Research Report · 2026-06-30
Top Registered Investment Advisers by Independent Contractors
SEC-registered investment advisers ranked by reported independent contractors.
Firms
1,000
Total AUM
$16.95T
Median AUM
$1.24B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Independent Contractors↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | GBM WEALTH MANAGEMENT, INC. | 145049 | 96 | $346.4M | 10 | 2026-06-30 | → |
| 702 | FORMULA GROWTH MANAGEMENT CORP | 285005 | 96 | $343.5M | 2 | 2026-04-30 | → |
| 703 | FORMULA GROWTH LIMITED | 163245 | 96 | $343.5M | 15 | 2026-04-30 | → |
| 704 | MARCELLUS INVESTMENT MANAGERS PRIVATE LIMITED | 317251 | 96 | $315.2M | 69 | 2026-06-30 | → |
| 705 | FAIRBANK INVESTMENT MANAGEMENT LIMITED | 300753 | 96 | $189.6M | 9 | 2025-02-28 | → |
| 706 | FINEC ASSET MANAGEMENT LLC | 231789 | 96 | $157.0M | 6 | 2026-03-31 | → |
| 707 | VITRAL ADVISORS LLC | 294631 | 96 | $154.8M | 5 | 2026-03-31 | → |
| 708 | COLLEGA CAPITAL MANAGEMENT, S.R.L. | 158829 | 96 | $81.4M | 2 | 2026-04-30 | → |
| 709 | BPBI LLC | 288133 | 96 | $51.0M | 2 | 2026-03-31 | → |
| 710 | MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | 105922 | 95 | $174.54B | 222 | 2026-06-30 | → |
| 711 | GLG PARTNERS LP | 163016 | 95 | $64.51B | 82 | 2026-06-30 | → |
| 712 | WESTERN ASSET MANAGEMENT COMPANY LIMITED | 110427 | 95 | $20.09B | 27 | 2026-06-30 | → |
| 713 | NEPHILA CAPITAL LTD. | 132780 | 95 | $12.88B | 27 | 2026-03-31 | → |
| 714 | NEPHILA ADVISORS LLC | 156905 | 95 | $12.88B | 38 | 2026-03-31 | → |
| 715 | FRANKLIN TEMPLETON INVESTMENTS CORP. | 111364 | 95 | $12.77B | 193 | 2025-12-31 | → |
| 716 | SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. | 133827 | 95 | $8.17B | 13 | 2026-03-31 | → |
| 717 | PATRIA PRIVATE EQUITY (EUROPE) LIMITED | 318769 | 95 | $8.01B | 70 | 2026-05-31 | → |
| 718 | IPG INVESTMENT ADVISORS, LLC | 152990 | 95 | $4.14B | 39 | 2026-03-31 | → |
| 719 | HARVEST GLOBAL INVESTMENTS LIMITED | 157964 | 95 | $3.79B | 32 | 2026-03-31 | → |
| 720 | FRONTIER INVESTMENT MANAGEMENT PARTNERS LTD. | 282586 | 95 | $2.50B | 28 | 2026-03-31 | → |
| 721 | AVALOR INVESTMENT AG | 283227 | 95 | $2.24B | 20 | 2026-02-28 | → |
| 722 | ACCUMULUS CAPITAL MANAGEMENT, LLC | 160501 | 95 | $1.74B | 10 | 2026-02-28 | → |
| 723 | ACON LATAM MANAGEMENT, L.L.C. | 161535 | 95 | $1.24B | 25 | 2026-03-31 | → |
| 724 | BAINBRIDGE PARTNERS LLP | 325681 | 95 | $1.04B | 18 | 2026-06-30 | → |
| 725 | OLYMPUS CAPITAL HOLDINGS ASIA LLC | 157522 | 95 | $852.1M | 41 | 2026-04-30 | → |
| 726 | PROVENTUS AG VERMOGENSVERWALTUNG | 167142 | 95 | $807.2M | 6 | 2026-02-28 | → |
| 727 | VIRTUS FAMILY OFFICE, LLC | 298272 | 95 | $726.9M | 5 | 2026-03-31 | → |
| 728 | KARMA CAPITAL ADVISORS PVT LTD. | 335212 | 95 | $632.5M | 22 | 2026-06-30 | → |
| 729 | GAMMA ASSET MANAGEMENT LLC | 300050 | 95 | $424.8M | 13 | 2026-02-28 | → |
| 730 | STURGEON VENTURES LLP | 167026 | 95 | $402.3M | 12 | 2026-06-30 | → |
| 731 | AZ APICE CAPITAL MANAGEMENT LLC | 281973 | 95 | $375.8M | 4 | 2025-03-31 | → |
| 732 | COLBERT INVESTMENT MANAGEMENT CO | 108642 | 95 | $295.8M | 3 | 2026-03-31 | → |
| 733 | ALIANZA CORP. INVESTMENT ADVISOR | 323267 | 95 | $204.1M | 5 | 2026-06-30 | → |
| 734 | BRASIL PLURAL INVESTMENT ADVISOR LLC | 288563 | 95 | $201.6M | 14 | 2026-05-31 | → |
| 735 | MAIMON WEALTH MANAGEMENT LTD. | 298566 | 95 | $156.5M | 5 | 2026-04-30 | → |
| 736 | EPIC ADVISORY SERVICES CORP | 176526 | 95 | $134.3M | 23 | 2026-05-31 | → |
| 737 | GREENSKEEPER ASSET MANAGEMENT INC. | 325725 | 95 | $116.3M | 4 | 2026-02-28 | → |
| 738 | NEOCAP LLC | 339823 | 95 | $74.5M | 3 | 2026-04-30 | → |
| 739 | EBCO TRUSTEE SERVICES LTD LIAB. CO. | 338094 | 95 | $44.7M | 4 | 2026-02-28 | → |
| 740 | TRADINGVALLEY INC. | 298542 | 95 | $4.4M | 2 | 2026-03-31 | → |
| 741 | ABRDN INVESTMENTS LIMITED | 162309 | 94 | $206.50B | 1,296 | 2026-05-31 | → |
| 742 | KEYRIDGE ASSET MANAGEMENT LIMITED | 175204 | 94 | $162.89B | 45 | 2026-03-31 | → |
| 743 | FULCRUM ASSET MANAGEMENT LLP | 137661 | 94 | $69.09B | 101 | 2026-03-31 | → |
| 744 | MAN SOLUTIONS LIMITED | 108899 | 94 | $57.51B | 59 | 2026-06-30 | → |
| 745 | VOYA ALTERNATIVE ASSET MANAGEMENT LLC | 107235 | 94 | $34.01B | 124 | 2026-03-31 | → |
| 746 | PEMBERTON CAPITAL ADVISORS LLP | 282621 | 94 | $25.06B | 146 | 2026-03-31 | → |
| 747 | MAGELLAN ASSET MANAGEMENT LIMITED | 159256 | 94 | $21.75B | 100 | 2026-01-31 | → |
| 748 | FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED | 110992 | 94 | $16.09B | 314 | 2026-06-30 | → |
| 749 | OASIS CAPITAL PARTNERS (TEXAS) INC. | 171703 | 94 | $12.40B | 57 | 2026-03-31 | → |
| 750 | FIRST SENTIER INVESTORS (UK) FUNDS LIMITED | 171592 | 94 | $11.87B | 314 | 2026-03-31 | → |
| 751 | PARVUS ASSET MANAGEMENT JERSEY LIMITED | 174027 | 94 | $11.31B | 1 | 2026-06-30 | → |
| 752 | FONDSMAEGLERSELSKABET MAJ INVEST A/S | 288223 | 94 | $11.12B | 67 | 2026-03-31 | → |
| 753 | ONCAP MANAGEMENT PARTNERS L.P. | 161167 | 94 | $3.71B | 174 | 2026-05-31 | → |
| 754 | ACTUSRAYPARTNERS LIMITED | 313897 | 94 | $2.34B | 37 | 2026-03-31 | → |
| 755 | DWS INVESTMENTS AUSTRALIA LIMITED | 109112 | 94 | $1.90B | 25 | 2026-05-31 | → |
| 756 | PRECISE INVESTMENT MANAGEMENT, INC. | 282557 | 94 | $186.3M | 6 | 2026-02-28 | → |
| 757 | RENA ADVISORS LLC | 164431 | 94 | $54.5M | 1 | 2026-02-28 | → |
| 758 | ALPHA RIA LLC | 313285 | 94 | $54.5M | 2 | 2025-03-31 | → |
| 759 | MATIENZO LAFFOURCADE, JUAN FRANCISCO | 310936 | 94 | $41.6M | 1 | 2026-01-31 | → |
| 760 | RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | 168551 | 93 | $178.01B | 471 | 2026-04-30 | → |
| 761 | BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | 165482 | 93 | $140.25B | 508 | 2026-06-30 | → |
| 762 | RECORD CURRENCY MANAGEMENT LIMITED | 110893 | 93 | $114.16B | 87 | 2026-06-30 | → |
| 763 | NEUBERGER BERMAN EUROPE LIMITED | 162267 | 93 | $97.98B | 312 | 2026-05-31 | → |
| 764 | BEUTEL, GOODMAN & COMPANY LTD. | 135829 | 93 | $36.11B | 128 | 2026-03-31 | → |
| 765 | SCHRODERS CAPITAL MANAGEMENT (US) INC. | 145194 | 93 | $34.59B | 163 | 2026-03-31 | → |
| 766 | FIRST SENTIER INVESTORS (HONG KONG) LIMITED | 281553 | 93 | $32.87B | 87 | 2026-03-31 | → |
| 767 | AGL CREDIT MANAGEMENT LLC | 299601 | 93 | $25.80B | 83 | 2026-03-31 | → |
| 768 | MACKENZIE INVESTMENTS CORPORATION | 165899 | 93 | $18.07B | 16 | 2026-03-31 | → |
| 769 | CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED | 161331 | 93 | $10.23B | 28 | 2025-09-30 | → |
| 770 | RESOLUTION CAPITAL LIMITED | 142409 | 93 | $9.39B | 28 | 2025-09-30 | → |
| 771 | SK CAPITAL PARTNERS, LP | 161487 | 93 | $8.36B | 74 | 2026-04-30 | → |
| 772 | HILLSDALE INVESTMENT MANAGEMENT INC. | 137883 | 93 | $7.77B | 46 | 2026-03-31 | → |
| 773 | RIVERWOOD CAPITAL MANAGEMENT L.P. | 158267 | 93 | $6.17B | 51 | 2026-03-31 | → |
| 774 | CHENAVARI CREDIT PARTNERS LLP | 158713 | 93 | $5.79B | 43 | 2026-03-31 | → |
| 775 | CARDINAL CAPITAL MANAGEMENT, INC. | 124729 | 93 | $4.02B | 81 | 2026-01-31 | → |
| 776 | PATRIA CAPITAL PARTNERS LLP | 144651 | 93 | $3.29B | 75 | 2026-05-31 | → |
| 777 | RESOLUTION CAPITAL (US) LIMITED | 298109 | 93 | $2.28B | 2 | 2025-09-30 | → |
| 778 | J. STERN & CO. LLP | 323871 | 93 | $2.23B | 42 | 2026-06-30 | → |
| 779 | STORGE PARTNERS ECONOMIC STUDIES LLC | 305395 | 93 | $866.6M | 5 | 2026-02-28 | → |
| 780 | INTERNATIONAL MONEY MATTERS PRIVATE LIMITED | 329433 | 93 | $278.3M | 54 | 2026-06-30 | → |
| 781 | L&S INVESTMENT ADVISORS, LLC | 285002 | 93 | $231.4M | 8 | 2026-03-31 | → |
| 782 | NUMA AMERICAS CORP. | 164602 | 93 | $192.7M | 10 | 2026-02-28 | → |
| 783 | VANHEEL MANAGEMENT LIMITED | 282064 | 93 | $184.7M | 8 | 2025-09-30 | → |
| 784 | HARBOR ITHAKA WM, LLC | 170580 | 93 | $171.2M | 7 | 2026-03-31 | → |
| 785 | LEVITT CAPITAL MANAGEMENT | 342166 | 93 | $120.0M | 5 | 2026-05-31 | → |
| 786 | ALBERT BRIDGE CAPITAL MANAGEMENT LP | 326763 | 93 | $117.4M | 2 | 2026-03-31 | → |
| 787 | STONEX INTERNATIONAL ADVISORS INC | 153799 | 93 | $106.7M | 15 | 2026-05-31 | → |
| 788 | SWISS FINANCE MANAGEMENT INTERNATIONAL SA | 284408 | 93 | $59.0M | 8 | 2026-02-28 | → |
| 789 | SMARTADVISOR LLC | 319690 | 93 | $29.2M | 8 | 2026-03-31 | → |
| 790 | CATERER GOODMAN PARTNERS LTD | 314975 | 93 | $15.3M | 2 | 2026-03-31 | → |
| 791 | IFM INVESTORS PTY LTD | 162754 | 92 | $152.93B | 717 | 2025-11-30 | → |
| 792 | BRACEBRIDGE CAPITAL, LLC | 158343 | 92 | $100.35B | 168 | 2026-03-31 | → |
| 793 | NEWTON INVESTMENT MANAGEMENT LTD | 111208 | 92 | $42.39B | 63 | 2026-05-31 | → |
| 794 | COPENHAGEN INFRASTRUCTURE PARTNERS INC. | 321116 | 92 | $39.35B | 47 | 2026-03-31 | → |
| 795 | PARK SQUARE CAPITAL USA LP | 338573 | 92 | $18.90B | 147 | 2026-03-31 | → |
| 796 | WELLINGTON MANAGEMENT HONG KONG LIMITED | 165208 | 92 | $14.15B | 105 | 2026-03-31 | → |
| 797 | MIROVA US LLC | 300152 | 92 | $13.62B | 64 | 2026-03-31 | → |
| 798 | SPARX ASSET MANAGEMENT CO., LTD. | 134747 | 92 | $11.71B | 145 | 2026-06-30 | → |
| 799 | GLG LLC | 138802 | 92 | $7.04B | 29 | 2026-03-31 | → |
| 800 | MMBG INVESTMENT ADVISORS CO. | 285263 | 92 | $2.98B | 14 | 2026-03-31 | → |
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