Research Report · 2026-06-30
Registered Investment Advisers with the Most Accounts per Investment Advisory Employee
SEC-registered investment advisers ranked by accounts / investment advisory employee.
Firms
1,000
Total AUM
$11.81T
Median AUM
$1.11B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Accounts / Investment Advisory Employee↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 501 | WATERS, PARKERSON & CO., LLC | 3711 | 319.3 | $2.86B | 12 | 2026-05-31 | → |
| 502 | SUMMIT FINANCIAL CONSULTING LLC | 126570 | 319.3 | $184.7M | 6 | 2026-04-30 | → |
| 503 | STAR CAPITAL INC. | 171057 | 318.8 | $143.6M | 6 | 2026-03-31 | → |
| 504 | MAGNUS FINANCIAL GROUP LLC | 289423 | 318.8 | $2.33B | 24 | 2026-03-31 | → |
| 505 | CERTIFIED ADVISORY CORP | 120990 | 318.6 | $3.04B | 39 | 2026-03-31 | → |
| 506 | MAGNATE ADVISORY SERVICES, LLC | 283056 | 318.4 | $314.1M | 7 | 2026-03-31 | → |
| 507 | ADVISORS CAPITAL MANAGEMENT, LLC | 112266 | 318.2 | $12.20B | 103 | 2026-03-31 | → |
| 508 | COMPASS FINANCIAL SERVICES, INC. | 109441 | 318.2 | $407.4M | 12 | 2026-04-30 | → |
| 509 | O'BOYLE WEALTH MANAGEMENT, INC. | 292849 | 318 | $443.9M | 5 | 2026-03-31 | → |
| 510 | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | 115754 | 317.9 | $1.84B | 18 | 2026-03-31 | → |
| 511 | BALANCED WEALTH GROUP LLC | 328007 | 317.6 | $494.1M | 12 | 2026-06-30 | → |
| 512 | LYNCH & ASSOCIATES INC | 108326 | 316.7 | $831.1M | 7 | 2026-02-28 | → |
| 513 | WEALTH NAVIGATION, LLC | 140612 | 316.6 | $446.3M | 12 | 2026-03-31 | → |
| 514 | WAMBOLT & ASSOCIATES, LLC | 153454 | 316.3 | $586.8M | 13 | 2025-03-31 | → |
| 515 | JAMES J. BURNS & COMPANY, LLC | 140452 | 316.3 | $1.25B | 17 | 2026-03-31 | → |
| 516 | CARSON ADVISORY, INC. | 117410 | 316.1 | $864.9M | 7 | 2026-04-30 | → |
| 517 | PRIEBE WEALTH HOLDINGS, LLC | 309628 | 316 | $480.8M | 7 | 2025-03-31 | → |
| 518 | RVW WEALTH LLC | 140451 | 315.6 | $1.94B | 12 | 2026-06-30 | → |
| 519 | SUMMIT TRAIL ADVISORS, LLC | 220519 | 315.4 | $19.94B | 94 | 2026-05-31 | → |
| 520 | NEST INVESTMENTS LLC | 286024 | 314.7 | $131.7M | 14 | 2026-03-31 | → |
| 521 | BALLAST FINANCIAL ADVISORS, LLC | 304430 | 314.6 | $342.6M | 5 | 2026-03-31 | → |
| 522 | PAUL R. RIED FINANCIAL GROUP, LLC | 297284 | 314.5 | $1.27B | 12 | 2026-03-31 | → |
| 523 | RED OAK FINANCIAL GROUP, LLC | 166912 | 314.2 | $1.04B | 20 | 2026-05-31 | → |
| 524 | IRONWOOD WEALTH MANAGEMENT, LLC | 200511 | 314.2 | $607.7M | 14 | 2026-03-31 | → |
| 525 | BERNARDO WEALTH PLANNING, LLC | 288705 | 313.4 | $866.4M | 14 | 2026-03-31 | → |
| 526 | PEAK WEALTH SOLUTIONS, INC. | 127391 | 313.1 | $911.6M | 10 | 2026-03-31 | → |
| 527 | MILLS WEALTH ADVISORS, LLC | 159251 | 312.8 | $548.7M | 8 | 2026-03-31 | → |
| 528 | RWA WEALTH PARTNERS, LLC | 156984 | 311.9 | $19.80B | 178 | 2026-05-31 | → |
| 529 | CARSONALLARIA WEALTH MANAGEMENT, LTD. | 157998 | 311.8 | $791.8M | 9 | 2026-03-31 | → |
| 530 | SHAKESPEARE WEALTH MANAGEMENT, LLC | 111950 | 311.8 | $641.9M | 9 | 2026-04-30 | → |
| 531 | PARK PIEDMONT ADVISORS LLC | 129451 | 311.8 | $1.03B | 11 | 2025-09-30 | → |
| 532 | CAPITAL INVESTMENT ADVISORS, LLC | 158055 | 311.8 | $8.21B | 107 | 2026-04-30 | → |
| 533 | WELCH & FORBES LLC | 115119 | 311.2 | $9.90B | 55 | 2026-05-31 | → |
| 534 | NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC | 133790 | 311.1 | $5.09B | 21 | 2026-03-31 | → |
| 535 | THE MAIN STREET GROUP, LTD | 175502 | 311 | $515.3M | 13 | 2026-05-31 | → |
| 536 | AQUIRE WEALTH ADVISORS, LLC | 149559 | 310.9 | $504.0M | 24 | 2026-06-30 | → |
| 537 | LEGACY FINANCIAL ADVISORS, INC. | 158675 | 310.1 | $1.52B | 21 | 2026-03-31 | → |
| 538 | GRADIENT CAPITAL ADVISORS, LLC | 168912 | 309.6 | $742.2M | 7 | 2026-02-28 | → |
| 539 | EQ, LLC | 291033 | 309.5 | $941.7M | 15 | 2026-04-30 | → |
| 540 | RBC ROCHDALE, LLC | 117198 | 309.2 | $72.96B | 269 | 2026-05-31 | → |
| 541 | CONCENTRUM WEALTH MANAGEMENT, INC. | 167151 | 309.2 | $986.8M | 7 | 2026-03-31 | → |
| 542 | HEADWATER INVESTMENT CONSULTING,INC. | 133009 | 308.8 | $543.0M | 7 | 2026-03-31 | → |
| 543 | STRID GROUP, LLC | 170052 | 308.7 | $1.08B | 12 | 2026-03-31 | → |
| 544 | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | 108783 | 308.6 | $6.31B | 553 | 2026-06-30 | → |
| 545 | ONE DAY IN JULY LLC | 284335 | 308.5 | $1.36B | 23 | 2026-02-28 | → |
| 546 | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | 168594 | 308.3 | $745.8M | 11 | 2026-02-28 | → |
| 547 | CAPITOL PRIVATE WEALTH GROUP LLC | 283257 | 308.1 | $562.1M | 8 | 2026-04-30 | → |
| 548 | GADDIS PREMIER WEALTH ADVISORS LLC | 317837 | 307.9 | $368.5M | 16 | 2026-04-30 | → |
| 549 | ACTIV8 FAMILY OFFICE LLC | 337753 | 307.3 | $1.54B | 21 | 2026-03-31 | → |
| 550 | WBI INVESTMENTS, LLC | 106336 | 306.6 | $539.6M | 13 | 2026-03-31 | → |
| 551 | THE FINANCIAL ADVISORS, LLC | 146680 | 306.6 | $1.11B | 11 | 2025-12-31 | → |
| 552 | MORAN WEALTH MANAGEMENT, LLC | 319208 | 306.5 | $5.10B | 56 | 2026-06-30 | → |
| 553 | BRIDGEPORT FINANCIAL SOLUTIONS LLC | 325485 | 306.1 | $1.05B | 9 | 2026-06-30 | → |
| 554 | BEACON HARBOR WEALTH ADVISORS, INC. | 300243 | 305.8 | $608.3M | 8 | 2026-02-28 | → |
| 555 | ENDOWMENT WEALTH MANAGEMENT, INC. | 108652 | 305.7 | $609.2M | 14 | 2026-03-31 | → |
| 556 | MUNN WEALTH MANAGEMENT, LLC | 174414 | 305.4 | $242.3M | 10 | 2026-05-31 | → |
| 557 | BOUCHEY FINANCIAL GROUP LTD | 111824 | 305.4 | $1.61B | 21 | 2026-03-31 | → |
| 558 | PATHWAY FINANCIAL ADVISERS, LLC | 166237 | 305.3 | $524.2M | 8 | 2026-03-31 | → |
| 559 | NORTHWEST WEALTH MANAGEMENT, LLC | 152816 | 305.3 | $1.03B | 26 | 2026-03-31 | → |
| 560 | MLG WEALTH MANAGEMENT, INC. | 308193 | 305 | $1.49B | 24 | 2026-05-31 | → |
| 561 | BURKETT FINANCIAL SERVICES, LLC | 140168 | 305 | $572.6M | 7 | 2026-02-28 | → |
| 562 | VSM WEALTH ADVISORY, LLC | 313717 | 304.8 | $677.5M | 6 | 2026-03-31 | → |
| 563 | FINANCIAL NETWORK WEALTH ADVISORS LLC | 318842 | 304.7 | $515.4M | 6 | 2026-03-31 | → |
| 564 | RESOLUTE CAPITAL, LLC | 304558 | 304.4 | $300.8M | 31 | 2026-06-30 | → |
| 565 | PREMIER WEALTH ADVISORS, LLC | 285510 | 304 | $694.9M | 6 | 2026-02-28 | → |
| 566 | KOM WEALTH MANAGEMENT GROUP, LLC | 142682 | 303.7 | $407.8M | 7 | 2026-03-31 | → |
| 567 | ROI FINANCIAL ADVISORS, LLC | 160100 | 303.6 | $264.2M | 8 | 2026-03-31 | → |
| 568 | CANVAS WEALTH ADVISORS, LLC | 306343 | 303.3 | $929.2M | 11 | 2026-05-31 | → |
| 569 | KAYDAN WEALTH MANAGEMENT, INC. | 108964 | 303.3 | $726.5M | 18 | 2026-02-28 | → |
| 570 | MOMENT PARTNERS, LLC | 332691 | 303.2 | $1.19B | 8 | 2026-04-30 | → |
| 571 | RATHBONES INVESTMENT MANAGEMENT LIMITED | 124925 | 302.9 | $135.09B | 1,715 | 2026-03-31 | → |
| 572 | FOCUSED ALPHA, LLC | 310591 | 302.8 | $663.9M | 8 | 2026-03-31 | → |
| 573 | BALLEW ADVISORS INC | 110522 | 302.5 | $1.30B | 11 | 2026-03-31 | → |
| 574 | EVERGREEN WEALTH MANAGEMENT, LLC | 174090 | 302.4 | $248.7M | 8 | 2026-03-31 | → |
| 575 | MARS JEWETT FINANCIAL GROUP, INC. | 297388 | 302.1 | $901.4M | 16 | 2026-03-31 | → |
| 576 | TETON WEALTH GROUP LLC | 311230 | 302.1 | $204.0M | 24 | 2026-03-31 | → |
| 577 | THE LEGACY FINANCIAL GROUP, INC. | 135059 | 302 | $590.7M | 9 | 2026-03-31 | → |
| 578 | TSG ADVICE PARTNERS, LLC | 305999 | 300.8 | $866.5M | 16 | 2026-03-31 | → |
| 579 | MODERN WEALTH MANAGEMENT, LLC | 324624 | 300.2 | $10.90B | 253 | 2026-04-30 | → |
| 580 | MODUS ADVISORS, LLC | 291204 | 300 | $601.1M | 8 | 2026-02-28 | → |
| 581 | CHICAGO INVESTMENT ADVISORY COUNCIL, INC. | 123243 | 300 | $230.0M | 11 | 2026-03-31 | → |
| 582 | CULLEN INVESTMENT GROUP, LTD. | 18266 | 299.8 | $910.0M | 11 | 2026-03-31 | → |
| 583 | BELLARS HARRIS WEALTH MANAGEMENT, LLC | 338986 | 299.2 | $505.4M | 8 | 2026-04-30 | → |
| 584 | CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC | 119695 | 299 | $588.7M | 6 | 2026-03-31 | → |
| 585 | THIRD VIEW PRIVATE WEALTH, LLC | 335591 | 298.7 | $1.16B | 11 | 2026-04-30 | → |
| 586 | SOUND VIEW WEALTH ADVISORS GROUP, LLC | 300927 | 298.6 | $2.28B | 19 | 2026-03-31 | → |
| 587 | PAULSON WEALTH MANAGEMENT INC. | 150374 | 298.6 | $558.9M | 11 | 2026-03-31 | → |
| 588 | INSPIRION WEALTH ADVISORS, LLC | 165174 | 298.6 | $1.39B | 12 | 2026-03-31 | → |
| 589 | WISER WEALTH MANAGEMENT, INC | 125282 | 298.2 | $513.6M | 11 | 2026-06-30 | → |
| 590 | TENCAP WEALTH COACHING, LLC | 166130 | 298.1 | $285.0M | 7 | 2026-03-31 | → |
| 591 | JOHN MOORE & ASSOCIATES INC | 109791 | 298.1 | $1.03B | 14 | 2026-04-30 | → |
| 592 | KFA PRIVATE WEALTH GROUP, LLC | 281678 | 298.1 | $830.0M | 11 | 2026-03-31 | → |
| 593 | THE RENAISSANCE GROUP LLC | 105916 | 297.9 | $2.91B | 19 | 2026-04-30 | → |
| 594 | SUMMIT WEALTH GROUP LLC | 335242 | 297.7 | $2.31B | 80 | 2026-03-31 | → |
| 595 | ANNEX ADVISORY SERVICES, LLC | 127987 | 297.3 | $8.05B | 151 | 2026-04-30 | → |
| 596 | CONGRESS ASSET MANAGEMENT COMPANY, LLP | 105161 | 296.9 | $14.20B | 79 | 2026-03-31 | → |
| 597 | BOWMAN & COMPANY S.C. | 305030 | 296.8 | $419.0M | 13 | 2025-12-31 | → |
| 598 | QUENT CAPITAL, LLC | 308203 | 296.8 | $2.05B | 17 | 2026-03-31 | → |
| 599 | SPG ADVISORS LLC | 284496 | 295.8 | $535.4M | 9 | 2026-03-31 | → |
| 600 | BERKSHIRE MONEY MANAGEMENT, INC. | 124873 | 295.3 | $1.23B | 22 | 2026-03-31 | → |
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