Research Report · 2026-06-30
Registered Investment Advisers Reporting Referral Compensation
SEC-registered investment advisers that report referral compensation arrangements, ranked by AUM.
Firms
782
Total AUM
$44.22T
Median AUM
$1.39B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 301 | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | 111872 | $2.66B | $2.66B | 67 | 2026-03-31 | → |
| 302 | TITLEIST ASSET MANAGEMENT, LLC | 323567 | $2.66B | $2.66B | 41 | 2026-06-30 | → |
| 303 | SUNBELT SECURITIES, INC. | 42180 | $2.64B | $2.64B | 68 | 2026-06-30 | → |
| 304 | FIRST CITIZENS INVESTOR SERVICES, INC. | 44430 | $2.63B | $2.63B | 352 | 2026-05-31 | → |
| 305 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 144426 | $2.57B | $2.57B | 124 | 2026-01-31 | → |
| 306 | CHICKASAW CAPITAL MANAGEMENT, LLC | 127398 | $2.55B | $2.55B | 19 | 2026-04-30 | → |
| 307 | CREATIVEONE SECURITIES, LLC | 152974 | $2.54B | $2.54B | 196 | 2026-05-31 | → |
| 308 | STRATEGIC BLUEPRINT, LLC | 284840 | $2.54B | $2.54B | 56 | 2026-05-31 | → |
| 309 | PERENNIAL INVESTMENT ADVISORS, LLC | 286477 | $2.50B | $2.50B | 71 | 2026-03-31 | → |
| 310 | GROVE POINT ADVISORS, LLC | 313171 | $2.47B | $2.47B | 389 | 2025-07-31 | → |
| 311 | OXBOW ADVISORS, LLC | 156393 | $2.46B | $2.46B | 13 | 2026-06-30 | → |
| 312 | FORGE GLOBAL ADVISORS LLC | 284722 | $2.46B | $2.46B | 18 | 2026-04-30 | → |
| 313 | BLACKROCK ASSET MANAGEMENT SCHWEIZ AG | 161987 | $2.43B | $2.43B | 129 | 2026-05-31 | → |
| 314 | STERLING INVESTMENT MANAGEMENT, LLC | 174707 | $2.41B | $2.41B | 52 | 2026-03-31 | → |
| 315 | EFS ADVISORS LLC | 115211 | $2.40B | $2.40B | 59 | 2026-03-31 | → |
| 316 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 149124 | $2.39B | $2.39B | 91 | 2026-03-31 | → |
| 317 | PARADIGM CAPITAL MANAGEMENT, INC. | 107982 | $2.38B | $2.38B | 12 | 2026-03-31 | → |
| 318 | SMITH MOORE & CO. | 3441 | $2.37B | $2.37B | 65 | 2026-03-31 | → |
| 319 | LAZARD ASSET MANAGEMENT (CANADA)INC | 106340 | $2.28B | $2.28B | 0 | 2026-03-31 | → |
| 320 | GAMMA INVESTING LLC | 312573 | $2.28B | $2.28B | 7 | 2026-03-31 | → |
| 321 | GRANT TANI BARASH & ALTMAN, LLC | 319128 | $2.28B | $2.28B | 89 | 2026-05-31 | → |
| 322 | J.DEREK LEWIS & ASSOCIATES, INC. | 122307 | $2.28B | $2.28B | 10 | 2026-05-31 | → |
| 323 | ADVISORS ASSET MANAGEMENT, INC. | 46727 | $2.21B | $2.21B | 255 | 2026-03-31 | → |
| 324 | BELL ASSET MANAGEMENT LIMITED | 146144 | $2.18B | $2.18B | 30 | 2026-03-31 | → |
| 325 | ABACUS PLANNING GROUP, INC. | 107994 | $2.16B | $2.16B | 30 | 2026-04-30 | → |
| 326 | FINANCIAL MANAGEMENT NETWORK INC | 110454 | $2.14B | $2.14B | 50 | 2025-12-31 | → |
| 327 | VAN HULZEN ASSET MANAGEMENT, LLC | 116632 | $2.14B | $2.14B | 21 | 2026-03-31 | → |
| 328 | PFG INVESTMENTS, LLC | 116537 | $2.11B | $2.11B | 161 | 2026-02-28 | → |
| 329 | TRANSAMERICA FINANCIAL ADVISORS, LLC | 16164 | $2.11B | $2.11B | 991 | 2026-03-31 | → |
| 330 | AMERAUDI ASSET MANAGEMENT, INC. | 119854 | $2.10B | $2.10B | 15 | 2026-03-31 | → |
| 331 | L.M. KOHN & COMPANY | 27913 | $2.09B | $2.09B | 85 | 2025-04-30 | → |
| 332 | FIRST HEARTLAND CONSULTANTS, INC. | 110377 | $2.09B | $2.09B | 96 | 2026-03-31 | → |
| 333 | ZANBATO ADVISORS LLC | 311620 | $2.08B | $2.08B | 11 | 2025-12-31 | → |
| 334 | IC ADVISORY SERVICES, INC. | 140190 | $2.06B | $2.06B | 220 | 2025-03-31 | → |
| 335 | SOFI WEALTH LLC | 167958 | $2.05B | $2.05B | 114 | 2026-03-31 | → |
| 336 | PROVISE MANAGEMENT GROUP, LLC | 105375 | $2.03B | $2.03B | 22 | 2026-06-30 | → |
| 337 | MADISON AVENUE SECURITIES, LLC | 23224 | $2.02B | $2.02B | 125 | 2026-05-31 | → |
| 338 | RAYMOND JAMES (USA) LTD | 25853 | $1.99B | $1.99B | 175 | 2026-06-30 | → |
| 339 | MIDWESTERN SECURITIES TRADING COMPANY, LLC | 101080 | $1.98B | $1.98B | 105 | 2026-06-30 | → |
| 340 | BULLTICK WEALTH MANAGEMENT, LLC | 141588 | $1.95B | $1.95B | 62 | 2026-03-31 | → |
| 341 | BANKERS LIFE ADVISORY SERVICES, INC. | 281285 | $1.94B | $1.94B | 384 | 2026-03-31 | → |
| 342 | SISUNG INVESTMENT MANAGEMENT SERVICES LLC | 107318 | $1.94B | $1.94B | 7 | 2026-03-31 | → |
| 343 | FS SPECIALTY LENDING ADVISOR, LLC | 293054 | $1.93B | $1.93B | 177 | 2026-06-30 | → |
| 344 | LANDAAS & COMPANY, LLC | 47487 | $1.93B | $1.93B | 27 | 2026-03-31 | → |
| 345 | DWS INVESTMENTS AUSTRALIA LIMITED | 109112 | $1.90B | $1.90B | 25 | 2026-05-31 | → |
| 346 | CAPITAL MANAGEMENT ASSOCIATES INC | 105010 | $1.88B | $1.88B | 17 | 2026-03-31 | → |
| 347 | WINDWARD CAPITAL MANAGEMENT CO | 106908 | $1.86B | $1.86B | 7 | 2026-06-30 | → |
| 348 | CION INVESTMENT MANAGEMENT, LLC | 160386 | $1.81B | $1.81B | 27 | 2026-03-31 | → |
| 349 | SELECT MONEY MANAGEMENT, INC. | 153256 | $1.80B | $1.80B | 8 | 2026-03-31 | → |
| 350 | LGT WEALTH MANAGEMENT US LIMITED | 164190 | $1.80B | $1.80B | 25 | 2026-03-31 | → |
| 351 | U.S. BANCORP ADVISORS, LLC | 14455 | $1.80B | $1.80B | 379 | 2026-03-31 | → |
| 352 | AEGIS CAPITAL CORP. | 15007 | $1.78B | $1.78B | 260 | 2026-02-28 | → |
| 353 | VISTA CREDIT BDC MANAGEMENT, L.P. | 326611 | $1.77B | $1.77B | 0 | 2026-06-30 | → |
| 354 | MAINLINE WEST FUND MANAGER LLC | 147532 | $1.77B | $1.77B | 5 | 2026-03-31 | → |
| 355 | LINDEN THOMAS ADVISORY SERVICES, LLC | 288557 | $1.77B | $1.77B | 14 | 2026-05-31 | → |
| 356 | KAISER PARTNER FINANCIAL ADVISORS LTD. | 149431 | $1.76B | $1.76B | 6 | 2026-04-30 | → |
| 357 | WORLD INVESTMENTS, INC. | 20626 | $1.73B | $1.73B | 217 | 2025-10-31 | → |
| 358 | ALLY INVEST ADVISORS INC | 170301 | $1.73B | $1.73B | 8 | 2026-04-30 | → |
| 359 | ARGENT ADVISORS, INC. | 112028 | $1.71B | $1.71B | 27 | 2026-03-31 | → |
| 360 | ACCURATE WEALTH MANAGEMENT, LLC | 298137 | $1.71B | $1.71B | 47 | 2026-06-30 | → |
| 361 | LIONTREE INVESTMENT MANAGEMENT, LLC | 315628 | $1.70B | $1.70B | 32 | 2026-05-31 | → |
| 362 | ADVISORS PREFERRED LLC | 157980 | $1.69B | $1.69B | 9 | 2026-03-31 | → |
| 363 | NORTHERN TRUST SECURITIES, INC. | 7927 | $1.66B | $1.66B | 385 | 2026-05-31 | → |
| 364 | WILLOW ASSET MANAGEMENT LLC | 282487 | $1.64B | $1.64B | 105 | 2026-06-30 | → |
| 365 | USA FINANCIAL EXCHANGE LLC | 283466 | $1.64B | $1.64B | 38 | 2026-03-31 | → |
| 366 | VECTORGLOBAL IAG, INC. | 147129 | $1.63B | $1.63B | 27 | 2026-06-30 | → |
| 367 | ISC ADVISORS, INC. | 166586 | $1.62B | $1.62B | 30 | 2026-03-31 | → |
| 368 | BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC | 334213 | $1.60B | $1.60B | 250 | 2026-03-31 | → |
| 369 | CONSOLIDATED PORTFOLIO REVIEW CORP | 112694 | $1.59B | $1.59B | 56 | 2026-06-30 | → |
| 370 | DURATION ASSET MANAGEMENT, LLC | 298651 | $1.58B | $1.58B | 3 | 2026-03-31 | → |
| 371 | CREDICORP CAPITAL ADVISORS LLC | 290081 | $1.58B | $1.58B | 26 | 2026-04-30 | → |
| 372 | ROMANO BROTHERS AND COMPANY | 3215 | $1.54B | $1.54B | 16 | 2026-02-28 | → |
| 373 | INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC | 144733 | $1.54B | $1.54B | 30 | 2026-03-31 | → |
| 374 | ANCORA RETIREMENT PLAN ADVISORS, LLC | 31256 | $1.53B | $1.53B | 41 | 2026-03-31 | → |
| 375 | EQUITABLE INVESTMENT MANAGEMENT, LLC | 322513 | $1.53B | $1.53B | 67 | 2026-03-31 | → |
| 376 | ROBINHOOD ASSET MANAGEMENT, LLC | 323736 | $1.52B | $1.52B | 138 | 2026-06-30 | → |
| 377 | COMPAK ASSET MANAGEMENT | 109930 | $1.52B | $1.52B | 20 | 2026-03-31 | → |
| 378 | RBC SECURITIES, INC. | 103705 | $1.52B | $1.52B | 186 | 2026-05-31 | → |
| 379 | ALDEN CAPITAL MANAGEMENT INC. | 293551 | $1.52B | $1.52B | 23 | 2026-03-31 | → |
| 380 | GABELLI & COMPANY INVESTMENT ADVISERS, INC. | 137024 | $1.48B | $1.48B | 27 | 2026-06-30 | → |
| 381 | CULLINAN ASSOCIATES, INC. | 108340 | $1.48B | $1.48B | 17 | 2026-03-31 | → |
| 382 | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC. | 106440 | $1.48B | $1.48B | 32 | 2026-03-31 | → |
| 383 | KIMELMAN & BAIRD, LLC | 2440 | $1.48B | $1.48B | 9 | 2026-04-30 | → |
| 384 | KKR REGISTERED ADVISOR LLC | 309284 | $1.46B | $1.46B | 26 | 2026-04-30 | → |
| 385 | PRIVATE CAPITAL MANAGEMENT, LLC | 169172 | $1.44B | $1.44B | 21 | 2026-03-31 | → |
| 386 | LARSON CAPITAL MANAGEMENT, LLC | 301971 | $1.43B | $1.43B | 13 | 2026-05-31 | → |
| 387 | PRINCIPAL ADVISED SERVICES, LLC | 297324 | $1.42B | $1.42B | 383 | 2026-05-31 | → |
| 388 | AB CUSTOM ALTERNATIVE SOLUTIONS LLC | 110879 | $1.42B | $1.42B | 1 | 2026-03-31 | → |
| 389 | ALTERNA WEALTH MANAGEMENT, INC. | 146153 | $1.40B | $1.40B | 55 | 2026-03-31 | → |
| 390 | CC MANAGEMENT GP, LLC | 168693 | $1.39B | $1.39B | 17 | 2026-03-31 | → |
| 391 | MOLONEY SECURITIES ASSET MANAGEMENT LLC | 282448 | $1.39B | $1.39B | 77 | 2025-03-31 | → |
| 392 | HAZLETT, BURT & WATSON, INC. | 396 | $1.39B | $1.39B | 20 | 2026-03-31 | → |
| 393 | PRIVATE CLIENT SERVICES, LLC | 120222 | $1.38B | $1.38B | 60 | 2026-03-31 | → |
| 394 | LEVEL FOUR CAPITAL MANAGEMENT | 304792 | $1.38B | $1.38B | 9 | 2026-03-31 | → |
| 395 | SEAVIEW INVESTMENT MANAGERS LLC | 300155 | $1.37B | $1.37B | 13 | 2026-05-31 | → |
| 396 | WESTMINSTER FINANCIAL ADVISORY CORP | 110283 | $1.36B | $1.36B | 43 | 2026-03-31 | → |
| 397 | SCF INVESTMENT ADVISORS, INC. | 123608 | $1.35B | $1.35B | 263 | 2025-09-30 | → |
| 398 | MSH CAPITAL ADVISORS LLC | 157835 | $1.35B | $1.35B | 35 | 2026-04-30 | → |
| 399 | HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | 30177 | $1.34B | $1.34B | 14 | 2026-03-31 | → |
| 400 | CAROLINAS WEALTH CONSULTING LLC | 300003 | $1.34B | $1.34B | 18 | 2025-03-31 | → |
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