Research Report · 2026-06-30
Institutional Registered Investment Advisers in Rhode Island
SEC-registered investment advisers in Rhode Island ranked by reported institutional client assets.
Firms
40
Total AUM
$383.18B
Median AUM
$403.0M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | FIAM LLC | SMITHFIELD | 133196 | $347.73B | 196 | 2026-03-31 | → |
| 2 | CAPITAL WEALTH MANAGEMENT, LLC | WEST WARWICK | 157959 | $1.14B | 16 | 2026-04-30 | → |
| 3 | CITIZENS SECURITIES, INC. | JOHNSTON | 39550 | $12.87B | 471 | 2026-04-30 | → |
| 4 | CANTON HATHAWAY LLC | PROVIDENCE | 297527 | $866.1M | 5 | 2026-03-31 | → |
| 5 | PARSONS CAPITAL MANAGEMENT INC | PROVIDENCE | 106295 | $2.38B | 22 | 2026-04-30 | → |
| 6 | MYSTIC ASSET MANAGEMENT, INC. | WARWICK | 170361 | $614.6M | 3 | 2026-03-31 | → |
| 7 | HAVE RIA, INC. | PROVIDENCE | 327137 | $160.8M | 9 | 2026-03-31 | → |
| 8 | CORRIGAN FINANCIAL INC | MIDDLETOWN | 109115 | $1.15B | 19 | 2025-03-31 | → |
| 9 | UNISON ADVISORS LLC | PROVIDENCE | 155470 | $2.02B | 1 | 2026-03-31 | → |
| 10 | NEWMAN DIGNAN & SHEERAR, INC | PROVIDENCE | 107565 | $731.3M | 9 | 2026-05-31 | → |
| 11 | BARRETT & COMPANY, INC. | PROVIDENCE | 1175 | $529.7M | 7 | 2026-03-31 | → |
| 12 | SLOCUM GORDON & CO LLP | NEWPORT | 104929 | $219.2M | 5 | 2026-02-28 | → |
| 13 | YOUNG RICHARD C & CO LTD | NEWPORT | 105866 | $1.80B | 14 | 2026-03-31 | → |
| 14 | HALL CAPITAL MANAGEMENT COMPANY, INC. | BARRINGTON | 108141 | $411.6M | 9 | 2026-03-31 | → |
| 15 | WEALTH MANAGEMENT RESOURCES, INC. | SMITHFIELD | 45452 | $385.2M | 9 | 2026-05-31 | → |
| 16 | WEALTHCARE INVESTMENT PARTNERS LLC | PORTSMOUTH | 296475 | $859.6M | 12 | 2026-03-31 | → |
| 17 | BLUE FIN CAPITAL, INC. | WARREN | 108451 | $755.9M | 4 | 2026-03-31 | → |
| 18 | MCGUIRE INVESTMENT GROUP, LLC | WAKEFIELD | 296271 | $1.06B | 5 | 2026-03-31 | → |
| 19 | SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC | PROVIDENCE | 109013 | $131.3M | 3 | 2026-03-31 | → |
| 20 | NAPATREE CAPITAL LLC | WESTERLY | 292776 | $260.0M | 4 | 2025-03-31 | → |
| 21 | NEW ENGLAND PROFESSIONAL PLANNING GROUP INC. | WESTERLY | 108868 | $1.32B | 16 | 2026-03-31 | → |
| 22 | SIGNET INVESTMENT ADVISORY GROUP, INC. | PROVIDENCE | 123910 | $394.1M | 9 | 2026-03-31 | → |
| 23 | LINCOLN CAPITAL CORPORATION | EAST GREENWICH | 109922 | $418.3M | 6 | 2026-03-31 | → |
| 24 | GEA SPHERE, LLC | CRANSTON | 152001 | $153.6M | 3 | 2026-03-31 | → |
| 25 | BROWN, LISLE/CUMMINGS, INC. | PROVIDENCE | 1331 | $487.3M | 13 | 2026-06-30 | → |
| 26 | WEYBOSSET RESEARCH & MANAGEMENT, LLC | PROVIDENCE | 108047 | $340.9M | 3 | 2026-03-31 | → |
| 27 | DIVERSIFIED RESOURCES, LLC | WARWICK | 31346 | $268.8M | 6 | 2026-03-31 | → |
| 28 | RANDALL FINANCIAL GROUP, LLC | SMITHFILED | 134804 | $107.6M | 8 | 2026-06-30 | → |
| 29 | STRATEGIC POINT INVESTMENT ADVISORS LLC | PROVIDENCE | 124636 | $914.8M | 12 | 2026-03-31 | → |
| 30 | BALANCED WEALTH MANAGEMENT, LLC. | EAST GREENWICH | 174699 | $102.0M | 4 | 2026-04-30 | → |
| 31 | BREACHWAY INVESTMENTS, LLC | CHARLESTOWN | 299102 | $164.9M | 1 | 2026-06-30 | → |
| 32 | ARLEN CAPITAL, LLC | WARWICK | 118113 | $348.8M | 6 | 2026-02-28 | → |
| 33 | D & P INVESTMENT ADVISORS, LTD. | WAKEFIELD | 119631 | $197.8M | 1 | 2026-03-31 | → |
| 34 | FINANCIAL INDEPENDENCE, LLC | WARWICK | 150515 | $288.1M | 7 | 2026-03-31 | → |
| 35 | PLUM POINTE WEALTH MANAGEMENT, LLC | PROVIDENCE | 332618 | $104.7M | 3 | 2026-05-31 | → |
| 36 | FIRST FINANCIAL ADVISORY SERVICES INC | WESTERLY | 105031 | $278.0M | 7 | 2026-04-30 | → |
| 37 | SK WEALTH MANAGEMENT, LLC | PROVIDENCE | 109114 | $639.0M | 6 | 2026-01-31 | → |
| 38 | LIGHTHOUSE FINANCIAL MANAGEMENT, LLC | WESTERLY | 127748 | $184.1M | 8 | 2025-02-28 | → |
| 39 | MARSTONE LLC | PROVIDENCE | 164810 | $2.8M | 21 | 2026-03-31 | → |
| 40 | THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC. | WARWICK | 108705 | $394.4M | 4 | 2026-03-31 | → |
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