Research Report · 2026-06-30
Largest Registered Investment Advisers by Investment Advisory Employees
SEC-registered investment advisers ranked by reported employees engaged in investment advisory functions.
Firms
1,000
Total AUM
$125.63T
Median AUM
$22.07B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | CRD↕ | Investment Advisory Employees↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | PORTFOLIO MEDICS, LLC | 145958 | 75 | $780.5M | 75 | 2026-06-30 | → |
| 802 | GUARDIAN WEALTH PARTNERS, LLC | 310203 | 75 | $191.4M | 75 | 2026-06-30 | → |
| 803 | CVC CREDIT PARTNERS, LLC | 138528 | 74 | $61.63B | 153 | 2026-05-31 | → |
| 804 | VIRTUS FIXED INCOME ADVISERS, LLC | 146029 | 74 | $34.91B | 95 | 2026-03-31 | → |
| 805 | FUND EVALUATION GROUP, LLC | 121658 | 74 | $23.86B | 136 | 2026-03-31 | → |
| 806 | AB CARVAL INVESTORS, LP | 141819 | 74 | $18.44B | 169 | 2026-03-31 | → |
| 807 | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | 106909 | 74 | $17.83B | 104 | 2026-05-31 | → |
| 808 | DRA ADVISORS LLC | 106311 | 74 | $14.42B | 99 | 2026-03-31 | → |
| 809 | ANNEX ADVISORY SERVICES, LLC | 127987 | 74 | $8.05B | 151 | 2026-04-30 | → |
| 810 | ONEASCENT FINANCIAL SERVICES LLC | 284549 | 74 | $3.54B | 161 | 2026-06-30 | → |
| 811 | TRILOGY CAPITAL, INC. | 281597 | 74 | $3.21B | 74 | 2026-06-30 | → |
| 812 | NFSG CORPORATION | 130814 | 74 | $1.08B | 89 | 2026-03-31 | → |
| 813 | RICHARDSON WEALTH (USA) LIMITED | 166090 | 74 | $243.9M | 78 | 2026-03-31 | → |
| 814 | VANGUARD ASSET MANAGEMENT, LIMITED | 282598 | 73 | $482.96B | 960 | 2025-05-31 | → |
| 815 | MACKAY SHIELDS LLC | 107717 | 73 | $159.52B | 206 | 2026-04-30 | → |
| 816 | GLG PARTNERS LP | 163016 | 73 | $64.51B | 82 | 2026-06-30 | → |
| 817 | LUTHER KING CAPITAL MANAGEMENT CORPORATION | 110093 | 73 | $31.50B | 110 | 2026-06-30 | → |
| 818 | WELLTH ADVISORY SERVICES, LLC | 330537 | 73 | $26.68B | 74 | 2026-03-31 | → |
| 819 | TOWNSEND HOLDINGS LLC | 160006 | 73 | $19.64B | 110 | 2026-03-31 | → |
| 820 | ALPINE MANAGEMENT SERVICES III, LLC | 157255 | 73 | $18.91B | 96 | 2026-03-31 | → |
| 821 | IMPRESA MANAGEMENT LLC | 168741 | 73 | $13.04B | 74 | 2026-06-30 | → |
| 822 | LASALLE INVESTMENT MANAGEMENT, INC. | 109307 | 73 | $11.46B | 247 | 2026-03-31 | → |
| 823 | ORIX ADVISERS, LLC | 307580 | 73 | $9.63B | 372 | 2026-06-30 | → |
| 824 | TOLLESON PRIVATE WEALTH MANAGEMENT, LLC | 111838 | 73 | $9.26B | 93 | 2026-03-31 | → |
| 825 | HBK SORCE ADVISORY LLC | 112139 | 73 | $7.66B | 109 | 2026-02-28 | → |
| 826 | TRIVEST INVESTMENT ADVISORS, LLC | 161432 | 73 | $6.01B | 100 | 2026-05-31 | → |
| 827 | CX INSTITUTIONAL, LLC | 292627 | 73 | $4.46B | 130 | 2026-03-31 | → |
| 828 | FPLF MANAGEMENT LLC | 331881 | 73 | $1.49B | 140 | 2026-03-31 | → |
| 829 | PUTNAM INVESTMENT MANAGEMENT, LLC | 106629 | 72 | $117.24B | 139 | 2026-02-28 | → |
| 830 | FORT WASHINGTON INVESTMENT ADVISORS INC | 107126 | 72 | $93.47B | 157 | 2026-06-30 | → |
| 831 | SERENT CAPITAL MANAGEMENT COMPANY, L.L.C. | 160292 | 72 | $5.11B | 95 | 2026-03-31 | → |
| 832 | SBI FUNDS MANAGEMENT LIMITED | 142968 | 71 | $219.93B | 2,463 | 2026-06-30 | → |
| 833 | CLEARBRIDGE INVESTMENTS, LLC | 137028 | 71 | $184.81B | 210 | 2026-01-31 | → |
| 834 | NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC. | 156244 | 71 | $82.99B | 99 | 2026-03-31 | → |
| 835 | VOYA INVESTMENTS, LLC | 111091 | 71 | $59.48B | 104 | 2026-03-31 | → |
| 836 | VERITAS CAPITAL FUND MANAGEMENT, L.L.C. | 157123 | 71 | $53.81B | 146 | 2026-03-31 | → |
| 837 | FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | 111360 | 71 | $40.52B | 122 | 2026-06-30 | → |
| 838 | KSL ADVISORS, LLC | 155677 | 71 | $25.61B | 135 | 2026-06-30 | → |
| 839 | SIGULER GUFF ADVISERS LLC | 106788 | 71 | $18.26B | 130 | 2026-03-31 | → |
| 840 | DIGITAL BRIDGE ADVISORS, LLC | 291394 | 71 | $14.60B | 174 | 2026-05-31 | → |
| 841 | JOHNSON WEALTH INC. | 125557 | 71 | $10.35B | 142 | 2026-03-31 | → |
| 842 | U.S. CAPITAL WEALTH ADVISORS, LLC | 288199 | 71 | $8.76B | 141 | 2026-03-31 | → |
| 843 | GARDA CAPITAL PARTNERS LP | 282439 | 70 | $207.10B | 224 | 2026-03-31 | → |
| 844 | JUPITER ASSET MANAGEMENT LIMITED | 306863 | 70 | $68.22B | 408 | 2026-03-31 | → |
| 845 | ACORE CAPITAL, LP | 175054 | 70 | $18.27B | 121 | 2026-04-30 | → |
| 846 | ARCTOS PARTNERS, LP | 307116 | 70 | $18.22B | 77 | 2026-03-31 | → |
| 847 | BATTERY MANAGEMENT CORP. | 160921 | 70 | $15.61B | 113 | 2026-03-31 | → |
| 848 | WATERTON INVESTMENT ADVISER, L.L.C. | 285602 | 70 | $4.33B | 226 | 2026-06-30 | → |
| 849 | DIVERSIFY WEALTH MANAGEMENT, LLC | 329878 | 70 | $4.11B | 95 | 2026-03-31 | → |
| 850 | ADVISOR RESOURCE COUNCIL | 164109 | 70 | $3.49B | 119 | 2026-03-31 | → |
| 851 | NORTHLEAF CAPITAL ADVISORS LTD. | 145014 | 70 | $670.4M | 156 | 2025-12-31 | → |
| 852 | NINETY ONE UK LIMITED | 158310 | 69 | $130.19B | 439 | 2026-06-30 | → |
| 853 | WAFRA INC. | 108673 | 69 | $29.04B | 158 | 2026-06-30 | → |
| 854 | GREAT HILL PARTNERS, LP | 158158 | 69 | $18.99B | 107 | 2026-03-31 | → |
| 855 | SEARCHLIGHT CAPITAL PARTNERS, L.P. | 161958 | 69 | $17.51B | 132 | 2026-04-30 | → |
| 856 | PRIME BUCHHOLZ LLC | 106455 | 69 | $14.07B | 127 | 2026-03-31 | → |
| 857 | ALPHACORE CAPITAL LLC | 174346 | 69 | $9.03B | 111 | 2026-04-30 | → |
| 858 | BELL PARTNERS INVESTMENT MANAGER, LLC | 329611 | 69 | $6.12B | 69 | 2026-05-31 | → |
| 859 | CAPITAL ASSET ADVISORY SERVICES, LLC. | 110929 | 69 | $4.64B | 136 | 2026-03-31 | → |
| 860 | DF INVESTMENT MANAGER, LLC | 334742 | 69 | $940.8M | 79 | 2026-03-31 | → |
| 861 | H.I.G. WHITEHORSE ADVISERS, LLC | 164905 | 69 | $615.1M | 82 | 2026-03-31 | → |
| 862 | TUCKER ASSET MANAGEMENT LLC | 174844 | 69 | $603.6M | 80 | 2026-06-30 | → |
| 863 | NORTHEAST PLANNING ASSOCIATES, INC. | 131406 | 69 | $414.0M | 129 | 2026-05-31 | → |
| 864 | ROKOS CAPITAL MANAGEMENT LLP | 281215 | 68 | $219.44B | 310 | 2026-06-30 | → |
| 865 | COATUE MANAGEMENT, L.L.C. | 157910 | 68 | $92.71B | 199 | 2026-05-31 | → |
| 866 | TWO SIGMA ADVISERS, LP | 152254 | 68 | $74.26B | 101 | 2026-01-31 | → |
| 867 | VALOR MANAGEMENT LLC | 160014 | 68 | $59.32B | 104 | 2026-04-30 | → |
| 868 | BNP PARIBAS ASSET MANAGEMENT USA, INC. | 105455 | 68 | $48.44B | 123 | 2026-03-31 | → |
| 869 | GENERAL CATALYST GROUP MANAGEMENT, LLC | 162548 | 68 | $45.50B | 211 | 2026-03-31 | → |
| 870 | THIRD POINT LLC | 137927 | 68 | $28.73B | 143 | 2026-05-31 | → |
| 871 | ELLINGTON MANAGEMENT GROUP, L.L.C. | 112493 | 68 | $20.76B | 164 | 2026-06-30 | → |
| 872 | ELLINGTON FINANCIAL MANAGEMENT LLC | 150510 | 68 | $19.35B | 164 | 2026-03-31 | → |
| 873 | EVERCORE WEALTH MANAGEMENT, LLC | 148399 | 68 | $15.52B | 97 | 2026-03-31 | → |
| 874 | WESTWOOD MANAGEMENT CORP | 110269 | 68 | $12.46B | 95 | 2026-03-31 | → |
| 875 | CAZ INVESTMENTS L.P. | 113931 | 68 | $10.83B | 83 | 2026-03-31 | → |
| 876 | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC | 141772 | 68 | $9.18B | 164 | 2026-03-31 | → |
| 877 | INCLINE MANAGEMENT, L.P. | 158858 | 68 | $5.96B | 93 | 2026-04-30 | → |
| 878 | LARSON FINANCIAL GROUP, LLC | 140599 | 68 | $5.48B | 131 | 2026-03-31 | → |
| 879 | ADVISORNET FINANCIAL, INC. | 113074 | 68 | $3.15B | 131 | 2026-03-31 | → |
| 880 | SUNBELT SECURITIES, INC. | 42180 | 68 | $2.64B | 68 | 2026-06-30 | → |
| 881 | HBW ADVISORY SERVICES LLC | 143665 | 68 | $1.75B | 72 | 2026-03-31 | → |
| 882 | CAZ INVESTMENTS REGISTERED ADVISER LLC | 327614 | 68 | $540.6M | 83 | 2026-03-31 | → |
| 883 | ELLINGTON CREDIT COMPANY MANAGEMENT LLC | 168311 | 68 | $415.0M | 164 | 2026-03-31 | → |
| 884 | DUKE FUNDING MANAGEMENT, L.L.C. | 117590 | 68 | $126.9M | 164 | 2026-03-31 | → |
| 885 | CAZ GP STAKES ADVISER LLC | 338168 | 68 | $99.0M | 83 | 2026-03-31 | → |
| 886 | SALIENT ADVISORS, L.P. | 122833 | 68 | $61.8M | 95 | 2026-03-31 | → |
| 887 | THIRD POINT PRIVATE CAPITAL LLC | 332857 | 68 | $0 | 143 | 2026-03-31 | → |
| 888 | SB INVESTMENT ADVISERS (US) INC. | 286323 | 67 | $53.47B | 194 | 2026-06-30 | → |
| 889 | MUZINICH & CO., INC. | 22998 | 67 | $31.27B | 110 | 2026-06-30 | → |
| 890 | DIVCO WEST REAL ESTATE SERVICES, LLC | 156762 | 67 | $16.30B | 215 | 2026-03-31 | → |
| 891 | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC | 289977 | 67 | $8.76B | 118 | 2026-04-30 | → |
| 892 | STRATOS WEALTH ADVISORS LLC | 283816 | 67 | $5.57B | 170 | 2026-06-30 | → |
| 893 | AQUATIC CAPITAL MANAGEMENT LLC | 307291 | 67 | $5.43B | 91 | 2026-06-30 | → |
| 894 | ALERA INVESTMENT ADVISORS, LLC | 287906 | 67 | $5.29B | 107 | 2026-03-31 | → |
| 895 | CSENGE ADVISORY GROUP, LLC | 131167 | 67 | $3.17B | 74 | 2026-03-31 | → |
| 896 | GRADIENT SECURITIES, LLC | 127701 | 67 | $607.9M | 67 | 2026-04-30 | → |
| 897 | CONCORDE ASSET MANAGEMENT, LLC | 140367 | 67 | $598.4M | 76 | 2026-03-31 | → |
| 898 | BLACKRIDGE ASSET MANAGEMENT, LLC | 277085 | 67 | $370.3M | 72 | 2026-05-31 | → |
| 899 | JENNISON ASSOCIATES LLC | 107959 | 66 | $214.84B | 360 | 2026-03-31 | → |
| 900 | LMR PARTNERS LLC | 292183 | 66 | $140.11B | 106 | 2026-06-30 | → |
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