Research Report · 2026-06-30
Registered Investment Advisers Reporting Recommendations of Their Own Securities
SEC-registered investment advisers that report recommending their own securities, ranked by AUM.
Firms
1,000
Total AUM
$158.07T
Median AUM
$41.78B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 101 | LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC. | 149156 | $267.16B | $267.16B | 262 | 2026-04-30 | → |
| 102 | HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | 154700 | $260.22B | $260.22B | 399 | 2026-03-31 | → |
| 103 | CETERA INVESTMENT ADVISERS LLC | 105644 | $256.81B | $256.81B | 10,251 | 2026-06-30 | → |
| 104 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 11025 | $252.25B | $252.25B | 4,047 | 2026-06-30 | → |
| 105 | VANGUARD GLOBAL ADVISERS, LLC | 164593 | $249.66B | $249.66B | 315 | 2026-05-31 | → |
| 106 | BALYASNY ASSET MANAGEMENT L.P. | 138111 | $248.14B | $248.14B | 2,434 | 2026-06-30 | → |
| 107 | AMOVA ASSET MANAGEMENT CO., LTD. | 110997 | $247.43B | $247.43B | 632 | 2026-06-30 | → |
| 108 | JACKSON NATIONAL ASSET MANAGEMENT, LLC | 111079 | $246.30B | $246.30B | 156 | 2026-05-31 | → |
| 109 | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | 137432 | $240.66B | $240.66B | 588 | 2026-03-31 | → |
| 110 | OSAIC WEALTH, INC. | 23131 | $234.86B | $234.86B | 8,979 | 2026-06-30 | → |
| 111 | TWO SIGMA INVESTMENTS, LP | 137137 | $232.82B | $232.82B | 1,555 | 2026-03-31 | → |
| 112 | DWS INTERNATIONAL GMBH | 105075 | $228.87B | $228.87B | 703 | 2026-05-31 | → |
| 113 | MANULIFE INVESTMENT MANAGEMENT (US) LLC | 106435 | $228.04B | $228.04B | 267 | 2026-03-31 | → |
| 114 | SQUAREPOINT OPS LLC | 172116 | $226.98B | $226.98B | 69 | 2026-04-30 | → |
| 115 | MERCER INVESTMENTS LLC | 133449 | $226.04B | $226.04B | 714 | 2026-03-31 | → |
| 116 | SCHONFELD STRATEGIC ADVISORS LLC | 281984 | $225.25B | $225.25B | 997 | 2026-05-31 | → |
| 117 | SBI FUNDS MANAGEMENT LIMITED | 142968 | $219.93B | $219.93B | 2,463 | 2026-06-30 | → |
| 118 | ROKOS CAPITAL MANAGEMENT LLP | 281215 | $219.44B | $219.44B | 310 | 2026-06-30 | → |
| 119 | SEI INVESTMENTS MANAGEMENT CORP | 105146 | $216.43B | $216.43B | 434 | 2026-03-31 | → |
| 120 | JENNISON ASSOCIATES LLC | 107959 | $214.84B | $214.84B | 360 | 2026-03-31 | → |
| 121 | D. E. SHAW & CO., L.P. | 108679 | $213.36B | $213.36B | 998 | 2026-03-31 | → |
| 122 | COMMONWEALTH EQUITY SERVICES, LLC | 8032 | $212.66B | $212.66B | 4,200 | 2026-05-31 | → |
| 123 | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | 105790 | $212.05B | $212.05B | 357 | 2026-03-31 | → |
| 124 | TAULA CAPITAL MANAGEMENT (JERSEY) LP | 330068 | $210.93B | $210.93B | 7 | 2026-06-30 | → |
| 125 | TAULA CAPITAL MANAGEMENT (US) LLC | 329865 | $210.93B | $210.93B | 23 | 2026-03-31 | → |
| 126 | TAULA CAPITAL MANAGEMENT (DIFC) LTD | 329853 | $210.92B | $210.92B | 6 | 2026-03-31 | → |
| 127 | NORTHERN TRUST GLOBAL INVESTMENTS LTD | 111900 | $208.39B | $208.39B | 115 | 2026-03-31 | → |
| 128 | FEDERATED INVESTMENT COUNSELING | 105325 | $207.21B | $207.21B | 213 | 2026-05-31 | → |
| 129 | GARDA CAPITAL PARTNERS LP | 282439 | $207.10B | $207.10B | 224 | 2026-03-31 | → |
| 130 | ABRDN INVESTMENTS LIMITED | 162309 | $206.50B | $206.50B | 1,296 | 2026-05-31 | → |
| 131 | T.ROWE PRICE INVESTMENT MANAGEMENT, INC. | 314590 | $204.18B | $204.18B | 112 | 2026-03-31 | → |
| 132 | OLIVE STREET INVESTMENT ADVISERS, LLC | 166710 | $203.76B | $203.76B | 232 | 2026-03-31 | → |
| 133 | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | 104518 | $199.66B | $199.66B | 452 | 2026-05-31 | → |
| 134 | HIGHTOWER ADVISORS, LLC | 145323 | $198.58B | $198.58B | 1,983 | 2026-05-31 | → |
| 135 | STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | $197.53B | $197.53B | 6,478 | 2026-06-30 | → |
| 136 | EMPOWER ADVISORY GROUP, LLC | 112058 | $195.43B | $195.43B | 8,051 | 2026-06-30 | → |
| 137 | MACKENZIE FINANCIAL CORPORATION | 110338 | $194.88B | $194.88B | 1,362 | 2026-03-31 | → |
| 138 | GALLAGHER FIDUCIARY ADVISORS, LLC | 146509 | $194.82B | $194.82B | 235 | 2026-06-30 | → |
| 139 | HARBOURVEST PARTNERS, LLC | 109846 | $191.18B | $191.18B | 1,204 | 2026-05-31 | → |
| 140 | INVESCO ASSET MANAGEMENT LTD. | 109985 | $187.60B | $187.60B | 930 | 2026-03-31 | → |
| 141 | MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | 277065 | $187.35B | $187.35B | 227 | 2026-06-30 | → |
| 142 | NUVEEN FUND ADVISORS, LLC | 104626 | $186.25B | $186.25B | 137 | 2026-03-31 | → |
| 143 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | $184.99B | $184.99B | 137 | 2026-06-30 | → |
| 144 | CLEARBRIDGE INVESTMENTS, LLC | 137028 | $184.81B | $184.81B | 210 | 2026-01-31 | → |
| 145 | ARTISAN PARTNERS LIMITED PARTNERSHIP | 150114 | $183.62B | $183.62B | 496 | 2026-03-31 | → |
| 146 | BLACKSTONE ISG-I ADVISORS L.L.C. | 289202 | $183.53B | $183.53B | 114 | 2026-03-31 | → |
| 147 | OAKTREE CAPITAL MANAGEMENT, L.P. | 106793 | $183.29B | $183.29B | 905 | 2026-05-31 | → |
| 148 | THOMA BRAVO, L.P. | 157041 | $182.94B | $182.94B | 246 | 2026-03-31 | → |
| 149 | FOCUS PARTNERS WEALTH, LLC | 159289 | $181.86B | $181.86B | 1,915 | 2026-04-30 | → |
| 150 | RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | 168551 | $178.01B | $178.01B | 471 | 2026-04-30 | → |
| 151 | GC ADVISORS LLC | 148687 | $177.85B | $177.85B | 1,035 | 2026-06-30 | → |
| 152 | SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED | 301509 | $177.71B | $177.71B | 1,022 | 2026-06-30 | → |
| 153 | ACADIAN ASSET MANAGEMENT LLC | 106609 | $177.46B | $177.46B | 375 | 2026-05-31 | → |
| 154 | HPS INVESTMENT PARTNERS, LLC | 282125 | $175.72B | $175.72B | 826 | 2026-05-31 | → |
| 155 | MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | 105922 | $174.54B | $174.54B | 222 | 2026-06-30 | → |
| 156 | TPG GLOBAL ADVISORS, LLC | 159732 | $173.56B | $173.56B | 1,271 | 2026-03-31 | → |
| 157 | BLACKROCK CAPITAL MANAGEMENT, INC. | 108069 | $172.62B | $172.62B | 79 | 2026-06-30 | → |
| 158 | INSIGHT NORTH AMERICA LLC | 145995 | $171.09B | $171.09B | 238 | 2026-06-30 | → |
| 159 | JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | 300114 | $169.62B | $169.62B | 419 | 2026-03-31 | → |
| 160 | GLOBAL RETIREMENT PARTNERS LLC | 172011 | $169.58B | $169.58B | 464 | 2026-06-30 | → |
| 161 | FRANKLIN TEMPLETON FUND ADVISER, LLC | 140432 | $167.44B | $167.44B | 0 | 2025-12-31 | → |
| 162 | EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | 156933 | $167.15B | $167.15B | 67 | 2026-03-31 | → |
| 163 | CORIENT PRIVATE WEALTH LLC | 319448 | $165.25B | $165.25B | 1,537 | 2026-03-31 | → |
| 164 | ALPHADYNE ASSET MANAGEMENT LP | 154176 | $164.83B | $164.83B | 121 | 2026-03-31 | → |
| 165 | GQG PARTNERS LLC | 283720 | $163.86B | $163.86B | 227 | 2026-03-31 | → |
| 166 | KEYRIDGE ASSET MANAGEMENT LIMITED | 175204 | $162.89B | $162.89B | 45 | 2026-03-31 | → |
| 167 | CIBC ASSET MANAGEMENT INC. | 106508 | $162.84B | $162.84B | 478 | 2026-06-30 | → |
| 168 | CERITY PARTNERS LLC | 151559 | $161.68B | $161.68B | 1,529 | 2026-06-30 | → |
| 169 | NB ALTERNATIVES ADVISERS LLC | 149822 | $160.24B | $160.24B | 417 | 2026-03-31 | → |
| 170 | SANTANDER ASSET MANAGEMENT SA SGIIC | 143883 | $159.86B | $159.86B | 231 | 2026-03-31 | → |
| 171 | MACKAY SHIELDS LLC | 107717 | $159.52B | $159.52B | 206 | 2026-04-30 | → |
| 172 | EXODUSPOINT CAPITAL MANAGEMENT, LP | 294156 | $159.41B | $159.41B | 707 | 2026-06-30 | → |
| 173 | PAYDEN & RYGEL | 107160 | $158.23B | $158.23B | 194 | 2026-03-31 | → |
| 174 | HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | 105686 | $156.56B | $156.56B | 100 | 2026-06-30 | → |
| 175 | ONEDIGITAL INVESTMENT ADVISORS LLC | 106766 | $155.41B | $155.41B | 648 | 2026-04-30 | → |
| 176 | BOSTON MANAGEMENT AND RESEARCH | 104853 | $154.73B | $154.73B | 203 | 2026-03-31 | → |
| 177 | CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS | 173355 | $154.66B | $154.66B | 598 | 2026-03-31 | → |
| 178 | IFM INVESTORS PTY LTD | 162754 | $152.93B | $152.93B | 717 | 2025-11-30 | → |
| 179 | NEPC, LLC | 110562 | $152.72B | $152.72B | 379 | 2026-05-31 | → |
| 180 | BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP | 151605 | $152.13B | $152.13B | 1,413 | 2026-04-30 | → |
| 181 | APERIO GROUP, LLC | 111616 | $152.13B | $152.13B | 208 | 2026-04-30 | → |
| 182 | HARTFORD FUNDS MANAGEMENT COMPANY, LLC | 147746 | $152.07B | $152.07B | 368 | 2026-06-30 | → |
| 183 | AON INVESTMENTS USA INC. | 105596 | $150.99B | $150.99B | 255 | 2026-03-31 | → |
| 184 | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | 105820 | $150.40B | $150.40B | 254 | 2026-03-31 | → |
| 185 | BRIDGEWATER ASSOCIATES, LP | 105129 | $150.16B | $150.16B | 1,135 | 2026-05-31 | → |
| 186 | ICAPITAL ADVISORS, LLC | 177513 | $149.86B | $149.86B | 552 | 2026-05-31 | → |
| 187 | MARINER INVESTMENT GROUP, LLC | 124744 | $149.62B | $149.62B | 146 | 2026-03-31 | → |
| 188 | HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | 105193 | $149.48B | $149.48B | 309 | 2026-06-30 | → |
| 189 | WILSHIRE ADVISORS LLC | 6210 | $149.10B | $149.10B | 307 | 2026-06-30 | → |
| 190 | EASTSPRING INVESTMENTS (SINGAPORE) LIMITED | 144603 | $146.29B | $146.29B | 365 | 2026-05-31 | → |
| 191 | BLACKSTONE MANAGEMENT PARTNERS L.L.C. | 136979 | $145.73B | $145.73B | 213 | 2026-03-31 | → |
| 192 | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | 105390 | $144.04B | $144.04B | 778 | 2026-06-30 | → |
| 193 | BAILLIE GIFFORD OVERSEAS LTD | 110296 | $144.00B | $144.00B | 1,583 | 2026-05-31 | → |
| 194 | GLOBAL INFRASTRUCTURE MANAGEMENT, LLC | 157434 | $142.15B | $142.15B | 437 | 2026-05-31 | → |
| 195 | NUVEEN ALTERNATIVES ADVISORS LLC | 160255 | $142.02B | $142.02B | 87 | 2026-04-30 | → |
| 196 | HAMILTON LANE ADVISORS, L.L.C. | 107876 | $141.83B | $141.83B | 740 | 2026-06-30 | → |
| 197 | APG ASSET MANAGEMENT US, INC | 160795 | $141.33B | $141.33B | 183 | 2026-03-31 | → |
| 198 | INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD | 288550 | $141.06B | $141.06B | 14 | 2026-01-31 | → |
| 199 | TPG CAPITAL ADVISORS, LLC | 159738 | $140.57B | $140.57B | 414 | 2026-06-30 | → |
| 200 | BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | 165482 | $140.25B | $140.25B | 508 | 2026-06-30 | → |
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