Research Report · 2026-06-30
Top Registered Investment Advisers by Non-Discretionary Accounts
SEC-registered investment advisers ranked by reported non-discretionary client accounts.
Firms
1,000
Total AUM
$28.33T
Median AUM
$1.19B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Non-Discretionary Accounts↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | PAYNE CAPITAL MANAGEMENT, LLC | 147119 | 1,450 | $1.34B | 17 | 2026-03-31 | → |
| 302 | SANDERSON WEALTH MANAGEMENT, LLC | 118910 | 1,423 | $1.43B | 19 | 2026-03-31 | → |
| 303 | MODERN PORTFOLIO MANAGEMENT INC | 104926 | 1,417 | $1.04B | 18 | 2026-05-31 | → |
| 304 | OXFORD FINANCIAL GROUP, LTD. LLC | 105303 | 1,392 | $23.33B | 156 | 2026-03-31 | → |
| 305 | UNITED BROKERAGE SERVICES, INC | 39062 | 1,390 | $372.3M | 95 | 2026-04-30 | → |
| 306 | SNOWDEN CAPITAL ADVISORS LLC | 157299 | 1,374 | $8.87B | 154 | 2026-04-30 | → |
| 307 | EVOKE WEALTH, LLC | 300856 | 1,360 | $17.29B | 96 | 2026-04-30 | → |
| 308 | HFG ADVISORS, INC. | 282027 | 1,357 | $426.7M | 9 | 2026-04-30 | → |
| 309 | SPROTT ASSET MANAGEMENT USA INC. | 139022 | 1,350 | $10.12B | 64 | 2026-03-31 | → |
| 310 | CALIBER WEALTH MANAGEMENT, LLC | 331165 | 1,349 | $1.76B | 24 | 2026-06-30 | → |
| 311 | WELLTH ADVISORY SERVICES, LLC | 330537 | 1,348 | $26.68B | 74 | 2026-03-31 | → |
| 312 | TAG ASSOCIATES LLC | 116959 | 1,337 | $7.07B | 71 | 2026-06-30 | → |
| 313 | MASECO LLP | 147686 | 1,320 | $4.96B | 129 | 2026-06-30 | → |
| 314 | PLANCORP, LLC | 106599 | 1,316 | $9.94B | 97 | 2026-05-31 | → |
| 315 | EFS ADVISORS LLC | 115211 | 1,316 | $2.40B | 59 | 2026-03-31 | → |
| 316 | CHURCHILL MANAGEMENT CORP | 109651 | 1,296 | $10.08B | 55 | 2025-07-31 | → |
| 317 | FREEMAN, WILL & NIEMEIER, INC. | 121628 | 1,295 | $284.2M | 2 | 2026-03-31 | → |
| 318 | XML FINANCIAL, LLC | 284987 | 1,286 | $3.30B | 54 | 2026-06-30 | → |
| 319 | LIFECYCLE FINANCIAL PLANNERS INC. | 290250 | 1,283 | $671.7M | 9 | 2026-03-31 | → |
| 320 | SHEPHERD KAPLAN KROCHUK, LLC | 127304 | 1,274 | $10.88B | 34 | 2026-03-31 | → |
| 321 | SHEPHERD KAPLAN LLC | 128244 | 1,274 | $10.16B | 42 | 2026-03-31 | → |
| 322 | PFG INVESTMENTS, LLC | 289256 | 1,269 | $436.8M | 28 | 2026-03-31 | → |
| 323 | HAZLETT, BURT & WATSON, INC. | 396 | 1,259 | $1.39B | 20 | 2026-03-31 | → |
| 324 | TIM LOONEY INVESTMENTS, LLC | 164413 | 1,255 | $490.3M | 4 | 2026-03-31 | → |
| 325 | BANKOH INVESTMENT SERVICES, INC. | 29280 | 1,252 | $398.5M | 35 | 2025-08-31 | → |
| 326 | ANDINA CAPITAL MANAGEMENT, LLC | 151762 | 1,251 | $1.26B | 31 | 2026-03-31 | → |
| 327 | ALEXANDER INVESTMENT SERVICES CO. | 1037 | 1,249 | $496.3M | 12 | 2026-03-31 | → |
| 328 | AEQUITAS INVESTMENT ADVISORS, LLC | 127625 | 1,238 | $826.1M | 8 | 2026-03-31 | → |
| 329 | BONNIE WUSZ & ASSOCIATES, INC. | 116471 | 1,229 | $692.8M | 5 | 2026-01-31 | → |
| 330 | SATIS ASSET MANAGEMENT LTD | 336301 | 1,224 | $773.9M | 17 | 2026-06-30 | → |
| 331 | USI ADVISORS, INC. | 108113 | 1,221 | $56.28B | 79 | 2026-03-31 | → |
| 332 | GREAT LAKES RETIREMENT, INC. | 146608 | 1,221 | $1.16B | 27 | 2026-03-31 | → |
| 333 | LIFESPAN FINANCIAL STRATEGIES, INC. | 119800 | 1,209 | $357.4M | 6 | 2026-03-31 | → |
| 334 | VARRA WEALTH MANAGEMENT LLC | 324044 | 1,199 | $305.6M | 8 | 2026-05-31 | → |
| 335 | CENTENNIAL SECURITIES COMPANY INC | 7763 | 1,193 | $1.34B | 45 | 2026-04-30 | → |
| 336 | MODERN CAPITAL ADVISORS, LLC | 131117 | 1,188 | $254.8M | 19 | 2026-04-30 | → |
| 337 | CHERRY CREEK FAMILY OFFICES, LLC | 156310 | 1,179 | $2.02B | 16 | 2026-02-28 | → |
| 338 | THE RETIREMENT SOLUTION LLC | 148106 | 1,176 | $699.4M | 35 | 2026-05-31 | → |
| 339 | THE OAK RIDGE FINANCIAL SERVICES GROUP, INC | 42941 | 1,170 | $668.6M | 57 | 2025-12-31 | → |
| 340 | INTERNATIONAL MONEY MATTERS PRIVATE LIMITED | 329433 | 1,159 | $278.3M | 54 | 2026-06-30 | → |
| 341 | MIRAMONTES CAPITAL, LLC | 264786 | 1,158 | $396.9M | 15 | 2026-05-31 | → |
| 342 | CIRCLE ADVISERS INC | 110818 | 1,156 | $868.2M | 8 | 2025-12-31 | → |
| 343 | SDR INVESTMENT MANAGEMENT, INC. | 108682 | 1,153 | $188.6M | 6 | 2026-03-31 | → |
| 344 | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 111135 | 1,128 | $50.44B | 161 | 2026-06-30 | → |
| 345 | TYTHON CAPITAL, LLC | 285212 | 1,128 | $678.3M | 1 | 2026-04-30 | → |
| 346 | NEXT CAPITAL MANAGEMENT LLC | 110793 | 1,118 | $2.14B | 23 | 2026-01-31 | → |
| 347 | WELLINGTON CONSULTING SERVICES INC | 105837 | 1,114 | $1.69B | 13 | 2026-03-31 | → |
| 348 | MARINER PLATFORM SOLUTIONS, LLC | 305418 | 1,110 | $7.34B | 161 | 2026-06-30 | → |
| 349 | EAGLEBROOK ADVISORS, INC. | 304438 | 1,110 | $342.0M | 22 | 2026-03-31 | → |
| 350 | CRESSET ASSET MANAGEMENT, LLC | 288566 | 1,106 | $78.94B | 496 | 2026-05-31 | → |
| 351 | NPA ASSET MANAGEMENT, LLC | 131534 | 1,106 | $1.06B | 68 | 2026-03-31 | → |
| 352 | THOROUGHBRED FINANCIAL SERVICES, LLC | 47893 | 1,102 | $4.04B | 31 | 2026-03-31 | → |
| 353 | JUNCTURE WEALTH STRATEGIES, LLC | 298110 | 1,101 | $473.6M | 11 | 2026-03-31 | → |
| 354 | WELLSPRING FINANCIAL ADVISORS, LLC | 143112 | 1,100 | $5.06B | 31 | 2026-06-30 | → |
| 355 | BPS WEALTH ADVISORS, INC. | 106249 | 1,099 | $1.08B | 5 | 2026-04-30 | → |
| 356 | IFC ADVISORS LLC | 332157 | 1,087 | $2.34B | 18 | 2026-03-31 | → |
| 357 | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC. | 132295 | 1,082 | $1.33B | 31 | 2026-03-31 | → |
| 358 | BOUNTIFUL INVESTMENT MANAGEMENT LLC | 281437 | 1,080 | $160.5M | 3 | 2026-03-31 | → |
| 359 | EFFICIENT ADVISORS, LLC | 150144 | 1,077 | $3.08B | 14 | 2026-03-31 | → |
| 360 | ARGOS CAPITAL PARTNERS, LLC | 116165 | 1,075 | $2.61B | 15 | 2026-04-30 | → |
| 361 | FINANCIAL INNOVATIONS, LLC | 142769 | 1,071 | $535.2M | 2 | 2026-03-31 | → |
| 362 | FIRST FINANCIAL ADVISORY SERVICES INC | 105031 | 1,071 | $278.0M | 7 | 2026-04-30 | → |
| 363 | LIFE PLANNING ADVISORS LLC | 151292 | 1,071 | $169.2M | 4 | 2026-03-31 | → |
| 364 | TOLSMA INVESTMENTS, LLC | 287941 | 1,068 | $552.7M | 1 | 2026-04-30 | → |
| 365 | THE HOERNER PLANNING GROUP, LLC | 139464 | 1,059 | $1.65B | 8 | 2026-03-31 | → |
| 366 | N.E.W. ADVISORY SERVICES, LLC | 290405 | 1,057 | $1.60B | 23 | 2026-03-31 | → |
| 367 | CLEVELAND WEALTH, LLC | 282196 | 1,042 | $506.6M | 6 | 2026-03-31 | → |
| 368 | THE MATHER GROUP, LLC | 156005 | 1,039 | $13.45B | 186 | 2026-04-30 | → |
| 369 | DSM CAPITAL PARTNERS LLC | 113609 | 1,033 | $7.56B | 25 | 2026-05-31 | → |
| 370 | GLADOWSKY CAPITAL MANAGEMENT CORP | 45287 | 1,030 | $197.8M | 4 | 2026-02-28 | → |
| 371 | TREBUCHET CONSULTING, LLC | 166645 | 1,026 | $1.08B | 7 | 2026-04-30 | → |
| 372 | VERMILLION FINANCIAL ADVISORS, INC. | 119239 | 1,021 | $386.7M | 10 | 2026-03-31 | → |
| 373 | NORTHROCK PARTNERS, LLC | 167908 | 1,017 | $12.19B | 233 | 2026-03-31 | → |
| 374 | RED DOOR WEALTH MANAGEMENT, LLC | 153235 | 1,017 | $3.09B | 19 | 2026-06-30 | → |
| 375 | THE INVESTMENT COUNSEL COMPANY OF NEVADA | 19608 | 1,015 | $2.18B | 11 | 2026-03-31 | → |
| 376 | PATHWAYS ADVISORY GROUP, INC. | 143817 | 1,013 | $388.5M | 10 | 2026-04-30 | → |
| 377 | BIONDO INVESTMENT ADVISORS LLC | 130105 | 1,000 | $1.29B | 17 | 2026-03-31 | → |
| 378 | FOCUS FINANCIAL NETWORK, INC. | 116140 | 998 | $6.82B | 189 | 2026-03-31 | → |
| 379 | INVICTA ADVISORS LLC | 298868 | 998 | $310.2M | 44 | 2026-03-31 | → |
| 380 | MODERA WEALTH MANAGEMENT, LLC | 155649 | 995 | $17.68B | 238 | 2026-06-30 | → |
| 381 | ADVISOR RESOURCE COUNCIL | 164109 | 993 | $3.49B | 119 | 2026-03-31 | → |
| 382 | COLLIERS SECURITIES LLC | 7477 | 990 | $329.6M | 120 | 2026-03-31 | → |
| 383 | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | 8361 | 986 | $2.30B | 320 | 2026-06-30 | → |
| 384 | ALAMO ADVISORS, LP | 122290 | 984 | $3.87B | 15 | 2026-03-31 | → |
| 385 | WILLIAM BLAIR & COMPANY L.L.C. | 1252 | 981 | $64.28B | 492 | 2026-03-31 | → |
| 386 | FIRST NEBRASKA ADVISORY LLC | 298667 | 976 | $458.0M | 7 | 2026-03-31 | → |
| 387 | MERCER GLOBAL ADVISORS INC. | 147363 | 973 | $84.40B | 1,429 | 2026-05-31 | → |
| 388 | SIEBERT ADVISORNXT, LLC. | 288572 | 973 | $391.5M | 43 | 2026-03-31 | → |
| 389 | LEVEL FOUR ADVISORY SERVICES, LLC | 134086 | 972 | $6.54B | 136 | 2026-03-31 | → |
| 390 | KAPUSTA FINANCIAL GROUP, INC. | 123349 | 971 | $199.6M | 4 | 2026-01-31 | → |
| 391 | MAQRO ADVISORS LLC | 289245 | 968 | $174.4M | 4 | 2026-03-31 | → |
| 392 | ICONIQ CAPITAL, LLC | 159198 | 953 | $117.53B | 513 | 2026-04-30 | → |
| 393 | AMERAUDI ASSET MANAGEMENT, INC. | 119854 | 953 | $2.10B | 15 | 2026-03-31 | → |
| 394 | CAPITAL ANALYSTS, LLC | 162200 | 950 | $8.77B | 679 | 2026-04-30 | → |
| 395 | TRUMBOWER FINANCIAL ADVISORS LLC | 107495 | 949 | $1.98B | 11 | 2026-03-31 | → |
| 396 | CHILTON INVESTMENT SERVICES, LLC | 159306 | 948 | $8.15B | 70 | 2026-03-31 | → |
| 397 | PASADENA PRIVATE WEALTH, LLC | 295178 | 944 | $1.62B | 19 | 2026-05-31 | → |
| 398 | WPWEALTH LLP | 145467 | 944 | $1.17B | 14 | 2026-06-30 | → |
| 399 | PARK PIEDMONT ADVISORS LLC | 129451 | 943 | $1.03B | 11 | 2025-09-30 | → |
| 400 | CW ADVISORS, LLC | 310873 | 941 | $15.22B | 152 | 2026-05-31 | → |
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