800 | $2.52B | $2.52B | 17 | 2026-06-30 | → |
| 484 | L 1 GLOBAL WEALTH LLC | 337213 | $2.51B | $2.81B | 4 | 2026-03-31 | → |
| 485 | MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC | 285820 | $2.49B | $7.27B | 360 | 2026-05-31 | → |
| 486 | 360 ONE PORTFOLIO MANAGERS LIMITED | 307146 | $2.46B | $3.65B | 72 | 2026-06-30 | → |
| 487 | RAUB BROCK CAPITAL MANAGEMENT, LP | 153994 | $2.46B | $2.93B | 9 | 2026-03-31 | → |
| 488 | APOGEM CAPITAL LLC | 309234 | $2.46B | $43.82B | 259 | 2026-05-31 | → |
| 489 | MERK INVESTMENTS LLC | 112305 | $2.46B | $3.71B | 7 | 2026-03-31 | → |
| 490 | PACIFIC PORTFOLIO CONSULTING, LLC | 139505 | $2.45B | $4.79B | 22 | 2025-03-31 | → |
| 491 | URBAN INVESTMENT ADVISORS, INC., | 222524 | $2.45B | $2.45B | 3 | 2026-06-30 | → |
| 492 | ARVEST INVESTMENTS, INC. | 42057 | $2.44B | $3.44B | 238 | 2026-03-31 | → |
| 493 | INFRARED CAPITAL PARTNERS (US) LLC | 310401 | $2.44B | $2.44B | 28 | 2026-03-31 | → |
| 494 | HEARTHSTONE INC., A CALIFORNIA CORPORATION | 112226 | $2.44B | $2.44B | 24 | 2025-03-31 | → |
| 495 | FIRST MANHATTAN CO. LLC | 325281 | $2.42B | $38.09B | 147 | 2026-04-30 | → |
| 496 | STEEPROCK CAPITAL II LLC | 172775 | $2.41B | $2.63B | 12 | 2026-06-30 | → |
| 497 | BAKER TILLY WEALTH MANAGEMENT, LLC | 167811 | $2.40B | $4.60B | 32 | 2026-01-31 | → |
| 498 | TRG MANAGEMENT LP | 138083 | $2.40B | $6.72B | 102 | 2026-03-31 | → |
| 499 | OSAIC INSTITUTIONS, INC. | 35371 | $2.39B | $6.49B | 1,839 | 2026-05-31 | → |
| 500 | RATSON ADVISORY LLC | 330091 | $2.39B | $2.39B | 2 | 2026-02-28 | → |
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