Research Report · 2026-06-30
Registered Investment Advisers Managing $100 Million to $500 Million
SEC-registered investment advisers with between $100 million and $500 million in reported regulatory assets under management.
Firms
1,000
Total AUM
$446.91B
Median AUM
$444.3M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | AUM↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | WESTEND CAPITAL MANAGEMENT, LLC. | 120545 | $436.2M | $436.2M | 5 | 2026-03-31 | → |
| 602 | FINANCIAL ASSET MANAGEMENT CORP | 106643 | $436.2M | $436.2M | 3 | 2026-03-31 | → |
| 603 | RAVENSWOOD PARTNERS LP | 327106 | $436.1M | $436.1M | 5 | 2026-05-31 | → |
| 604 | CHAPEL HILL INVESTMENT ANALYSTS INC | 109511 | $436.0M | $436.0M | 3 | 2026-03-31 | → |
| 605 | MUHLENKAMP & CO INC | 110787 | $435.8M | $435.8M | 6 | 2025-12-31 | → |
| 606 | OFF ROAD CAPITAL MANAGEMENT LLC | 285344 | $435.8M | $435.8M | 6 | 2026-03-31 | → |
| 607 | QUESTMONT VIRTUAL FAMILY OFFICE, LLC | 335307 | $435.6M | $435.6M | 9 | 2026-03-31 | → |
| 608 | PFS PARTNERS, LLC | 147872 | $435.6M | $435.6M | 16 | 2026-02-28 | → |
| 609 | PRINCETON CAPITAL MANAGEMENT LLC | 113926 | $435.5M | $435.5M | 10 | 2026-04-30 | → |
| 610 | ADVISORTRUST PARTNERS, LLC | 304967 | $435.3M | $435.3M | 6 | 2026-05-31 | → |
| 611 | MURPHY MIDDLETON HINKLE & PARKER, INC. | 107861 | $435.3M | $435.3M | 4 | 2026-03-31 | → |
| 612 | VCI WEALTH MANAGEMENT LLC | 324833 | $435.3M | $435.3M | 32 | 2026-05-31 | → |
| 613 | FAMILY CAPITAL MANAGEMENT, INC. | 111230 | $435.1M | $435.1M | 10 | 2026-03-31 | → |
| 614 | HORRELL CAPITAL MANAGEMENT, INC. | 115711 | $435.1M | $435.1M | 1 | 2026-03-31 | → |
| 615 | BRANDON FINANCIAL PLANNING, INC. | 110267 | $434.9M | $434.9M | 5 | 2026-03-31 | → |
| 616 | GRUNDEN FINANCIAL ADVISORY, INC. | 111595 | $434.7M | $434.7M | 6 | 2025-03-31 | → |
| 617 | SEVEN FLEET CAPITAL MANAGEMENT LP | 335203 | $434.6M | $434.6M | 4 | 2026-06-30 | → |
| 618 | CARMEL CAPITAL PARTNERS, LLC | 123907 | $434.3M | $434.3M | 9 | 2026-03-31 | → |
| 619 | COMPREHENSIVE FINANCIAL PLANNING, INC. | 110937 | $434.1M | $434.1M | 6 | 2026-05-31 | → |
| 620 | MUTUAL OF AMERICA LIFE INSURANCE COMPANY | 15356 | $434.1M | $434.1M | 734 | 2026-03-31 | → |
| 621 | MOSAIC PACIFIC INVESTMENT ADVISORS LLC | 169423 | $434.0M | $434.0M | 8 | 2025-03-31 | → |
| 622 | SPARK INVESTMENT MANAGEMENT LLC | 160815 | $433.9M | $433.9M | 21 | 2026-03-31 | → |
| 623 | SESTANTE WEALTH MANAGEMENT, LLC | 335152 | $433.9M | $433.9M | 4 | 2026-04-30 | → |
| 624 | PLAN A WEALTH, LLC | 287860 | $433.8M | $433.8M | 13 | 2026-03-31 | → |
| 625 | ALIGN FINANCIAL, LLC | 309238 | $433.7M | $433.7M | 5 | 2026-04-30 | → |
| 626 | L1 CAPITAL GLOBAL INC. | 310223 | $433.6M | $433.6M | 3 | 2026-03-31 | → |
| 627 | SANTORI & PETERS, INC. | 105978 | $433.5M | $433.5M | 5 | 2026-03-31 | → |
| 628 | ROBINSWOOD FINANCIAL LLC | 143417 | $433.3M | $433.3M | 6 | 2026-05-31 | → |
| 629 | NEOSTELLAR ADVISORS LLC | 343216 | $433.3M | $433.3M | 9 | 2026-06-30 | → |
| 630 | GREENBRIDGE PARTNERS LLC | 304445 | $433.1M | $433.1M | 1 | 2026-03-31 | → |
| 631 | ALPHACENTRIC ADVISORS LLC | 170679 | $433.1M | $433.1M | 11 | 2026-06-30 | → |
| 632 | BGV VC MANAGEMENT LLC | 298473 | $433.0M | $433.0M | 15 | 2026-03-31 | → |
| 633 | REGENTS PARK FUNDS, LLC | 284684 | $433.0M | $433.0M | 7 | 2026-03-31 | → |
| 634 | FACTION VENTURES, LLC | 318821 | $432.6M | $432.6M | 8 | 2026-03-31 | → |
| 635 | COTULLA HOLDINGS LLC | 330008 | $432.5M | $432.5M | 2 | 2026-06-30 | → |
| 636 | LISANTI CAPITAL GROWTH LLC | 130023 | $432.5M | $432.5M | 4 | 2026-04-30 | → |
| 637 | ENGAGED CAPITAL, LLC | 161251 | $432.3M | $432.3M | 11 | 2026-02-28 | → |
| 638 | THIRD NORTH CAPITAL LP | 285348 | $432.2M | $432.2M | 5 | 2026-03-31 | → |
| 639 | TRED AVON FAMILY WEALTH, LLC | 174115 | $431.9M | $431.9M | 3 | 2026-03-31 | → |
| 640 | HEITMAN INTERNATIONAL HK LIMITED | 170550 | $431.9M | $431.9M | 123 | 2026-04-30 | → |
| 641 | ARGENTARII, LLC | 332112 | $431.9M | $431.9M | 10 | 2026-03-31 | → |
| 642 | FSB PREMIER WEALTH MANAGEMENT, INC. | 15898 | $431.7M | $431.7M | 12 | 2026-03-31 | → |
| 643 | MRWM ADVISORS, LLC | 288944 | $431.7M | $431.7M | 5 | 2026-03-31 | → |
| 644 | TRICORD ADVISORS, INC. | 155749 | $431.5M | $431.5M | 5 | 2026-03-31 | → |
| 645 | INTERMARKET CORPORATION | 161833 | $431.5M | $431.5M | 8 | 2026-03-31 | → |
| 646 | FOREWORD CAPITAL, LP | 332205 | $431.5M | $431.5M | 9 | 2026-03-31 | → |
| 647 | NBZ INVESTMENT ADVISORS, LLC | 123902 | $431.2M | $431.2M | 7 | 2026-03-31 | → |
| 648 | ETF PORTFOLIO PARTNERS, INC. | 128366 | $431.1M | $431.1M | 8 | 2026-01-31 | → |
| 649 | PROSPECT FINANCIAL SERVICES LLC | 314154 | $431.0M | $431.0M | 12 | 2026-03-31 | → |
| 650 | MWM GROUP LLC | 164123 | $431.0M | $431.0M | 4 | 2026-05-31 | → |
| 651 | REPUBLIC CAPITAL ADVISER LLC | 316437 | $430.9M | $430.9M | 6 | 2026-06-30 | → |
| 652 | CAUSEY PUBLIC FINANCE LLC | 332123 | $430.9M | $430.9M | 16 | 2026-03-31 | → |
| 653 | CUTLER CAPITAL MANAGEMENT LLC | 107463 | $430.8M | $430.8M | 9 | 2026-03-31 | → |
| 654 | STEADMONT ADVISORS, LLC | 328882 | $430.7M | $430.7M | 5 | 2026-04-30 | → |
| 655 | ARROWROOT FAMILY OFFICE, LLC | 168744 | $430.7M | $430.7M | 18 | 2026-03-31 | → |
| 656 | WHITE PINE CAPITAL LLC | 108417 | $430.6M | $430.6M | 7 | 2026-03-31 | → |
| 657 | SWMG, LLC | 166688 | $430.4M | $430.4M | 19 | 2026-06-30 | → |
| 658 | CASTLE WEALTH MANAGEMENT LLC | 118364 | $430.1M | $430.1M | 6 | 2026-03-31 | → |
| 659 | VON BERGE WEALTH MANAGEMENT GROUP, LLC | 313332 | $430.0M | $430.0M | 2 | 2025-03-31 | → |
| 660 | DIKER MANAGEMENT LLC | 119786 | $430.0M | $430.0M | 7 | 2026-03-31 | → |
| 661 | BENCHMARK WEALTH MANAGEMENT, LLC | 160192 | $430.0M | $430.0M | 4 | 2025-08-31 | → |
| 662 | SOCHA FINANCIAL GROUP, LLC | 299263 | $430.0M | $430.0M | 6 | 2026-03-31 | → |
| 663 | POWER WEALTH MANAGEMENT LLC | 315101 | $429.9M | $429.9M | 10 | 2026-06-30 | → |
| 664 | SOUTHSIDE CAPITAL, LLC | 293785 | $429.9M | $429.9M | 5 | 2024-12-31 | → |
| 665 | LIGHTHOUSE FINANCIAL SERVICES INC | 110367 | $429.8M | $429.8M | 6 | 2026-01-31 | → |
| 666 | INTEGRATED CAPITAL MANAGEMENT LLC | 284766 | $429.8M | $429.8M | 5 | 2026-02-28 | → |
| 667 | COMPASS FINANCIAL GROUP, INC. | 125186 | $429.7M | $429.7M | 6 | 2026-03-31 | → |
| 668 | CYGNUS ASSET MANAGEMENT SGIIC, SA | 162203 | $429.6M | $429.6M | 18 | 2024-12-31 | → |
| 669 | PACIFIC STRATEGIC MANAGEMENT, LP | 127990 | $429.6M | $429.6M | 3 | 2026-03-31 | → |
| 670 | NAVIGATE WEALTH MANAGEMENT, LLC | 173770 | $429.6M | $429.6M | 8 | 2026-04-30 | → |
| 671 | SHAYNE & JACOBS, LLC | 109423 | $429.5M | $429.5M | 5 | 2026-03-31 | → |
| 672 | CARLSON CAPITAL, L.P. | 118156 | $429.3M | $429.3M | 26 | 2026-05-31 | → |
| 673 | QBOX FIDUCIARY SOLUTIONS, LLC | 167622 | $429.2M | $429.2M | 2 | 2026-03-31 | → |
| 674 | RADIAN INVESTMENT MANAGEMENT LLC | 325109 | $428.9M | $428.9M | 7 | 2026-03-31 | → |
| 675 | SQUARE WAVE CAPITAL LLC | 318517 | $428.8M | $428.8M | 4 | 2026-03-31 | → |
| 676 | AGIS MANAGEMENT LLC | 172457 | $428.7M | $428.7M | 16 | 2026-03-31 | → |
| 677 | SYMPHONY FINANCIAL SERVICES, INC. | 125058 | $428.7M | $428.7M | 7 | 2026-02-28 | → |
| 678 | LAWSON KROEKER INVESTMENT MANAGEMENT INC | 105053 | $428.6M | $428.6M | 7 | 2026-03-31 | → |
| 679 | SWMG HOLDINGS, LLC | 285713 | $428.5M | $428.5M | 8 | 2026-04-30 | → |
| 680 | BLUE WATER ASSET MANAGEMENT, LLC | 175362 | $428.5M | $428.5M | 10 | 2026-06-30 | → |
| 681 | LEGA Z ADVISORY LLC | 297417 | $428.4M | $428.4M | 1 | 2026-03-31 | → |
| 682 | COALESCENCE PARTNERS INVESTMENT MANAGEMENT LP | 285361 | $428.4M | $428.4M | 6 | 2026-03-31 | → |
| 683 | LONGWALL INVESTMENT PARTNERS, LLC | 324336 | $428.2M | $428.2M | 5 | 2026-04-30 | → |
| 684 | PROVIDENCE FINANCIAL ADVISORS, LLC | 124839 | $428.1M | $428.1M | 5 | 2026-02-28 | → |
| 685 | HAVEN PRIVATE, LLC | 329012 | $428.1M | $428.1M | 6 | 2026-04-30 | → |
| 686 | CPC MANAGEMENT, LLC | 313413 | $428.0M | $428.0M | 16 | 2026-05-31 | → |
| 687 | KERUX, LLC | 327724 | $428.0M | $428.0M | 2 | 2026-04-30 | → |
| 688 | MCCARTER PRIVATE WEALTH SERVICES LLC | 108191 | $427.7M | $427.7M | 6 | 2025-12-31 | → |
| 689 | CRUX CAPITAL LTD | 149665 | $427.6M | $427.6M | 10 | 2026-06-30 | → |
| 690 | BELAY INVESTMENT GROUP, LLC | 281985 | $427.5M | $427.5M | 16 | 2026-04-30 | → |
| 691 | COORDINATED FINANCIAL SERVICES, INC. | 147881 | $427.3M | $427.3M | 4 | 2026-03-31 | → |
| 692 | SHEARWATER CAPITAL, LLC | 115399 | $427.3M | $427.3M | 4 | 2026-03-31 | → |
| 693 | SAG HARBOR CAPITAL MANAGEMENT, LLC | 161490 | $427.2M | $427.2M | 13 | 2026-03-31 | → |
| 694 | O'DONNELL FINANCIAL SERVICES, LLC | 172520 | $427.1M | $427.1M | 12 | 2026-03-31 | → |
| 695 | PROTIUM CAPITAL LIMITED | 335585 | $427.0M | $427.0M | 10 | 2026-03-31 | → |
| 696 | CP CAPITAL (US) PARTNERS LP | 158979 | $426.9M | $426.9M | 17 | 2026-06-30 | → |
| 697 | CARE EQUITY CAPITAL MANAGEMENT, L.P. | 312131 | $426.9M | $426.9M | 7 | 2026-03-31 | → |
| 698 | HFG ADVISORS, INC. | 282027 | $426.7M | $426.7M | 9 | 2026-04-30 | → |
| 699 | BEACON BRIDGE WEALTH PARTNERS, LLC | 321705 | $426.6M | $426.6M | 11 | 2026-04-30 | → |
| 700 | HEP MANAGEMENT CORPORATION | 161855 | $426.6M | $426.6M | 9 | 2026-03-31 | → |
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