Research Report · 2026-06-30
Registered Investment Advisers with the Most Client Accounts per Employee
SEC-registered investment advisers ranked by reported client accounts per employee.
Firms
1,000
Total AUM
$9.54T
Median AUM
$706.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Accounts / Employee↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | FIRST NATIONAL ADVISORS LLC | 120859 | $233.7 | $1.37B | 10 | 2025-02-28 | → |
| 502 | THOROUGHBRED FINANCIAL SERVICES, LLC | 47893 | $233.4 | $4.04B | 31 | 2026-03-31 | → |
| 503 | REAGAN COMPANIES ASSET MANAGEMENT, INC | 161648 | $233.3 | $1.16B | 9 | 2026-06-30 | → |
| 504 | ELEY FINANCIAL MANAGEMENT, INC. | 105057 | $233.2 | $409.6M | 5 | 2026-03-31 | → |
| 505 | STRATEGIC PLANNING GROUP, LLC | 113844 | $233.2 | $910.3M | 20 | 2026-03-31 | → |
| 506 | THREE MAGNOLIAS FINANCIAL ADVISORS, LLC | 114471 | $233.1 | $487.1M | 7 | 2026-03-31 | → |
| 507 | WESTERN ASSET MANAGEMENT COMPANY, LLC | 110441 | $232.8 | $184.99B | 137 | 2026-06-30 | → |
| 508 | SOUTHWEST INVESTMENT ADVISORS, INC. | 312685 | $232.4 | $386.9M | 5 | 2026-03-31 | → |
| 509 | NAVIGATION GROUP LLC | 130982 | $232.3 | $1.01B | 6 | 2026-03-31 | → |
| 510 | NORTHCAPE WEALTH MANAGEMENT, LLC | 312350 | $232.3 | $706.1M | 6 | 2026-04-30 | → |
| 511 | HFG ADVISORS, INC. | 282027 | $232.3 | $426.7M | 9 | 2026-04-30 | → |
| 512 | CLF ASSET MANAGEMENT, INC. | 284060 | $232 | $146.9M | 5 | 2026-03-31 | → |
| 513 | SONORA INVESTMENT MANAGEMENT GROUP, LLC | 315312 | $231.8 | $2.44B | 17 | 2025-03-31 | → |
| 514 | EVOLVE PRIVATE WEALTH, LLC | 333932 | $231.8 | $2.15B | 17 | 2026-06-30 | → |
| 515 | GUNPOWDER CAPITAL MANAGEMENT, LLC | 314867 | $231.7 | $340.4M | 6 | 2026-03-31 | → |
| 516 | FDX ADVISORS, INC. | 104601 | $231.6 | $832.8M | 17 | 2026-06-30 | → |
| 517 | STRID GROUP, LLC | 170052 | $231.5 | $1.08B | 12 | 2026-03-31 | → |
| 518 | VAWTER FINANCIAL LTD | 108830 | $231 | $394.4M | 5 | 2026-03-31 | → |
| 519 | INTELLUS ADVISORS, LLC | 332883 | $230.8 | $1.35B | 15 | 2026-03-31 | → |
| 520 | MERIDIAN INVESTMENT ADVISORS, INC. | 107593 | $230.8 | $628.0M | 5 | 2026-03-31 | → |
| 521 | CATOCTIN RIDGE WEALTH PARTNER, LLC | 333113 | $230.8 | $199.0M | 5 | 2026-03-31 | → |
| 522 | ROBINSWOOD FINANCIAL LLC | 143417 | $230.7 | $433.3M | 6 | 2026-05-31 | → |
| 523 | HRC WEALTH MANAGEMENT, LLC | 117212 | $230.6 | $487.4M | 8 | 2026-03-31 | → |
| 524 | SYNERGY FINANCIAL PARTNERS, LLC | 305287 | $230.4 | $308.7M | 5 | 2026-03-31 | → |
| 525 | LEGACY FINANCIAL GROUP, LLC | 154927 | $230.3 | $1.01B | 18 | 2026-05-31 | → |
| 526 | PERSONAL INVESTMENT MANAGEMENT INC | 107829 | $230.3 | $567.6M | 6 | 2025-02-28 | → |
| 527 | WATERFRONT WEALTH INC. | 173220 | $230.3 | $1.14B | 14 | 2026-03-31 | → |
| 528 | DARDEN WEALTH GROUP, INC | 294926 | $230.2 | $379.6M | 5 | 2026-03-31 | → |
| 529 | STERLING INVESTMENT ADVISORS LTD. | 140710 | $230.1 | $1.08B | 7 | 2026-03-31 | → |
| 530 | PRAETORIAN WEALTH MANAGEMENT, INC. | 147814 | $229.9 | $598.7M | 8 | 2026-01-31 | → |
| 531 | VICTRIX INVESTMENT ADVISORS LLC | 167517 | $229.7 | $343.3M | 7 | 2026-03-31 | → |
| 532 | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | 115754 | $229.6 | $1.84B | 18 | 2026-03-31 | → |
| 533 | RETIREMENT INVESTMENT ADVISORS INC | 106316 | $229.6 | $1.49B | 15 | 2026-03-31 | → |
| 534 | B.A. SCHROCK WEALTH MANAGEMENT, INC. | 304694 | $229.5 | $281.6M | 6 | 2026-03-31 | → |
| 535 | LA CROSSE FINANCIAL PLANNING INC. | 313361 | $229.4 | $175.7M | 5 | 2026-04-30 | → |
| 536 | BAY HARBOR WEALTH MANAGEMENT, LLC | 294000 | $229.2 | $412.0M | 6 | 2026-03-31 | → |
| 537 | PATHWAY FINANCIAL ADVISERS, LLC | 166237 | $229 | $524.2M | 8 | 2026-03-31 | → |
| 538 | POWERS ADVISORY GROUP, LLC | 172252 | $229 | $329.5M | 7 | 2026-06-30 | → |
| 539 | TACTIVE ADVISORS, LLC | 309311 | $228.9 | $619.0M | 15 | 2026-06-30 | → |
| 540 | COFG ADVISORS, LLC | 333344 | $228.7 | $1.21B | 19 | 2026-02-28 | → |
| 541 | TUVE INVESTMENT MANAGEMENT, INC. | 226702 | $228.7 | $147.7M | 6 | 2026-04-30 | → |
| 542 | SALUS FINANCIAL ADVISORS, LLC | 329882 | $228.6 | $262.6M | 5 | 2026-03-31 | → |
| 543 | CKW FINANCIAL GROUP, LLC | 152116 | $228.6 | $2.53B | 7 | 2026-03-31 | → |
| 544 | HILTON HEAD CAPITAL PARTNERS, LLC | 299375 | $228.3 | $409.5M | 6 | 2026-03-31 | → |
| 545 | MIAMI VALLEY PORTFOLIO MANAGEMENT INC | 106389 | $228.2 | $218.6M | 5 | 2026-03-31 | → |
| 546 | WEALTHSTAR ADVISORS, LLC | 164957 | $228.1 | $723.6M | 8 | 2026-03-31 | → |
| 547 | ADAMSBROWN WEALTH CONSULTANTS LLC | 308410 | $228.1 | $1.12B | 22 | 2026-02-28 | → |
| 548 | PINERIDGE ADVISORS, LLC | 315100 | $228 | $504.2M | 10 | 2026-05-31 | → |
| 549 | YIM INVESTMENT MANAGEMENT, LLC | 136984 | $227.9 | $307.8M | 7 | 2026-03-31 | → |
| 550 | FORTUNE 45, LLC. | 170693 | $227.4 | $237.7M | 5 | 2026-04-30 | → |
| 551 | JB CAPITAL LLC | 171168 | $227.2 | $2.78B | 64 | 2026-02-28 | → |
| 552 | TRADEWINDS CAPITAL MANAGEMENT, LLC | 145934 | $226.8 | $727.3M | 10 | 2026-03-31 | → |
| 553 | SAGE, RUTTY & CO., INC. | 3254 | $226.8 | $3.46B | 36 | 2026-03-31 | → |
| 554 | ROYAL OAK FINANCIAL ADVISORS, LLC | 290152 | $226.3 | $366.1M | 7 | 2026-03-31 | → |
| 555 | BERKSHIRE ASSET MANAGEMENT, LLC | 145463 | $226 | $2.79B | 11 | 2026-03-31 | → |
| 556 | ROVIN CAPITAL LLC | 152662 | $226 | $710.7M | 9 | 2026-03-31 | → |
| 557 | CYPRESS FINANCIAL PLANNING, LLC | 151014 | $226 | $490.4M | 7 | 2026-06-30 | → |
| 558 | CENTENNIAL WEALTH ADVISORY, LLC | 138054 | $226 | $397.1M | 14 | 2026-04-30 | → |
| 559 | OPTIMA CAPITAL LLC | 310146 | $225.9 | $379.8M | 7 | 2026-03-31 | → |
| 560 | AFFINITY WEALTH LLC | 285169 | $225.8 | $217.5M | 5 | 2026-06-30 | → |
| 561 | PRIEBE WEALTH HOLDINGS, LLC | 309628 | $225.7 | $480.8M | 7 | 2025-03-31 | → |
| 562 | TSG ADVICE PARTNERS, LLC | 305999 | $225.6 | $866.5M | 16 | 2026-03-31 | → |
| 563 | OLDFATHER FINANCIAL SERVICES LLC | 112505 | $225 | $459.0M | 5 | 2025-10-31 | → |
| 564 | FISCHER INVESTMENT STRATEGIES, LLC | 156883 | $225 | $251.9M | 5 | 2026-02-28 | → |
| 565 | BETTERWEALTH LLC | 226661 | $224.8 | $659.9M | 6 | 2026-04-30 | → |
| 566 | PINNACLE PEAK PRIVATE CLIENT GROUP, LLC | 282003 | $224.7 | $481.1M | 6 | 2026-02-28 | → |
| 567 | STOREHOUSE FINANCIAL LLC | 140738 | $224.3 | $240.4M | 6 | 2026-03-31 | → |
| 568 | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | 168594 | $224.2 | $745.8M | 11 | 2026-02-28 | → |
| 569 | INSPIRION WEALTH ADVISORS, LLC | 165174 | $223.9 | $1.39B | 12 | 2026-03-31 | → |
| 570 | SUMMIT X | 282502 | $223.9 | $978.7M | 22 | 2025-03-31 | → |
| 571 | OUTLOOK WEALTH ADVISORS, LLC | 291465 | $223.7 | $593.7M | 11 | 2026-03-31 | → |
| 572 | LESTER FINANCIAL GROUP, LLC | 317036 | $223.6 | $398.6M | 5 | 2026-02-28 | → |
| 573 | LAKE STREET PRIVATE WEALTH, LLC | 296761 | $223.6 | $1.16B | 9 | 2026-03-31 | → |
| 574 | INDEPENDENCE WEALTH ADVISORS, LLC | 306236 | $222.6 | $210.3M | 5 | 2026-06-30 | → |
| 575 | APEXIUM FINANCIAL LP | 283726 | $222.3 | $4.02B | 15 | 2025-10-31 | → |
| 576 | CICCARELLI ADVISORY SERVICES INC | 110904 | $222.1 | $1.59B | 16 | 2025-11-30 | → |
| 577 | RESTON WEALTH MANAGEMENT, LLC. | 148816 | $222 | $589.9M | 8 | 2026-03-31 | → |
| 578 | SEQUINOX WEALTH MANAGEMENT, LLC | 335246 | $221.4 | $160.0M | 7 | 2026-02-28 | → |
| 579 | ASG INVESTMENT MANAGEMENT, LLC | 292445 | $221.3 | $234.8M | 9 | 2025-03-31 | → |
| 580 | GRADIENT CAPITAL ADVISORS, LLC | 168912 | $221.1 | $742.2M | 7 | 2026-02-28 | → |
| 581 | MANN FINANCIAL SERVICES, INC. | 297878 | $221 | $395.5M | 5 | 2026-02-28 | → |
| 582 | CONCENTRUM WEALTH MANAGEMENT, INC. | 167151 | $220.9 | $986.8M | 7 | 2026-03-31 | → |
| 583 | JACOBI CAPITAL MANAGEMENT, LLC | 147663 | $220.7 | $2.64B | 31 | 2026-06-30 | → |
| 584 | AMERICAN FINANCIAL ADVISORS INC | 108530 | $220.6 | $1.28B | 8 | 2026-02-28 | → |
| 585 | ONE8ZERO8, LLC | 332702 | $220.6 | $644.6M | 5 | 2026-05-31 | → |
| 586 | KIPLINGER INVESTMENT ADVISORS, LLC. | 116726 | $220.6 | $261.7M | 5 | 2026-03-31 | → |
| 587 | HEADWATER INVESTMENT CONSULTING,INC. | 133009 | $220.6 | $543.0M | 7 | 2026-03-31 | → |
| 588 | BASS AND BELL, INC. | 300557 | $220.3 | $1.02B | 6 | 2026-03-31 | → |
| 589 | KENNEDY INVESTMENT GROUP, INC. | 322605 | $220.1 | $633.2M | 12 | 2026-02-28 | → |
| 590 | THE PITTI GROUP WEALTH MANAGEMENT, LLC | 314685 | $220 | $374.3M | 6 | 2026-06-30 | → |
| 591 | CONFLUENCE WEALTH SERVICES, INC. | 311980 | $219.8 | $6.84B | 70 | 2026-06-30 | → |
| 592 | BPS WEALTH ADVISORS, INC. | 106249 | $219.8 | $1.08B | 5 | 2026-04-30 | → |
| 593 | SYMMETRY PARTNERS, LLC. | 120982 | $219.6 | $4.73B | 52 | 2026-02-28 | → |
| 594 | KEY CLIENT FIDUCIARY ADVISORS, LLC | 298240 | $219.5 | $896.3M | 10 | 2026-03-31 | → |
| 595 | MOSAIC FAMILY WEALTH PARTNERS, LLC | 317377 | $219.4 | $2.04B | 22 | 2026-03-31 | → |
| 596 | RICHARD W. PAUL & ASSOCIATES, LLC | 156812 | $219.4 | $372.8M | 8 | 2026-03-31 | → |
| 597 | PEAK WEALTH SOLUTIONS, INC. | 127391 | $219.2 | $911.6M | 10 | 2026-03-31 | → |
| 598 | ALCYON WEALTH ADVISORS, LLC | 334909 | $219.2 | $356.5M | 5 | 2026-06-30 | → |
| 599 | RBS WEALTH MANAGEMENT, LLC | 336536 | $219.2 | $322.3M | 6 | 2026-03-31 | → |
| 600 | NORTHERN EDGE WEALTH MANAGEMENT, LLC | 338102 | $219.2 | $246.9M | 6 | 2026-03-31 | → |
Related Lists
Sleeve1,000 firms · 2026-06-30