Research Report · 2026-06-30
Largest Registered Investment Advisers in New York
New York SEC-registered investment advisers ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,621
Total AUM
$38.34T
Median AUM
$766.0M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1601 | THIRD NORTH CAPITAL LP | NEW YORK | 285348 | $432.2M | 5 | 2026-03-31 | → |
| 1602 | INTERMARKET CORPORATION | NEW YORK | 161833 | $431.5M | 8 | 2026-03-31 | → |
| 1603 | PROSPECT FINANCIAL SERVICES LLC | MELVILLE | 314154 | $431.0M | 12 | 2026-03-31 | → |
| 1604 | MWM GROUP LLC | CEDARHURST | 164123 | $431.0M | 4 | 2026-05-31 | → |
| 1605 | REPUBLIC CAPITAL ADVISER LLC | NEW YORK | 316437 | $430.9M | 6 | 2026-06-30 | → |
| 1606 | DIKER MANAGEMENT LLC | NEW YORK | 119786 | $430.0M | 7 | 2026-03-31 | → |
| 1607 | SOCHA FINANCIAL GROUP, LLC | CORNING | 299263 | $430.0M | 6 | 2026-03-31 | → |
| 1608 | RADIAN INVESTMENT MANAGEMENT LLC | NEW YORK | 325109 | $428.9M | 7 | 2026-03-31 | → |
| 1609 | SQUARE WAVE CAPITAL LLC | BROOKLYN | 318517 | $428.8M | 4 | 2026-03-31 | → |
| 1610 | COALESCENCE PARTNERS INVESTMENT MANAGEMENT LP | NEW YORK | 285361 | $428.4M | 6 | 2026-03-31 | → |
| 1611 | SAG HARBOR CAPITAL MANAGEMENT, LLC | GREAT NECK | 161490 | $427.2M | 13 | 2026-03-31 | → |
| 1612 | CP CAPITAL (US) PARTNERS LP | NEW YORK | 158979 | $426.9M | 17 | 2026-06-30 | → |
| 1613 | HEP MANAGEMENT CORPORATION | NEW YORK | 161855 | $426.6M | 9 | 2026-03-31 | → |
| 1614 | ABR DYNAMIC FUNDS, LLC | NEW YORK | 171847 | $426.2M | 10 | 2026-06-30 | → |
| 1615 | APPOMATTOX ADVISORY, INC | NEW YORK | 153731 | $425.6M | 6 | 2026-03-31 | → |
| 1616 | LIFEMARK SECURITIES CORP. | ROCHESTER | 16204 | $424.9M | 78 | 2026-03-31 | → |
| 1617 | BLACKDIAMOND WEALTH MANAGEMENT, LLC | NEW YORK | 291459 | $424.0M | 10 | 2026-03-31 | → |
| 1618 | APOLLO S3 RIC MANAGEMENT, L.P. | NEW YORK | 330339 | $423.8M | 3,564 | 2026-03-31 | → |
| 1619 | MAREK CAPITAL MANAGEMENT LP | NEW YORK | 333745 | $422.4M | 9 | 2026-03-31 | → |
| 1620 | CONGRESS PARK CAPITAL LLC | SARATOGA SPRINGS | 150309 | $422.3M | 4 | 2026-03-31 | → |
| 1621 | ADIRONDACK CAPITAL ADVISORS, LLC | SYRACUSE | 133305 | $422.3M | 7 | 2026-03-31 | → |
| 1622 | ONCE CAPITAL MANAGEMENT, LLC | NEW YORK | 289714 | $422.1M | 7 | 2026-03-31 | → |
| 1623 | FISCHER INVESTMENT GROUP, INC. | PITTSFORD | 110966 | $421.5M | 4 | 2026-01-31 | → |
| 1624 | METAVASI CAPITAL LP | LARCHMONT | 311581 | $420.6M | 9 | 2026-03-31 | → |
| 1625 | GENESEE CAPITAL ADVISORS, LLC | AUBURN | 167353 | $420.3M | 4 | 2026-06-30 | → |
| 1626 | R.W. ROGE & COMPANY, INC | BOHEMIA | 104645 | $419.5M | 9 | 2026-02-28 | → |
| 1627 | ONE OAK CAPITAL MANAGEMENT, LLC | PURCHASE | 170339 | $418.5M | 14 | 2026-03-31 | → |
| 1628 | SEAPORT CAPITAL, LLC | NEW YORK | 160734 | $418.2M | 14 | 2026-05-31 | → |
| 1629 | ARTIST CAPITAL MANAGEMENT LLC | NEW YORK | 296835 | $417.6M | 4 | 2026-03-31 | → |
| 1630 | MCCOLLUM CHRISTOFERSON GROUP, LLC | AMHERST | 268812 | $415.8M | 6 | 2026-03-31 | → |
| 1631 | LOCK 8 PARTNERS LLC | NEW YORK | 319731 | $414.7M | 9 | 2026-05-31 | → |
| 1632 | MOMENTUM ADVISORS, LLC | NEW YORK | 159574 | $414.7M | 10 | 2026-05-31 | → |
| 1633 | GOLD COAST WEALTH MANAGEMENT, LLC | JERICHO | 156338 | $413.8M | 3 | 2026-03-31 | → |
| 1634 | SWS CAPITAL MANAGEMENT, LLC | NEW YORK | 119043 | $413.1M | 10 | 2026-03-31 | → |
| 1635 | AULDBRASS PARTNERS, LP | NEW YORK | 161360 | $412.9M | 11 | 2026-05-31 | → |
| 1636 | AURELIUS CAPITAL MANAGEMENT, LP | NEW YORK | 157325 | $411.9M | 12 | 2026-04-30 | → |
| 1637 | BLUE SQUARE ASSET MANAGEMENT, LLC | NEW YORK | 296802 | $410.3M | 9 | 2026-03-31 | → |
| 1638 | SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLC | NEW YORK | 166616 | $409.9M | 7 | 2026-03-31 | → |
| 1639 | VENTURE CAPITAL FUND OF AMERICA III, INC. | NEW YORK | 160941 | $409.6M | 9 | 2026-03-31 | → |
| 1640 | WASSERSTEIN MANAGEMENT, LP | NEW YORK | 286158 | $408.5M | 5 | 2026-03-31 | → |
| 1641 | NEW LEAF VENTURE PARTNERS LLC | NEW YORK | 163897 | $408.4M | 4 | 2026-03-31 | → |
| 1642 | BRIDGE GROWTH PARTNERS, LLC | NEW YORK | 168682 | $407.0M | 11 | 2026-03-31 | → |
| 1643 | COVARA CAPITAL, LLC | NEW YORK | 337515 | $405.1M | 7 | 2026-05-31 | → |
| 1644 | FOCUSGROWTH ASSET MANAGEMENT, LP | NEW YORK | 309245 | $405.1M | 10 | 2026-04-30 | → |
| 1645 | CHARTER OAK ADVISORS LP | NEW YORK | 328387 | $403.9M | 6 | 2026-03-31 | → |
| 1646 | HENRY JAMES INTERNATIONAL MANAGEMENT, INC. | NEW YORK | 169293 | $402.4M | 5 | 2026-03-31 | → |
| 1647 | VALUEQUEST ADVISERS, LLC | NEW YORK | 337781 | $400.8M | 4 | 2026-03-31 | → |
| 1648 | SOUNDCORE CAPITAL PARTNERS, LP | NEW YORK | 331288 | $400.4M | 15 | 2026-05-31 | → |
| 1649 | BURNS MATTESON CAPITAL MANAGEMENT, LLC | CORNING | 118315 | $400.4M | 6 | 2026-04-30 | → |
| 1650 | WATERFORD ADVISORS, LLC | ORCHARD PARK | 119442 | $399.1M | 10 | 2026-03-31 | → |
| 1651 | TACTICAL INFRASTRUCTURE PARTNERS, LP | NEW YORK | 318315 | $398.3M | 6 | 2026-03-31 | → |
| 1652 | LDR CAPITAL MANAGEMENT, LLC | NEW YORK | 162329 | $397.2M | 7 | 2026-03-31 | → |
| 1653 | SUTTON PLACE INVESTORS LLC | ARMONK | 298989 | $397.0M | 4 | 2026-04-30 | → |
| 1654 | THE VISUALIZE GROUP LP | NEW YORK | 327531 | $396.1M | 10 | 2026-05-31 | → |
| 1655 | DERBY COPELAND MANAGEMENT GROUP, LLC | NEW YORK | 321102 | $395.8M | 18 | 2026-03-31 | → |
| 1656 | SANDLER CAPITAL MANAGEMENT | NEW YORK | 109856 | $395.0M | 17 | 2026-05-31 | → |
| 1657 | 3B1 PARTNERS, LLC | NEW YORK | 300835 | $391.6M | 4 | 2026-06-30 | → |
| 1658 | SIEBERT ADVISORNXT, LLC. | NEW YORK | 288572 | $391.5M | 43 | 2026-03-31 | → |
| 1659 | BOULDER HILL CAPITAL MANAGEMENT LP | NEW YORK | 313520 | $390.7M | 11 | 2025-03-31 | → |
| 1660 | 16TH AMENDMENT ADVISORS LLC | NEW YORK | 150575 | $390.2M | 8 | 2026-03-31 | → |
| 1661 | ASCEND INTERPLAY, LLC | NEW YORK | 317344 | $390.2M | 7 | 2026-06-30 | → |
| 1662 | JOSEPH P. LUCIA & ASSOCIATES, LLC | YORKTOWN HEIGHTS | 147625 | $388.0M | 5 | 2026-03-31 | → |
| 1663 | COLLABORATIVE CAPITAL ADVISORS LLC | NEW YORK | 337588 | $387.8M | 5 | 2026-05-31 | → |
| 1664 | ATLANTIC INVESTMENT MANAGEMENT, INC | NEW YORK | 137698 | $384.0M | 7 | 2026-03-31 | → |
| 1665 | ARCADIA WEALTH MANAGEMENT, INC. | SMITHTOWN | 165504 | $383.6M | 6 | 2026-03-31 | → |
| 1666 | VOLT INVESTMENT HOLDINGS LLC | BROOKLYN | 306923 | $383.5M | 5 | 2026-04-30 | → |
| 1667 | PICTET ASSET MANAGEMENT (USA) CORP | NEW YORK | 306378 | $382.0M | 14 | 2026-06-30 | → |
| 1668 | MARK J SNYDER FINANCIAL SERVICES INC | MEDFORD | 106425 | $382.0M | 10 | 2026-04-30 | → |
| 1669 | SNOWCAT CAPITAL MANAGEMENT LP | NEW YORK | 304254 | $381.0M | 3 | 2025-03-31 | → |
| 1670 | CAMBER PARTNERS MANAGEMENT LLC | NEW YORK | 309328 | $378.8M | 13 | 2026-03-31 | → |
| 1671 | HIDDEN LAKE ASSET MANAGEMENT LP | NEW YORK | 298209 | $378.3M | 10 | 2026-03-31 | → |
| 1672 | BREYTA CAPITAL PARTNERS LP | BROOKLYN | 326510 | $377.6M | 4 | 2026-06-30 | → |
| 1673 | VOLTERRA TECHNOLOGIES LP | NEW YORK | 306817 | $376.9M | 4 | 2026-03-31 | → |
| 1674 | PALM DRIVE CAPITAL LLC | NEW YORK | 284014 | $376.4M | 7 | 2026-06-30 | → |
| 1675 | FINDELL CAPITAL MANAGEMENT LLC | NEW YORK | 307394 | $375.8M | 3 | 2026-03-31 | → |
| 1676 | MELKONIAN CAPITAL MANAGEMENT, LLC | NEW YORK | 162543 | $375.5M | 5 | 2026-03-31 | → |
| 1677 | RETIREMENT PLANNING GROUP, LLC | MALTA | 310647 | $375.4M | 8 | 2026-03-31 | → |
| 1678 | HALE CAPITAL MANAGEMENT, LP | NEW YORK | 157220 | $374.6M | 10 | 2026-03-31 | → |
| 1679 | CARL MARKS MANAGEMENT COMPANY, LLC | NEW YORK | 107695 | $374.5M | 8 | 2026-03-31 | → |
| 1680 | THE PITTI GROUP WEALTH MANAGEMENT, LLC | VICTOR | 314685 | $374.3M | 6 | 2026-06-30 | → |
| 1681 | HUNTING HILL GLOBAL CAPITAL, LLC | NEW YORK | 167481 | $373.0M | 8 | 2026-03-31 | → |
| 1682 | BRIDGEPORT MANAGEMENT COMPANY LLC | NEW YORK | 322871 | $372.8M | 10 | 2026-05-31 | → |
| 1683 | FACT CAPITAL, L.P. | NEW YORK | 307860 | $370.8M | 7 | 2026-03-31 | → |
| 1684 | EYRE STREET CAPITAL, LLC | NEW YORK | 333970 | $367.2M | 5 | 2026-04-30 | → |
| 1685 | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | SOMERS | 324586 | $367.0M | 10 | 2026-05-31 | → |
| 1686 | SARAZA MANAGEMENT LP | NEW YORK | 317572 | $366.5M | 8 | 2026-03-31 | → |
| 1687 | FIO ADVISORS LP | NEW YORK | 300903 | $366.5M | 8 | 2026-03-31 | → |
| 1688 | JACOBS ASSET MANAGEMENT, LLC | NEW YORK | 156563 | $366.4M | 5 | 2026-03-31 | → |
| 1689 | SAGE ADVISORS, LLC | NEW YORK | 148964 | $366.1M | 18 | 2026-06-30 | → |
| 1690 | EPOCH CAPITAL, US, LLC | NEW YORK | 315254 | $366.1M | 18 | 2026-06-30 | → |
| 1691 | RESERVOIR OPERATIONS, L.P. | NEW YORK | 156800 | $364.8M | 8 | 2026-03-31 | → |
| 1692 | REDWOOD GROVE CAPITAL, LLC | NEW YORK | 286228 | $364.0M | 5 | 2026-04-30 | → |
| 1693 | AMERICAN ALPHA ADVISORS, LLC | NEW YORK | 291796 | $362.8M | 3 | 2026-03-31 | → |
| 1694 | UNIVERSITY VENTURES FUNDS MANAGEMENT, LLC | NEW YORK | 163575 | $362.6M | 3 | 2026-03-31 | → |
| 1695 | POINT WINDWARD ADVISORS, INC. | NEW YORK | 110457 | $358.6M | 9 | 2026-06-30 | → |
| 1696 | PAPAMARKOU WELLNER ASSET MANAGEMENT, INC. | NEW YORK | 131796 | $357.5M | 11 | 2026-03-31 | → |
| 1697 | OAKCLIFF PARTNERS LLC | NEW YORK | 162325 | $356.3M | 3 | 2026-03-31 | → |
| 1698 | TWIN POINT CAPITAL LLC | NEW YORK | 281731 | $355.9M | 10 | 2026-04-30 | → |
| 1699 | ACORN CAPITAL ADVISORS, LLC | NEW YORK | 304164 | $355.3M | 5 | 2026-03-31 | → |
| 1700 | LLOYD HARBOR CAPITAL MANAGEMENT, LLC | COLD SPRING HARBOR | 304646 | $354.5M | 6 | 2026-03-31 | → |
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