Research Report · 2026-06-30
Largest Registered Investment Advisers in New York
New York SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,621
Total AUM
$38.34T
Median AUM
$766.0M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 2501 | TAGLICH BROTHERS, INC. | COLD SPRING HARBOR | 29102 | $37.7M | 5 | 2026-03-31 | → |
| 2502 | ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LP | NEW YORK | 325768 | $37.7M | 7 | 2026-03-31 | → |
| 2503 | INVICTUS ADVISORY SERVICES LLC | BUFFALO | 312399 | $37.6M | 3 | 2026-05-31 | → |
| 2504 | PALLADIUM HERITAGE MANAGEMENT, LLC | NEW YORK | 321623 | $37.2M | 2 | 2026-03-31 | → |
| 2505 | DARK HORSE WEALTH LLC | CAZENOVIA | 159999 | $36.6M | 1 | 2026-03-31 | → |
| 2506 | GEMCORP CAPITAL ADVISORS LLC | NEW YORK | 329386 | $36.5M | 1 | 2026-03-31 | → |
| 2507 | BERTOLET CAPITAL LLC | NEW YORK | 125121 | $35.8M | 1 | 2026-01-31 | → |
| 2508 | EUDAIMONIA WEALTH LLC | BUFFALO | 305431 | $35.8M | 1 | 2026-03-31 | → |
| 2509 | RABENOLD ADVISORS, INC. | WILLIAMSVILLE | 283882 | $35.6M | 4 | 2026-03-31 | → |
| 2510 | TAG ASSOCIATES FLORIDA LLC | NEW YORK | 325292 | $35.5M | 71 | 2026-06-30 | → |
| 2511 | AIML TRADING PARTNERS LLC | COLD SPRING HARBOR | 331742 | $35.0M | 1 | 2025-05-31 | → |
| 2512 | WEALTHNEST CAPITAL INC. | STATEN ISLAND | 281725 | $34.9M | 2 | 2026-03-31 | → |
| 2513 | BERENBERG ASSET MANAGEMENT LLC | NEW YORK | 171274 | $34.8M | 30 | 2026-06-30 | → |
| 2514 | EMPOWER PRIVATE WEALTH | NEW YORK | 331529 | $34.5M | 3 | 2026-02-28 | → |
| 2515 | ACADEMY INVESTMENT MANAGEMENT LLC | NEW YORK | 165220 | $34.3M | — | 2024-12-31 | → |
| 2516 | WESTCHESTER CAPITAL PARTNERS, LLC | VALHALLA | 135955 | $34.2M | 0 | 2026-06-30 | → |
| 2517 | JOSEPH GUNNAR & CO., LLC | UNIONDALE | 24795 | $34.0M | 50 | 2025-04-30 | → |
| 2518 | TELSEY CONSUMER FUND MANAGEMENT LP | NEW YORK | 312514 | $33.7M | 5 | 2026-03-31 | → |
| 2519 | BENJAMIN SECURITIES, INC. | ALBANY | 7754 | $33.6M | 12 | 2025-09-30 | → |
| 2520 | VIRIDIAN PE MANAGEMENT LLC | PURCHASE | 337301 | $33.2M | 6 | 2026-03-31 | → |
| 2521 | CENTER POND MANAGEMENT, L.P. | NEW YORK | 175332 | $33.2M | 5 | 2024-12-31 | → |
| 2522 | LEO WEALTH MANAGEMENT, LLC | STATEN ISLAND | 337537 | $33.0M | 1 | 2026-03-31 | → |
| 2523 | SAGE TREE WEALTH, INC. | FAIRPORT | 298951 | $32.6M | 2 | 2026-03-31 | → |
| 2524 | LUNIN-PACK PLANNING AND ADVICE, LLC | COLD SPRING | 334066 | $32.4M | 2 | 2026-03-31 | → |
| 2525 | DJA CAPITAL MANAGEMENT, LP | NEW YORK | 332825 | $32.2M | 2 | 2026-03-31 | → |
| 2526 | MAVROS CAPITAL MANAGEMENT, LLC | NEW YORK | 327785 | $32.1M | 6 | 2026-04-30 | → |
| 2527 | LEDGER ILS MANAGERS, LLC | NEW YORK | 316012 | $32.1M | 4 | 2025-06-30 | → |
| 2528 | CAMBRIDGE WEALTH MANAGEMENT, LLC | CAMBRIDGE | 172938 | $31.8M | 1 | 2026-04-30 | → |
| 2529 | ALPHAPARITY, LLC | NEW YORK | 166768 | $31.6M | 6 | 2024-12-31 | → |
| 2530 | KENMAR PREFERRED INVESTMENTS, LLC | NEW YORK | 226658 | $31.4M | 2 | 2026-03-31 | → |
| 2531 | THE TOKARZ GROUP ADVISERS LLC | PURCHASE | 141577 | $31.3M | 4 | 2025-03-31 | → |
| 2532 | WHIPPOORWILL ASSOCIATES INC | WHITE PLAINS | 107497 | $31.2M | 1 | 2026-03-31 | → |
| 2533 | MARTO CAPITAL LP | NEW YORK | 283862 | $31.0M | 15 | 2024-12-31 | → |
| 2534 | TAVIO CAPITAL LLC | NEW YORK | 282993 | $31.0M | 1 | 2024-12-31 | → |
| 2535 | MANIKAY PARTNERS, LLC | NEW YORK | 157272 | $30.8M | 2 | 2026-05-31 | → |
| 2536 | WHARTON WEALTH PLANNING, LLC | NEW YORK | 319716 | $30.7M | 1 | 2026-06-30 | → |
| 2537 | UNFCU ADVISORS LLC | LONG ISLAND CITY | 136572 | $30.4M | 4 | 2026-03-31 | → |
| 2538 | ALPHYN CAPITAL MANAGEMENT LLC | HICKSVILLE | 304390 | $30.3M | 1 | 2026-03-31 | → |
| 2539 | EMERGE CAPITAL MANAGEMENT INC. | BUFFALO | 284581 | $30.0M | 5 | 2025-06-30 | → |
| 2540 | LOTUS HOLDINGS LLC | RYE | 172638 | $30.0M | 2 | 2026-06-30 | → |
| 2541 | STOCKWELL VENTURES, LLC | NEW YORK | 323092 | $30.0M | 12 | 2026-05-31 | → |
| 2542 | CASTFIRM ADVISORS LLC | GARDEN CITY | 327519 | $30.0M | 3 | 2026-05-31 | → |
| 2543 | OLD BELLOWS PARTNERS L.P. | NEW YORK | 157569 | $30.0M | 12 | 2026-05-31 | → |
| 2544 | PORT CAPITAL MANAGEMENT LLC | MASSAPEQUA | 330252 | $29.8M | 1 | 2026-03-31 | → |
| 2545 | S. WILLIAMS CAPITAL, LLC | NEW YORK | 173204 | $29.2M | 1 | 2026-03-31 | → |
| 2546 | LAUR CAPITAL MANAGEMENT, LP | NEW YORK | 167706 | $29.0M | 1 | 2024-12-31 | → |
| 2547 | ARDINALL INVESTMENT MANAGEMENT LP | NEW YORK | 298114 | $28.5M | 3 | 2026-03-31 | → |
| 2548 | ROSENBAUM, LANNY, KEVIN | GLENVILLE | 144985 | $28.2M | 1 | 2026-06-30 | → |
| 2549 | DOMINARI SECURITIES LLC | NEW YORK | 18975 | $28.0M | 14 | 2026-03-31 | → |
| 2550 | DELAWARE AVENUE ADVISORS INC. | BUFFALO | 160020 | $28.0M | 2 | 2026-06-30 | → |
| 2551 | DERIVATY CO | WHITE PLAINS | 310249 | $28.0M | 3 | 2026-03-31 | → |
| 2552 | EDEN ADVISORY SERVICES, LLC | ALBANY | 277083 | $27.8M | 3 | 2026-04-30 | → |
| 2553 | BRENTON POINT WEALTH ADVISORS LLC | NEW YORK | 287603 | $27.7M | 18 | 2025-08-31 | → |
| 2554 | MAIDSTONE WEALTH MANAGEMENT, LLC | CAMBRIDGE | 291873 | $27.4M | 1 | 2026-03-31 | → |
| 2555 | AVRIO WEALTH LLC | NEW YORK | 337579 | $27.3M | 3 | 2026-03-31 | → |
| 2556 | ROSECLIFF CAPITAL ADVISORY LLC | NEW YORK | 305951 | $27.3M | 4 | 2026-03-31 | → |
| 2557 | JBT CAPITAL, INC | NEW YORK | 161810 | $27.3M | 5 | 2024-12-31 | → |
| 2558 | GLOBAL LISTING ACCELERATOR SECURITIES LIMITED | NEW YORK | 327603 | $27.0M | 6 | 2026-03-31 | → |
| 2559 | DDO ADVISORY SERVICES, LLC | RHINEBECK | 154944 | $26.8M | 1 | 2026-03-31 | → |
| 2560 | SAFE HARBOR ASSET MANAGEMENT, INC. | HUNTINGTON | 124787 | $26.8M | 4 | 2026-03-31 | → |
| 2561 | KARAGOSIAN FINANCIAL SERVICES, INC | CROTON ON HUDSON | 124532 | $26.8M | 1 | 2026-03-31 | → |
| 2562 | QUANTBASE, LLC | NEW YORK | 315414 | $26.6M | 2 | 2026-04-30 | → |
| 2563 | SPRING STREET WEALTH, LLC | NEW YORK | 338643 | $26.4M | 1 | 2026-03-31 | → |
| 2564 | INVESTALL, INC. | NEW YORK | 285955 | $26.2M | 17 | 2026-03-31 | → |
| 2565 | TRIAXX ASSET MANAGEMENT LLC | NEW YORK | 137140 | $26.1M | 1 | 2026-03-31 | → |
| 2566 | STEDFAST CAPITAL MANAGEMENT LLC | CANANDAIGUA | 336660 | $26.0M | 1 | 2026-03-31 | → |
| 2567 | DERRYRUSH WEALTH MANAGEMENT LLC | WEST SAYVILLE | 338575 | $25.8M | 1 | 2026-03-31 | → |
| 2568 | FRUITFUL ADVISORY, LLC | NEW YORK | 322603 | $25.2M | 44 | 2026-03-31 | → |
| 2569 | JOSEPH SASSOON INVESTMENT MANAGEMENT LLC | NEW YORK | 322215 | $25.0M | 8 | 2024-12-31 | → |
| 2570 | ALLIES CAPITAL MANAGEMENT, LLC | NEW YORK | 319640 | $25.0M | 1 | 2026-02-28 | → |
| 2571 | FIORILE & ASSOCIATES, LLC | SARANAC LAKE | 158733 | $24.5M | 1 | 2025-02-28 | → |
| 2572 | CANNON HILL INVESTMENT MANAGEMENT, LLC | NEW YORK | 166750 | $24.2M | 57 | 2026-06-30 | → |
| 2573 | AMERICAFIRST WEALTH MANAGEMENT, INC. | WEST HENRIETTA | 314640 | $23.4M | 3 | 2025-03-31 | → |
| 2574 | PASSIVE MANAGEMENT LLC | NEW YORK | 314627 | $22.6M | 2 | 2026-06-30 | → |
| 2575 | AXEL CAPITAL MANAGEMENT, LLC | NEW YORK | 151246 | $21.7M | 2 | 2026-03-31 | → |
| 2576 | EDLY ADVISORS LLC | WHITE PLAINS | 328677 | $19.8M | 2 | 2025-10-31 | → |
| 2577 | PUBLIC ADVISORS LLC | NEW YORK | 318234 | $18.8M | 44 | 2026-03-31 | → |
| 2578 | MOUNT STREET PORTFOLIO ADVISERS LLC | NEW YORK | 299192 | $18.6M | 1 | 2026-03-31 | → |
| 2579 | KAHN BROTHERS ASSET MANAGEMENT CORP | NEW YORK | 105620 | $18.5M | 6 | 2026-03-31 | → |
| 2580 | EXCELSIOR INVESTMENT ADVISORS, LLC | MELVILLE | 311850 | $18.2M | 1 | 2025-03-31 | → |
| 2581 | BARDIN HILL ARBITRAGE IC MANAGEMENT LP | NEW YORK | 169933 | $16.3M | 0 | 2025-03-31 | → |
| 2582 | SPP CREDIT ADVISORS LLC | NEW YORK | 314442 | $15.4M | 7 | 2026-03-31 | → |
| 2583 | PEO PARTNERS, LLC | NEW YORK | 311201 | $13.3M | 8 | 2026-05-31 | → |
| 2584 | ARENE CAPITAL MANAGEMENT LP | NEW YORK | 337916 | $13.0M | 6 | 2026-06-30 | → |
| 2585 | ML WEALTH LLC | NEW YORK | 289521 | $12.4M | 13 | 2026-03-31 | → |
| 2586 | NEEDHAM CAPITAL MANAGEMENT, LLC | NEW YORK | 163073 | $10.3M | 9 | 2024-12-31 | → |
| 2587 | E. MAGNUS OPPENHEIM & CO. INC. | NEW YORK | 14268 | $9.5M | 1 | 2026-03-31 | → |
| 2588 | J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. | NEW YORK | 335439 | $9.0M | 65 | 2026-03-31 | → |
| 2589 | TINICUM VENTURE PARTNERS LLC | NEW YORK | 321701 | $8.6M | 1 | 2026-03-31 | → |
| 2590 | M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC | NEW YORK | 124506 | $8.3M | 6 | 2026-03-31 | → |
| 2591 | MASTERWORKS ADVISERS, LLC | NEW YORK | 324239 | $8.1M | 13 | 2026-03-31 | → |
| 2592 | STONECASTLE ASSET MANAGEMENT, LLC | NEW YORK | 166252 | $7.5M | 6 | 2026-03-31 | → |
| 2593 | HYPATIA CAPITAL MANAGEMENT LLC | NEW YORK | 311411 | $6.9M | 2 | 2026-03-31 | → |
| 2594 | OUTERLANDS CAPITAL MANAGEMENT, LLC | NEW YORK | 327602 | $6.9M | 6 | 2026-03-31 | → |
| 2595 | CT INVESTMENT MANAGEMENT CO., LLC | NEW YORK | 160080 | $6.6M | 13 | 2026-03-31 | → |
| 2596 | ASPIRE WEALTH ADVISORY GROUP, LLC | NEW YORK | 338618 | $6.2M | 1 | 2026-03-31 | → |
| 2597 | LIONSHARES LLC | BROOKLYN | 335459 | $6.0M | 1 | 2026-03-31 | → |
| 2598 | SAUBERAN & COMPANY, LLC | LOCKPORT | 106317 | $5.8M | 1 | 2026-04-30 | → |
| 2599 | REVOLUT WEALTH INC. | NEW YORK | 322894 | $5.5M | 5 | 2026-02-28 | → |
| 2600 | CENTERFIN INC. | NEW YORK | 306461 | $4.4M | 5 | 2025-08-31 | → |
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