Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary Accounts
SEC-registered investment advisers ranked by reported non-discretionary client accounts.
Firms
1,000
Total AUM
$28.33T
Median AUM
$1.19B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary Accounts↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | INTEGRATED ADVISORS NETWORK LLC | 171991 | 537 | $5.52B | 87 | 2026-06-30 | → |
| 602 | &PARTNERS | 3767 | 534 | $30.27B | 703 | 2026-06-30 | → |
| 603 | RAMIAH INVESTMENT GROUP, INC. | 130919 | 534 | $283.3M | 5 | 2026-01-31 | → |
| 604 | LIG CAPITAL MANAGEMENT, LLC | 130489 | 532 | $250.4M | 4 | 2026-04-30 | → |
| 605 | INVESTMENT MANAGERS GROUP, LLC | 164203 | 528 | $116.8M | 2 | 2026-03-31 | → |
| 606 | REALTA INVESTMENT ADVISORS, INC | 134952 | 527 | $385.4M | 61 | 2026-03-31 | → |
| 607 | HAYS FINANCIAL GROUP, LLC | 306877 | 525 | $7.45B | 12 | 2026-03-31 | → |
| 608 | WESTERN WEALTH MANAGEMENT LLC | 283545 | 525 | $5.36B | 98 | 2026-06-30 | → |
| 609 | JOYCE WEALTH MANAGEMENT, LLC | 325221 | 521 | $483.1M | 3 | 2026-04-30 | → |
| 610 | ALPHACORE CAPITAL LLC | 174346 | 518 | $9.03B | 111 | 2026-04-30 | → |
| 611 | EARLY MCCLINTIC & MCMILLAN, LLC | 288427 | 518 | $652.2M | 9 | 2026-06-30 | → |
| 612 | INDEPENDENT PROGRESSIVE ADVISORS, LLC | 139649 | 518 | $115.2M | 2 | 2025-04-30 | → |
| 613 | COVENANT PARTNERS, LLC | 110137 | 516 | $1.08B | 15 | 2026-02-28 | → |
| 614 | QUANTUM FINANCIAL SERVICES INC. | 121631 | 516 | $730.9M | 2 | 2026-03-31 | → |
| 615 | WILSEY ASSET MANAGEMENT INCORPORATED | 130482 | 515 | $768.5M | 9 | 2026-03-31 | → |
| 616 | IFC PERSONAL MONEY MANAGERS, INC. | 126344 | 515 | $450.9M | 4 | 2026-04-30 | → |
| 617 | MAGNOLIA CAPITAL ADVISORS LLC | 298398 | 514 | $1.69B | 18 | 2026-03-31 | → |
| 618 | ENCOMPASS WEALTH ADVISORS, LLC | 170807 | 509 | $472.8M | 5 | 2026-03-31 | → |
| 619 | SFMG, LLC. | 107548 | 506 | $2.96B | 39 | 2026-03-31 | → |
| 620 | INVESTMENT CONSULTING GROUP INC | 106967 | 504 | $2.84B | 6 | 2026-03-31 | → |
| 621 | BOYLE CAPITAL MANAGEMENT, L.L.C. | 132416 | 503 | $342.0M | 5 | 2026-03-31 | → |
| 622 | HERITAGE FINANCIAL ADVISORS, LLC | 154955 | 502 | $188.0M | 1 | 2026-03-31 | → |
| 623 | EQUITY ADVISORS OF KENTUCKY INC | 116398 | 500 | $141.6M | 3 | 2026-03-31 | → |
| 624 | J.F. WILLIAMS CO., INC. | 113569 | 499 | $286.5M | 4 | 2026-03-31 | → |
| 625 | JOHNSON FINANCIAL GROUP LLC | 125101 | 498 | $4.53B | 62 | 2026-05-31 | → |
| 626 | MCBRIDE FINANCIAL ADVISORS, LLC | 114843 | 498 | $170.0M | 1 | 2025-03-31 | → |
| 627 | STONEBRIDGE FINANCIAL GROUP, LLC | 327529 | 497 | $2.28B | 29 | 2026-03-31 | → |
| 628 | ALLSTATE FINANCIAL ADVISORS, LLC | 109524 | 493 | $142.4M | 341 | 2026-04-30 | → |
| 629 | LOYD FINANCIAL MANAGEMENT INC. | 112236 | 493 | $133.5M | 2 | 2026-02-28 | → |
| 630 | LEXAURUM ADVISORS, LLC | 283653 | 492 | $1.27B | 50 | 2026-03-31 | → |
| 631 | SUMMITRY, LLC | 128586 | 491 | $3.35B | 46 | 2026-06-30 | → |
| 632 | WALDRON PRIVATE WEALTH, LLC | 131063 | 490 | $5.50B | 70 | 2026-03-31 | → |
| 633 | EVEREST CONSULTANTS, LLC | 128474 | 488 | $633.1M | 5 | 2025-03-31 | → |
| 634 | DAI WEALTH, LLC | 138938 | 487 | $330.0M | 40 | 2026-03-31 | → |
| 635 | CRA FINANCIAL SERVICES, L.L.C. | 124004 | 486 | $1.69B | 14 | 2026-05-31 | → |
| 636 | GILBERT & COOK, INC. | 283112 | 485 | $1.70B | 32 | 2026-06-30 | → |
| 637 | USA FINANCIAL SECURITIES LLC | 103857 | 484 | $296.5M | 172 | 2026-03-31 | → |
| 638 | SUNDVOLD CAPITAL MANAGEMENT LLC | 108176 | 480 | $232.9M | 5 | 2026-03-31 | → |
| 639 | ALLEGIANCE FINANCIAL ADVISORS, INC. | 127293 | 480 | $181.9M | 7 | 2026-02-28 | → |
| 640 | SCHULTZ FINANCIAL GROUP INCORPORATED | 108724 | 478 | $214.8M | 4 | 2026-06-30 | → |
| 641 | NEW HORIZON FINANCIAL STRATEGIES, LLC | 125729 | 477 | $217.2M | 7 | 2026-03-31 | → |
| 642 | RUSSELL INVESTMENT MANAGEMENT, LLC | 105734 | 476 | $68.60B | 569 | 2026-04-30 | → |
| 643 | BLACK CORAL FINANCIAL ADVISORS, LLC | 154623 | 476 | $504.4M | 6 | 2026-02-28 | → |
| 644 | CHAPMAN & CHAPMAN ADVISORS LLC | 122655 | 473 | $145.6M | 3 | 2026-03-31 | → |
| 645 | AFFINITY CAPITAL ADVISORS LLC | 166226 | 472 | $851.3M | 11 | 2026-03-31 | → |
| 646 | BKM WEALTH MANAGEMENT, LLC | 323928 | 472 | $651.8M | 9 | 2026-02-28 | → |
| 647 | RIVERPATH INVESTMENTS LLC | 226671 | 472 | $362.9M | 5 | 2026-01-31 | → |
| 648 | MITCHELL SINKLER & STARR INC | 106460 | 471 | $1.79B | 9 | 2026-03-31 | → |
| 649 | SOUND STEWARDSHIP, LLC | 129755 | 469 | $284.6M | 11 | 2026-03-31 | → |
| 650 | PHASE III ADVISORY SERVICES, LTD | 122959 | 469 | $210.9M | 3 | 2026-04-30 | → |
| 651 | ORIENTAL FINANCIAL SERVICES LLC | 29753 | 468 | $419.6M | 28 | 2026-03-31 | → |
| 652 | SECURE ASSET MANAGEMENT, L.L.C. | 144046 | 465 | $870.6M | 54 | 2026-06-30 | → |
| 653 | ALLEN WEALTH MANAGEMENT, LLC | 133038 | 465 | $664.3M | 7 | 2026-01-31 | → |
| 654 | AGNELLO FINANCIAL GROUP, INC. | 141522 | 465 | $378.6M | 4 | 2026-02-28 | → |
| 655 | AMERICAN FUNDSTARS FINANCIAL GROUP LLC | 315860 | 465 | $332.7M | 14 | 2025-12-31 | → |
| 656 | INTENTIONAL RETIREMENT, LLC | 310655 | 465 | $150.0M | 2 | 2026-03-31 | → |
| 657 | MORA CAPITAL MANAGEMENT, LLC | 112221 | 464 | $1.90B | 49 | 2026-06-30 | → |
| 658 | MARGOLIS BRADY RAGHAVAN FINANCIAL, INC. | 168333 | 462 | $956.4M | 10 | 2026-03-31 | → |
| 659 | AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED | 156771 | 461 | $2.01B | 174 | 2026-02-28 | → |
| 660 | VERDENCE CAPITAL ADVISORS, LLC | 288512 | 460 | $4.63B | 52 | 2026-05-31 | → |
| 661 | SENTRY ADVISORS, LLC | 174042 | 460 | $2.41B | 4 | 2026-03-31 | → |
| 662 | AA FINANCIAL ADVISORS, LLC | 119829 | 460 | $1.42B | 29 | 2026-06-30 | → |
| 663 | HUDSON HERITAGE CAPITAL MANAGEMENT, INC. | 44357 | 460 | $128.7M | 12 | 2026-03-31 | → |
| 664 | LIFESTEPS FINANCIAL, INC. | 153852 | 458 | $442.7M | 9 | 2026-06-30 | → |
| 665 | U.S. BANCORP ASSET MANAGEMENT, INC. | 111912 | 456 | $427.48B | 322 | 2026-03-31 | → |
| 666 | NEXUS338, LLC | 315250 | 456 | $407.8M | 3 | 2026-02-28 | → |
| 667 | WAVERTON INVESTMENT MANAGEMENT LIMITED | 112200 | 454 | $17.14B | 184 | 2025-07-31 | → |
| 668 | HFH PLANNING INC. | 114046 | 454 | $206.1M | 2 | 2026-04-30 | → |
| 669 | VIRTUS WEALTH MANAGEMENT LLC | 317832 | 454 | $119.4M | 14 | 2026-04-30 | → |
| 670 | KLINGMAN AND ASSOCIATES, LLC | 125618 | 448 | $5.66B | 25 | 2026-05-31 | → |
| 671 | STRAIGHTLINE GROUP, LLC | 127401 | 448 | $1.17B | 11 | 2026-03-31 | → |
| 672 | SENTINEL PENSION ADVISORS, LLC | 109901 | 446 | $11.94B | 53 | 2026-05-31 | → |
| 673 | RS PETRELL & ASSOCIATES, LLC | 143462 | 446 | $159.1M | 3 | 2026-02-28 | → |
| 674 | PURSUIT WEALTH MANAGEMENT, LLC | 337709 | 445 | $457.5M | 7 | 2026-02-28 | → |
| 675 | STELAC ADVISORY SERVICES LLC | 145103 | 442 | $6.29B | 21 | 2026-03-31 | → |
| 676 | ROYAL FUND MANAGEMENT, LLC | 144434 | 442 | $1.56B | 93 | 2026-05-31 | → |
| 677 | HEADLAND CAPITAL, LLC | 332277 | 442 | $559.3M | 19 | 2026-06-30 | → |
| 678 | SYMMETRY CAPITAL ADVISORS LLC | 122563 | 442 | $492.7M | 5 | 2026-03-31 | → |
| 679 | INVESTOR ADVISORY GROUP, LLC | 106837 | 442 | $172.1M | 4 | 2026-03-31 | → |
| 680 | INDEPENDENT FINANCIAL GROUP, LLC | 7717 | 441 | $12.93B | 624 | 2026-03-31 | → |
| 681 | QP WEALTH MANAGEMENT, LLC | 301071 | 441 | $405.0M | 7 | 2026-05-31 | → |
| 682 | ADG WEALTH MANAGEMENT GROUP, LLC | 132341 | 441 | $336.3M | 4 | 2026-02-28 | → |
| 683 | THE MOSAIC FINANCIAL GROUP, LLC | 109816 | 439 | $948.7M | 27 | 2026-03-31 | → |
| 684 | CHARTERED ADVISORY GROUP, INC. | 116517 | 439 | $127.7M | 6 | 2026-03-31 | → |
| 685 | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 124687 | 438 | $398.65B | 1,542 | 2026-03-31 | → |
| 686 | EAST GUILFORD FINANCIAL SERVICES LLC | 127481 | 438 | $193.1M | 1 | 2026-03-31 | → |
| 687 | ARCHWAY WEALTH MANAGEMENT, LLC | 326816 | 437 | $345.7M | 4 | 2026-03-31 | → |
| 688 | MINOT DEBLOIS ADVISORS LLC | 140170 | 434 | $2.04B | 4 | 2026-03-31 | → |
| 689 | VESTGEN INVESTMENT MANAGEMENT, LLC | 118851 | 434 | $786.6M | 21 | 2026-04-30 | → |
| 690 | HOLLENCREST CAPITAL MANAGEMENT, LLC | 46217 | 432 | $2.87B | 19 | 2026-06-30 | → |
| 691 | FINIVI INC. | 292329 | 432 | $308.4M | 10 | 2026-06-30 | → |
| 692 | L. ROY PAPP & ASSOCIATES, LLP | 105130 | 431 | $1.62B | 10 | 2026-05-31 | → |
| 693 | VANTAGE FINANCIAL GROUP, INC. | 105950 | 431 | $866.9M | 60 | 2026-03-31 | → |
| 694 | GREENBELT INVESTMENT ADVISORS, LLC | 155704 | 430 | $167.0M | 5 | 2026-02-28 | → |
| 695 | BREED'S HILL CAPITAL LLC | 169314 | 428 | $2.24B | 6 | 2025-09-30 | → |
| 696 | MARK GILLAM ENTERPRISES | 108632 | 428 | $210.3M | 6 | 2026-03-31 | → |
| 697 | WATERLOO CAPITAL, L.P. | 133705 | 426 | $2.26B | 64 | 2026-06-30 | → |
| 698 | HERITAGE FINANCIAL COUNSELORS, LLC | 288232 | 425 | $235.9M | 5 | 2026-03-31 | → |
| 699 | ANNIS GARDNER WHITING CAPITAL ADVISORS LLC | 150570 | 423 | $1.73B | 21 | 2026-03-31 | → |
| 700 | CAPITAL MANAGEMENT ASSOCIATES INC | 105010 | 417 | $1.88B | 17 | 2026-03-31 | → |
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