Research Report · 2026-06-30
Institutional Registered Investment Advisers in New York
SEC-registered investment advisers in New York ranked by reported institutional client assets.
Firms
1,058
Total AUM
$29.86T
Median AUM
$1.04B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 701 | MAXIM FINANCIAL ADVISORS LLC | NEW YORK | 139366 | $445.5M | 35 | 2026-03-31 | → |
| 702 | GLADOWSKY CAPITAL MANAGEMENT CORP | SMITHTOWN | 45287 | $197.8M | 4 | 2026-02-28 | → |
| 703 | HARVEST PARTNERS, LP | NEW YORK | 158284 | $20.25B | 102 | 2026-03-31 | → |
| 704 | VAN ECK ASSOCIATES CORPORATION | NEW YORK | 105080 | $125.61B | 292 | 2026-03-31 | → |
| 705 | RIVER PARTNERS CAPITAL MANAGEMENT, LP | NEW YORK | 172496 | $1.32B | 13 | 2026-06-30 | → |
| 706 | BEATRICE ADVISORS LP | NEW YORK | 332668 | $282.3M | 11 | 2026-06-30 | → |
| 707 | BRYANT WOODS INVESTMENT ADVISORS, LLC | GETZVILLE | 109379 | $679.7M | 8 | 2026-03-31 | → |
| 708 | NORTHCAPE WEALTH MANAGEMENT, LLC | WILLIAMSVILLE | 312350 | $706.1M | 6 | 2026-04-30 | → |
| 709 | MUSSETT WEALTH MANAGEMENT, LLC | RENSSELAER | 158463 | $110.4M | 2 | 2026-03-31 | → |
| 710 | ANDALUSIAN CREDIT PARTNERS, LLC | NEW YORK | 324744 | $541.3M | 16 | 2026-03-31 | → |
| 711 | STRATACORE CAPITAL MANAGEMENT, LLC | NEW YORK | 171163 | $97.0M | 2 | 2026-03-31 | → |
| 712 | INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC | WILLIAMSVILLE | 144733 | $1.54B | 30 | 2026-03-31 | → |
| 713 | CARSWELL INVESTMENTS, LLC | EAST SYRACUSE | 158205 | $322.5M | 2 | 2026-03-31 | → |
| 714 | RIALTO WEALTH MANAGEMENT, LLC | SYRACUSE | 319411 | $625.9M | 7 | 2026-03-31 | → |
| 715 | VCP FINANCIAL LLC | STATEN ISLAND | 167901 | $142.6M | 5 | 2026-02-28 | → |
| 716 | ELLEVEST, INC. | NEW YORK | 175476 | $1.13B | 19 | 2026-06-30 | → |
| 717 | BOYAR ASSET MANAGEMENT INC | NEW YORK | 105255 | $228.2M | 9 | 2026-05-31 | → |
| 718 | UNFCU ADVISORS LLC | LONG ISLAND CITY | 136572 | $30.4M | 4 | 2026-03-31 | → |
| 719 | AMERICAN ALPHA ADVISORS, LLC | NEW YORK | 291796 | $362.8M | 3 | 2026-03-31 | → |
| 720 | BRIGHTON SECURITIES CORP. | ROCHESTER | 3875 | $931.0M | 26 | 2026-04-30 | → |
| 721 | SEACREST WEALTH MANAGEMENT, LLC | PURCHASE | 147092 | $1.53B | 47 | 2026-03-31 | → |
| 722 | EMERGE CAPITAL MANAGEMENT INC. | BUFFALO | 284581 | $30.0M | 5 | 2025-06-30 | → |
| 723 | ULLMAN JOHN & ASSOCIATES INC | HORSEHEADS | 105361 | $1.51B | 58 | 2026-03-31 | → |
| 724 | PRINCETON VALUE PARTNERS LLC | NEW YORK | 313153 | $57.4M | 2 | 2026-03-31 | → |
| 725 | SAYBROOK CAPITAL CORP | SAG HARBOR | 107679 | $502.7M | 4 | 2026-02-28 | → |
| 726 | WNY ASSET MANAGEMENT, LLC | WILLIAMSVILLE | 153872 | $1.73B | 35 | 2026-03-31 | → |
| 727 | FLORIAN FINANCIAL GROUP LLC | WILLIAMSVILLE | 123869 | $215.0M | 8 | 2026-06-30 | → |
| 728 | TRIANGLE INVESTMENT MANAGEMENT, LLC | NEW YORK | 329567 | $171.8M | 13 | 2026-03-31 | → |
| 729 | HEROLD ADVISORS, INC. | NEW YORK | 105090 | $540.2M | 9 | 2026-04-30 | → |
| 730 | DERIVATY CO | WHITE PLAINS | 310249 | $28.0M | 3 | 2026-03-31 | → |
| 731 | LEIGH BALDWIN & CO., LLC | CAZENOVIA | 38751 | $290.6M | 16 | 2026-05-31 | → |
| 732 | AVESTAR CAPITAL, LLC | NEW YORK | 287525 | $2.07B | 16 | 2026-06-30 | → |
| 733 | SA WEALTH MANAGEMENT LLC | HUNTINGTON | 335680 | $496.4M | 3 | 2026-02-28 | → |
| 734 | HEIGHTS POINT MANAGEMENT, LP | NEW YORK | 313849 | $135.2M | 4 | 2026-03-31 | → |
| 735 | LATTIS MANAGEMENT LP | NEW YORK | 333629 | $210.7M | 11 | 2026-03-31 | → |
| 736 | HELIANTH INVESTMENT MANAGEMENT LLC | PORT CHESTER | 317326 | $58.4M | 1 | 2026-03-31 | → |
| 737 | WYSER-PRATTE MANAGEMENT CO., INC. | BEDFORD HILLS | 106399 | $58.6M | 2 | 2026-03-31 | → |
| 738 | BLUE SQUARE ASSET MANAGEMENT, LLC | NEW YORK | 296802 | $410.3M | 9 | 2026-03-31 | → |
| 739 | SOUND POINT LUNA LLC | NEW YORK | 128132 | $10.24B | 39 | 2026-03-31 | → |
| 740 | STEDFAST CAPITAL MANAGEMENT LLC | CANANDAIGUA | 336660 | $26.0M | 1 | 2026-03-31 | → |
| 741 | WESTERN NEW YORK FINANCIAL GROUP, LLC | BUFFALO | 306083 | $84.1M | 2 | 2026-03-31 | → |
| 742 | FORTE ADVISORY SERVICES,LLC | VICTOR | 317854 | $50.6M | 1 | 2026-03-31 | → |
| 743 | C & C FINANCIAL SERVICES, INC. | GREAT NECK | 106752 | $66.2M | 2 | 2026-03-31 | → |
| 744 | MARIDEA WEALTH MANAGEMENT LLC | BROOKLYN | 325523 | $958.7M | 48 | 2026-06-30 | → |
| 745 | ALLIES CAPITAL MANAGEMENT, LLC | NEW YORK | 319640 | $25.0M | 1 | 2026-02-28 | → |
| 746 | ARCADIA INVESTMENT PARTNERS LLC | NEW YORK | 161426 | $1.37B | 8 | 2026-03-31 | → |
| 747 | R.W. ROGE & COMPANY, INC | BOHEMIA | 104645 | $419.5M | 9 | 2026-02-28 | → |
| 748 | INCLINE GLOBAL MANAGEMENT, LLC | NEW YORK | 162607 | $259.0M | 6 | 2026-03-31 | → |
| 749 | MJB ASSET MANAGEMENT LLC | NEW YORK | 109940 | $141.4M | 1 | 2026-03-31 | → |
| 750 | CORINTHIAN PARTNERS ASSET MANAGEMENT LLC | NEW YORK | 109385 | $62.9M | 7 | 2026-03-31 | → |
| 751 | CB CAPITAL ADVISORS, LLC | NEW YORK | 147242 | $138.6M | 2 | 2026-03-31 | → |
| 752 | PARTNERS CAPITAL SERVICES, INC. | HAUPPAUGE | 127621 | $109.1M | 18 | 2026-02-28 | → |
| 753 | LESKO SECURITIES, INC. | VESTAL | 10091 | $728.5M | 22 | 2026-03-31 | → |
| 754 | TAGLICH BROTHERS, INC. | COLD SPRING HARBOR | 29102 | $37.7M | 5 | 2026-03-31 | → |
| 755 | PAPAMARKOU WELLNER ASSET MANAGEMENT, INC. | NEW YORK | 131796 | $357.5M | 11 | 2026-03-31 | → |
| 756 | ALLSQUARE WEALTH MANAGEMENT, LLC | ALBANY | 153591 | $307.8M | 5 | 2026-05-31 | → |
| 757 | LANDMARK WEALTH MANAGEMENT, LLC | MELVILLE | 158693 | $442.0M | 6 | 2026-06-30 | → |
| 758 | ARGUS INVESTORS' COUNSEL, INC. | NEW YORK | 106981 | $137.3M | 8 | 2026-01-31 | → |
| 759 | PERENNIAL ADVISORS, LLC | NEW YORK | 168859 | $761.9M | 5 | 2026-03-31 | → |
| 760 | SQUAREPOINT OPS LLC | NEW YORK | 172116 | $226.98B | 69 | 2026-04-30 | → |
| 761 | EDGE WEALTH MANAGEMENT, LLC | NEW YORK | 142380 | $827.2M | 7 | 2026-02-28 | → |
| 762 | GIVERNY CAPITAL ASSET MANAGEMENT LLC | NEW YORK | 306473 | $599.4M | 3 | 2026-03-31 | → |
| 763 | RMR WEALTH MANAGEMENT | NEW YORK | 152266 | $195.4M | 7 | 2026-03-31 | → |
| 764 | C-III INVESTMENT MANAGEMENT LLC | NEW YORK | 156553 | $2.47B | 80 | 2026-03-31 | → |
| 765 | STEWARD ADVISORS GROUP, LLC | HALFMOON | 321846 | $105.4M | 11 | 2026-03-31 | → |
| 766 | ENRIGHT, MOLLIN, CASCIO & RAMUSEVIC, INC. | ELMHURST | 106574 | $293.5M | 3 | 2026-03-31 | → |
| 767 | LONG ISLAND FINANCIAL LLC | HUNTINGTON | 337288 | $65.2M | 1 | 2026-01-31 | → |
| 768 | BLACKDIAMOND WEALTH MANAGEMENT, LLC | NEW YORK | 291459 | $424.0M | 10 | 2026-03-31 | → |
| 769 | THE NORTHSTAR GROUP, INC. | NEW YORK | 110409 | $1.01B | 6 | 2026-03-31 | → |
| 770 | PRENTICE WEALTH MANAGEMENT LLC | ROCHESTER | 160052 | $567.5M | 14 | 2026-05-31 | → |
| 771 | L&L PARTNERS WEALTH MANAGEMENT, LLC | SUFFERN | 140077 | $81.8M | 2 | 2026-03-31 | → |
| 772 | KIZE CAPITAL LP | NEW YORK | 305608 | $264.9M | 4 | 2026-03-31 | → |
| 773 | PENBROOK MANAGEMENT LLC | NEW YORK | 127269 | $175.4M | 4 | 2026-05-31 | → |
| 774 | SYKON CAPITAL LLC | HARRISON | 326728 | $350.1M | 8 | 2026-06-30 | → |
| 775 | CONGRESS PARK CAPITAL LLC | SARATOGA SPRINGS | 150309 | $422.3M | 4 | 2026-03-31 | → |
| 776 | LESLIE MARIE GIORDANO | GARDEN CITY | 126274 | $62.6M | 1 | 2026-06-30 | → |
| 777 | BEACON FINANCIAL ADVISORS, INC. | RYE BROOK | 119672 | $228.0M | 4 | 2026-03-31 | → |
| 778 | GENNX360 MANAGEMENT COMPANY, LLC | NEW YORK | 160331 | $2.69B | 21 | 2026-03-31 | → |
| 779 | HV CAPITAL MANAGEMENT, LLC | MONTGOMERY | 339467 | $71.5M | 4 | 2026-05-31 | → |
| 780 | PINNACLE INVESTMENTS, LLC | EAST SYRACUSE | 142910 | $1.29B | 60 | 2026-06-30 | → |
| 781 | COMPLETE ADVISORS PLUS LLC | VALLEY STREAM | 307127 | $84.2M | 5 | 2026-03-31 | → |
| 782 | AEGIS CAPITAL CORP. | NEW YORK | 15007 | $1.78B | 260 | 2026-02-28 | → |
| 783 | GENESEE CAPITAL ADVISORS, LLC | AUBURN | 167353 | $420.3M | 4 | 2026-06-30 | → |
| 784 | OBERLAND CAPITAL MANAGEMENT LLC | NEW YORK | 169109 | $3.22B | 23 | 2026-05-31 | → |
| 785 | ARI GROUP, LLC | NEW YORK | 286049 | $132.8M | 4 | 2026-02-28 | → |
| 786 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | NEW YORK | 20472 | $37.93B | 1,293 | 2026-04-30 | → |
| 787 | A.W. JONES ADVISORS, LLC | NEW YORK | 161260 | $667.0M | 6 | 2026-05-31 | → |
| 788 | BLACKROCK REALTY ADVISORS INC | NEW YORK | 109457 | $1.12B | 56 | 2026-06-30 | → |
| 789 | SPIELBERGER & BROOKS, INC. | WOODBURY | 147197 | $473.8M | 2 | 2026-03-31 | → |
| 790 | SENECA FINANCIAL ADVISORS LLC | ROCHESTER | 152824 | $847.2M | 19 | 2026-06-30 | → |
| 791 | COLLINS ADVISORS, LLC | BUFFALO | 129270 | $176.4M | 3 | 2026-05-31 | → |
| 792 | ELCO MANAGEMENT COMPANY, LLC | NEW YORK | 137036 | $261.2M | 7 | 2026-05-31 | → |
| 793 | TRANSATLANTIQUE PRIVATE WEALTH LLC | NEW YORK | 169820 | $878.8M | 11 | 2026-04-30 | → |
| 794 | GLOBAL LISTING ACCELERATOR SECURITIES LIMITED | NEW YORK | 327603 | $27.0M | 6 | 2026-03-31 | → |
| 795 | L.J. ALTFEST & CO., INC. | NEW YORK | 110130 | $1.80B | 42 | 2026-03-31 | → |
| 796 | DIKER MANAGEMENT LLC | NEW YORK | 119786 | $430.0M | 7 | 2026-03-31 | → |
| 797 | CFM ADVISORS INC | HAUPPAUGE | 111581 | $202.7M | 7 | 2026-03-31 | → |
| 798 | CANTY FINANCIAL MANAGEMENT, INC. | BALLSTON SPA | 118945 | $254.0M | 5 | 2026-01-31 | → |
| 799 | SPP CREDIT ADVISORS LLC | NEW YORK | 314442 | $15.4M | 7 | 2026-03-31 | → |
| 800 | NEW AGE ALPHA ADVISORS, LLC | RYE | 299011 | $2.51B | 42 | 2026-02-28 | → |
Related Lists
Sleeve1,058 firms · 2026-06-30