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Research Report · 2026-06-30

Registered Investment Advisers Reporting Recommendations of Their Own Securities

SEC-registered investment advisers that report recommending their own securities, ranked by AUM.


Firms
1,000
Total AUM
$158.07T
Median AUM
$41.78B
Latest Filing
2026-06-30
← PreviousPage 9 of 10 · 1,000 firmsNext →
Rank↕Firm NameCRD↕AUM↕AUM↕Employees↕Latest Filing
801CAPITAL ADVISORS GROUP, INC112000$23.03B$23.03B332026-03-31→
802JOHNSON INVESTMENT COUNSEL, INC.117054$22.98B$22.98B1642026-05-31→
803EXCHANGE TRADED CONCEPTS, LLC151197$22.95B$22.95B162026-02-28→
804OTTAWA AVENUE PRIVATE CAPITAL, LLC282516$22.95B$22.95B912026-03-31→
805CBRE INVESTMENT MANAGEMENT, LLC109981$22.84B$22.84B2132026-03-31→
806PRUDENTIAL SELECT STRATEGIES LLC286153$22.78B$22.78B642026-03-31→
807THRIVENT INVESTMENT CAPITAL ADVISORS, LLC338378$22.78B$22.78B662026-03-31→
808CANTILLON CAPITAL MANAGEMENT LLC137895$22.77B$22.77B142026-03-31→
809CANTILLON CAPITAL MANAGEMENT LLP139303$22.77B$22.77B112026-03-31→
810COMMONFUND OCIO, INC.110689$22.66B$22.66B422025-12-31→
811SEGALL BRYANT & HAMILL, LLC106505$22.64B$22.64B1612026-06-30→
812BENEFIT STREET PARTNERS LIMITED160617$22.61B$22.61B1642026-05-31→
813MPC CAPITAL ADVISORS, LLC153586$22.57B$22.57B92026-03-31→
814BARING INTERNATIONAL INVESTMENT LTD105724$22.57B$22.57B5042026-03-31→
815SIGNATURE ESTATE & INVESTMENT ADVISORS LLC108163$22.54B$22.54B2412026-03-31→
816CRESTLINE MANAGEMENT, L.P.122711$22.51B$22.51B1952026-03-31→
817TCMI, INC.160389$22.51B$22.51B792026-03-31→
818ONEX PARTNERS MANAGER LP160923$22.47B$22.47B1802026-05-31→
819SUMMIT FINANCIAL, LLC299322$22.47B$22.47B4902026-03-31→
820PRIME FINANCE ADVISOR, L.P.159971$22.22B$22.22B1852026-05-31→
821EIG MANAGEMENT COMPANY, LLC154302$22.22B$22.22B1242026-03-31→
822CVC SECONDARY PARTNERS (U.S.), LLC289554$22.19B$22.19B452026-03-31→
823DAWSON PARTNERS INC.281728$22.14B$22.14B2312026-06-30→
824WATERFALL ASSET MANAGEMENT, LLC137746$22.04B$22.04B1332026-03-31→
825VIDENT ADVISORY, LLC286622$22.02B$22.02B382026-03-31→
826LINCOLN INVESTMENT PLANNING, LLC519$21.99B$21.99B1,2382026-04-30→
827DAVIS SELECTED ADVISERS - NY, INC.106659$21.98B$21.98B572026-03-31→
828HIGHLAND CONSULTING ASSOCIATES INC.109834$21.93B$21.93B282026-03-31→
829MAGELLAN ASSET MANAGEMENT LIMITED159256$21.75B$21.75B1002026-01-31→
830RIALTO CAPITAL MANAGEMENT, LLC159998$21.73B$21.73B822026-04-30→
831NEOS INVESTMENT MANAGEMENT, LLC321256$21.69B$21.69B352026-03-31→
832LONE PINE CAPITAL LLC156602$21.62B$21.62B1012026-03-31→
833STOCKBRIDGE CAPITAL GROUP, LLC149002$21.55B$21.55B1832026-06-30→
834EHRENKRANZ PARTNERS L.P.131728$21.54B$21.54B462026-06-30→
835EDGEWOOD MANAGEMENT LLC106647$21.52B$21.52B412026-03-31→
836THL MANAGERS VII, LLC171042$21.48B$21.48B1502026-06-30→
837HIMALAYA CAPITAL MANAGEMENT LLC157594$21.39B$21.39B212026-03-31→
838UNIVERSA INVESTMENTS L.P.146052$21.35B$21.35B202026-03-31→
839PNMAC CAPITAL MANAGEMENT, LLC147101$21.35B$21.35B442026-02-28→
840OPPENHEIMER ASSET MANAGEMENT INC.105559$21.33B$21.33B1292026-03-31→
841AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC")161853$21.32B$21.32B252026-03-31→
842MSD PARTNERS, L.P.161664$21.30B$21.30B4982026-05-31→
843CAPITAL STRATEGIES INVESTMENT GROUP LLC150091$21.29B$21.29B232025-07-31→
844LEE OVERLAY PARTNERS LTD110822$21.26B$21.26B302025-09-30→
845GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED286066$21.19B$21.19B962026-05-31→
846CORE AND VALUE ADVISORS, LLC156093$21.18B$21.18B1612026-06-30→
847THOMPSON SIEGEL & WALMSLEY LLC105726$21.15B$21.15B632026-04-30→
848CERITY PARTNERS OCIO LLC151916$21.13B$21.13B612026-03-31→
849GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED281555$21.08B$21.08B542026-04-30→
850CHARLESBANK CAPITAL PARTNERS, LLC160256$21.06B$21.06B1622026-04-30→
851ARROWMARK COLORADO HOLDINGS, LLC149120$21.02B$21.02B952026-03-31→
852ARMOUR CAPITAL MANAGEMENT LP164570$21.01B$21.01B202026-03-31→
853HIGHLAND ASSOCIATES INC104948$20.99B$20.99B192026-03-31→
854BAHL & GAYNOR INC106139$20.99B$20.99B792026-02-28→
855RIBBIT MANAGEMENT COMPANY, LLC165308$20.78B$20.78B312026-03-31→
856BAKER STREET ADVISORS, LLC128066$20.77B$20.77B632026-03-31→
857THRIVENT INVESTMENT MANAGEMENT INC.18387$20.77B$20.77B3,9012026-04-30→
858ELLINGTON MANAGEMENT GROUP, L.L.C.112493$20.76B$20.76B1642026-06-30→
859MADISON DEARBORN PARTNERS, LLC157349$20.74B$20.74B732026-03-31→
860CENTIVA CAPITAL, LP286299$20.61B$20.61B2742026-03-31→
861ORBIMED ADVISORS LLC118608$20.61B$20.61B1182026-03-31→
862OFFIT CAPITAL ADVISORS LLC144474$20.60B$20.60B822026-03-31→
863BANDHAN AMC LIMITED170336$20.59B$20.59B6722025-06-30→
864APPALOOSA LP281909$20.40B$20.40B212026-03-31→
865FIDUCIARY COUNSELORS INC.111827$20.35B$20.35B82026-03-31→
866VONTOBEL ASSET MANAGEMENT, INC.105007$20.29B$20.29B632026-03-31→
867HARVEST PARTNERS, LP158284$20.25B$20.25B1022026-03-31→
868DEER MANAGEMENT CO. LLC159279$20.24B$20.24B1912026-05-31→
869ROKOS CAPITAL MANAGEMENT (US) LP306046$20.20B$20.20B512026-06-30→
870HARRISON STREET ADVISORS, LLC157983$20.18B$20.18B3212026-03-31→
871HILDENE CAPITAL MANAGEMENT, LLC160415$20.18B$20.18B332026-04-30→
872MEKETA FIDUCIARY MANAGEMENT, LLC323605$20.14B$20.14B12026-03-31→
873REGIONS INVESTMENT MANAGEMENT, INC.111715$20.14B$20.14B282026-03-31→
874MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC106523$20.13B$20.13B372026-03-31→
875AUDAX MANAGEMENT COMPANY, LLC160483$20.12B$20.12B3192026-04-30→
876PCCP, LLC157505$20.10B$20.10B1752026-03-31→
877WESTERN ASSET MANAGEMENT COMPANY LIMITED110427$20.09B$20.09B272026-06-30→
878BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C.158784$20.08B$20.08B2932026-06-30→
879BXMT ADVISORS L.L.C.288050$20.00B$20.00B2072026-03-31→
880SUMMIT TRAIL ADVISORS, LLC220519$19.94B$19.94B942026-05-31→
881NEWEDGE WEALTH, LLC307771$19.93B$19.93B2112026-04-30→
882INVESCO CANADA LTD.126572$19.87B$19.87B822026-03-31→
883RWA WEALTH PARTNERS, LLC156984$19.80B$19.80B1782026-05-31→
884O'SHAUGHNESSY ASSET MANAGEMENT, LLC144594$19.78B$19.78B1032025-12-31→
885RECORD CURRENCY MANAGEMENT (US) INC171338$19.66B$19.66B32026-06-30→
886TOWNSEND HOLDINGS LLC160006$19.64B$19.64B1102026-03-31→
887ROYALTY PHARMA SUB-MANAGER, LLC335070$19.64B$19.64B912026-05-31→
888ARES CAPITAL MANAGEMENT II LLC157292$19.64B$19.64B9242026-05-31→
889PARK AVENUE SECURITIES LLC46173$19.58B$19.58B2,0732026-06-30→
890TRINITAS CAPITAL MANAGEMENT, LLC281328$19.56B$19.56B262026-03-31→
891EGERTON CAPITAL (US), LP297738$19.53B$19.53B82026-03-31→
892VERUS ADVISORY, INC.110565$19.43B$19.43B872026-03-31→
893ELLINGTON FINANCIAL MANAGEMENT LLC150510$19.35B$19.35B1642026-03-31→
894PENTWATER CAPITAL MANAGEMENT LP156873$19.26B$19.26B452026-03-31→
895BERKSHIRE PROPERTY ADVISORS, LLC161374$19.24B$19.24B2262026-03-31→
896AMOVA ASSET MANAGEMENT UK LIMITED111038$19.19B$19.19B852026-06-30→
897PDT PARTNERS, LLC163776$19.18B$19.18B2852026-03-31→
898CHOREO, LLC111221$19.14B$19.14B2322026-03-31→
899VERITAS ASSET MANAGEMENT LLP174314$19.13B$19.13B422026-03-31→
900EGERTON CAPITAL (UK) LLP156384$19.12B$19.12B362026-05-31→

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Sleeve1,000 firms · 2026-06-30