Research Report · 2026-06-30
Institutional Registered Investment Advisers in New York City
SEC-registered investment advisers in New York City ranked by reported institutional client assets.
Firms
701
Total AUM
$27.51T
Median AUM
$2.19B
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 601 | ARI GROUP, LLC | NEW YORK | 286049 | $132.8M | 4 | 2026-02-28 | → |
| 602 | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | NEW YORK | 20472 | $37.93B | 1,293 | 2026-04-30 | → |
| 603 | A.W. JONES ADVISORS, LLC | NEW YORK | 161260 | $667.0M | 6 | 2026-05-31 | → |
| 604 | BLACKROCK REALTY ADVISORS INC | NEW YORK | 109457 | $1.12B | 56 | 2026-06-30 | → |
| 605 | ELCO MANAGEMENT COMPANY, LLC | NEW YORK | 137036 | $261.2M | 7 | 2026-05-31 | → |
| 606 | TRANSATLANTIQUE PRIVATE WEALTH LLC | NEW YORK | 169820 | $878.8M | 11 | 2026-04-30 | → |
| 607 | GLOBAL LISTING ACCELERATOR SECURITIES LIMITED | NEW YORK | 327603 | $27.0M | 6 | 2026-03-31 | → |
| 608 | L.J. ALTFEST & CO., INC. | NEW YORK | 110130 | $1.80B | 42 | 2026-03-31 | → |
| 609 | DIKER MANAGEMENT LLC | NEW YORK | 119786 | $430.0M | 7 | 2026-03-31 | → |
| 610 | SPP CREDIT ADVISORS LLC | NEW YORK | 314442 | $15.4M | 7 | 2026-03-31 | → |
| 611 | RIVERSIDE PARTNERS, LLC | NEW YORK | 160523 | $13.53B | 248 | 2026-03-31 | → |
| 612 | STONE TEMPLE PARTNERS LLC | NEW YORK | 332833 | $668.7M | 14 | 2026-06-30 | → |
| 613 | REDWOOD CAPITAL MANAGEMENT, LLC | NEW YORK | 158243 | $10.96B | 33 | 2026-05-31 | → |
| 614 | CIRCLE ADVISERS INC | NEW YORK | 110818 | $868.2M | 8 | 2025-12-31 | → |
| 615 | DOUBLE DUTY MONEY MANAGEMENT LLC | NEW YORK | 326792 | $83.7M | 4 | 2026-01-31 | → |
| 616 | RAINE CAPITAL LLC | NEW YORK | 157939 | $2.75B | 183 | 2026-05-31 | → |
| 617 | INSTITUTIONAL INVESTMENT ADVISORS CORP | NEW YORK | 126055 | $105.2M | 3 | 2026-02-28 | → |
| 618 | ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LP | NEW YORK | 325768 | $37.7M | 7 | 2026-03-31 | → |
| 619 | CLARUS GROUP LLC | NEW YORK | 310156 | $158.0M | 2 | 2026-05-31 | → |
| 620 | S. WILLIAMS CAPITAL, LLC | NEW YORK | 173204 | $29.2M | 1 | 2026-03-31 | → |
| 621 | S. MUOIO & CO. LLC | NEW YORK | 155549 | $95.1M | 2 | 2026-03-31 | → |
| 622 | STONE RUN CAPITAL, LLC | NEW YORK | 152078 | $335.0M | 4 | 2025-04-30 | → |
| 623 | FINANCIAL DECISIONS, LLC | NEW YORK | 107755 | $327.7M | 8 | 2026-06-30 | → |
| 624 | SOUTH STREET ADVISORS, LLC | NEW YORK | 112326 | $906.1M | 7 | 2026-03-31 | → |
| 625 | TIKEHAU CAPITAL NORTH AMERICA LLC | NEW YORK | 289075 | $6.16B | 56 | 2026-05-31 | → |
| 626 | TILDEN PARK CAPITAL MANAGEMENT LP | NEW YORK | 161836 | $6.84B | 37 | 2026-06-30 | → |
| 627 | FIR TREE CAPITAL MANAGEMENT LP | NEW YORK | 156651 | $1.06B | 19 | 2025-05-31 | → |
| 628 | WISE WEALTH MANAGEMENT, LLC | NEW YORK | 133614 | $130.1M | 2 | 2026-03-31 | → |
| 629 | LIONSHEAD WEALTH MANAGEMENT, LLC | NEW YORK | 288526 | $229.8M | 4 | 2026-03-31 | → |
| 630 | NEXWAVE CAPITAL PARTNERS LLC | NEW YORK | 241788 | $997.8M | 16 | 2026-03-31 | → |
| 631 | JOEL ISAACSON & CO., LLC | NEW YORK | 152450 | $9.32B | 52 | 2026-03-31 | → |
| 632 | ELKWATER CAPITAL MANAGEMENT, LLC | NEW YORK | 333963 | $44.8M | 3 | 2026-03-31 | → |
| 633 | EMPOWER PRIVATE WEALTH | NEW YORK | 331529 | $34.5M | 3 | 2026-02-28 | → |
| 634 | TAG ASSOCIATES LLC | NEW YORK | 116959 | $7.07B | 71 | 2026-06-30 | → |
| 635 | PRICAP ADVISORS LLC | NEW YORK | 159614 | $41.5M | 2 | 2026-03-31 | → |
| 636 | KELLEHER FINANCIAL ADVISORS, LLC | NEW YORK | 126021 | $1.15B | 13 | 2026-04-30 | → |
| 637 | WYNNEFIELD CAPITAL, INC. | NEW YORK | 157604 | $184.5M | 2 | 2026-06-30 | → |
| 638 | STONECASTLE ASSET MANAGEMENT, LLC | NEW YORK | 166252 | $7.5M | 6 | 2026-03-31 | → |
| 639 | APPOMATTOX ADVISORY, INC | NEW YORK | 153731 | $425.6M | 6 | 2026-03-31 | → |
| 640 | RAVEN CREDIT CAPITAL MANAGEMENT LLC | NEW YORK | 331556 | $1.46B | 23 | 2026-05-31 | → |
| 641 | DOMINARI SECURITIES LLC | NEW YORK | 18975 | $28.0M | 14 | 2026-03-31 | → |
| 642 | THEOREM PARTNERS LLC | NEW YORK | 281280 | $1.03B | 121 | 2026-06-30 | → |
| 643 | BPBI LLC | NEW YORK | 288133 | $51.0M | 2 | 2026-03-31 | → |
| 644 | LAIDLAW WEALTH MANAGEMENT LLC | NEW YORK | 150040 | $108.1M | 13 | 2026-04-30 | → |
| 645 | STRATTON CAPITAL INVESTMENT ADVISORY LLC | NEW YORK | 307491 | $138.3M | 13 | 2026-06-30 | → |
| 646 | ICG INVESTMENTS INC | NEW YORK | 162589 | $49.69B | 94 | 2026-03-31 | → |
| 647 | CHEMISTRY WEALTH MANAGEMENT LLC | NEW YORK | 316069 | $1.26B | 11 | 2026-03-31 | → |
| 648 | P&A CAPITAL ADVISORS, INC. | NEW YORK | 111731 | $126.4M | 10 | 2026-03-31 | → |
| 649 | AJF CAPITAL MANAGEMENT, INC. | NEW YORK | 126414 | $178.5M | 4 | 2025-11-30 | → |
| 650 | OUTERLANDS CAPITAL MANAGEMENT, LLC | NEW YORK | 327602 | $6.9M | 6 | 2026-03-31 | → |
| 651 | GUGGENHEIM PRIVATE INVESTMENTS, LLC | NEW YORK | 331479 | $349.5M | 5 | 2026-03-31 | → |
| 652 | TEKMEN WELLS LLC | NEW YORK | 168431 | $92.4M | 2 | 2026-01-31 | → |
| 653 | GARRISON BRADFORD & ASSOCIATES INC | NEW YORK | 105603 | $138.3M | 3 | 2026-03-31 | → |
| 654 | RADIX ORGANIZATION, INC. | NEW YORK | 172791 | $200.1M | 4 | 2026-03-31 | → |
| 655 | GREYCLIFF WEALTH MANAGEMENT, LLC | NEW YORK | 307645 | $83.8M | 4 | 2026-04-30 | → |
| 656 | FREEDOM 3 CAPITAL, LLC | NEW YORK | 170786 | $1.05B | 19 | 2026-03-31 | → |
| 657 | SWARTHMORE ASSET MANAGEMENT LTD | NEW YORK | 108507 | $48.6M | 2 | 2026-02-28 | → |
| 658 | SOPHIS INVESTMENTS LLC | NEW YORK | 170391 | $129.9M | 5 | 2026-06-30 | → |
| 659 | MINT ASSET MANAGEMENT LLC | NEW YORK | 315568 | $64.5M | 4 | 2026-03-31 | → |
| 660 | VENOR CAPITAL MANAGEMENT LP | NEW YORK | 158327 | $254.0M | 4 | 2026-03-31 | → |
| 661 | GREENWOOD INVESTORS LLC | NEW YORK | 155088 | $179.8M | 4 | 2026-03-31 | → |
| 662 | HARRADEN CIRCLE INVESTMENTS, LLC | NEW YORK | 310227 | $562.9M | 9 | 2026-03-31 | → |
| 663 | HUDSON PARK MANAGEMENT, LLC | NEW YORK | 312410 | $57.0M | 2 | 2025-03-31 | → |
| 664 | VALUE INVESTMENT PROFESSIONALS, LLC | NEW YORK | 164704 | $246.7M | 4 | 2026-03-31 | → |
| 665 | ONE WILLIAM STREET CAPITAL MANAGEMENT, LP. | NEW YORK | 150522 | $11.30B | 124 | 2026-03-31 | → |
| 666 | STEINBERG ASSET MANAGEMENT, LLC | NEW YORK | 118968 | $172.2M | 5 | 2026-03-31 | → |
| 667 | BLUE SPARK CAPITAL ADVISORS LLC | NEW YORK | 159025 | $242.8M | 4 | 2026-03-31 | → |
| 668 | REDWOOD ADVISORY, LLC | NEW YORK | 322770 | $88.5M | 2 | 2026-03-31 | → |
| 669 | OBERON ASSET MANAGEMENT, LLC | NEW YORK | 123494 | $232.7M | 4 | 2026-05-31 | → |
| 670 | LEEB CAPITAL MANAGEMENT, INC. | NEW YORK | 104793 | $111.9M | 8 | 2026-05-31 | → |
| 671 | PASSIVE MANAGEMENT LLC | NEW YORK | 314627 | $22.6M | 2 | 2026-06-30 | → |
| 672 | EXCEED ADVISORY LLC | NEW YORK | 170403 | $119.2M | 3 | 2026-02-28 | → |
| 673 | STRATEGAS ASSET MANAGEMENT, LLC | NEW YORK | 172000 | $458.4M | 26 | 2026-06-30 | → |
| 674 | BONE FIDE WEALTH, LLC | NEW YORK | 301066 | $126.7M | 4 | 2026-03-31 | → |
| 675 | DAVIS CAPITAL ADVISORS, LLC | NEW YORK | 153496 | $46.9M | 2 | 2026-03-31 | → |
| 676 | AMERICAN FINANCIAL & TAX STRATEGIES, INC. | NEW YORK | 115559 | $279.4M | 1 | 2026-01-31 | → |
| 677 | BH ASSET MANAGEMENT, LLC | NEW YORK | 152117 | $117.0M | 2 | 2025-04-30 | → |
| 678 | THIRD AVENUE MANAGEMENT LLC | NEW YORK | 107545 | $1.63B | 19 | 2026-03-31 | → |
| 679 | EXOS ASSET MANAGEMENT LLC | NEW YORK | 305706 | $1.9M | 24 | 2026-04-30 | → |
| 680 | FUTURE YOU WEALTH LLC | NEW YORK | 305173 | $177.8M | 4 | 2025-04-30 | → |
| 681 | WAHED INVEST LLC | NEW YORK | 242793 | $1.29B | 9 | 2026-06-30 | → |
| 682 | MWMG ADVISORS, LLC | NEW YORK | 338376 | $40.0M | 1 | 2026-04-30 | → |
| 683 | ROTHSCHILD CAPITAL PARTNERS, LLC | NEW YORK | 161688 | $469.7M | 9 | 2026-04-30 | → |
| 684 | INVESCO PRIVATE CAPITAL, INC. | NEW YORK | 107584 | $860.4M | 10 | 2026-03-31 | → |
| 685 | GROWTHCURVE CAPITAL, LP | NEW YORK | 313204 | $3.24B | 31 | 2026-03-31 | → |
| 686 | HUNT INVESTMENT MANAGEMENT, LLC | NEW YORK | 151744 | $117.7M | 22 | 2026-04-30 | → |
| 687 | LIFECAPITAL PARTNERS LLC | NEW YORK | 337455 | $133.2M | 4 | 2026-03-31 | → |
| 688 | ARRIVAL CAPITAL MANAGEMENT LLC | NEW YORK | 126547 | $42.4M | 1 | 2026-03-31 | → |
| 689 | TARGET ROCK WEALTH MANAGEMENT, LLC | NEW YORK | 312279 | $94.0M | 4 | 2026-04-30 | → |
| 690 | LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC | NEW YORK | 169980 | $84.2M | 2 | 2026-04-30 | → |
| 691 | J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. | NEW YORK | 335439 | $9.0M | 65 | 2026-03-31 | → |
| 692 | FOUR POINTS ADVISORS, LLC | NEW YORK | 171720 | $40.0M | 12 | 2026-04-30 | → |
| 693 | HGI CAPITAL MANAGEMENT, LLC. | NEW YORK | 168303 | $41.6M | 12 | 2026-03-31 | → |
| 694 | DW PARTNERS, LP | NEW YORK | 155459 | $2.27B | 41 | 2026-05-31 | → |
| 695 | SPRING STREET WEALTH, LLC | NEW YORK | 338643 | $26.4M | 1 | 2026-03-31 | → |
| 696 | SILVER ADVISORS, LLC | NEW YORK | 291109 | $71.9M | 1 | 2026-01-31 | → |
| 697 | QUANTEL ASSET MANAGEMENT LLC | NEW YORK | 311013 | $59.7M | 3 | 2026-05-31 | → |
| 698 | WILLOW ASSET MANAGEMENT LLC | NEW YORK | 282487 | $1.64B | 105 | 2026-06-30 | → |
| 699 | SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC | NEW YORK | 309110 | $100.6M | 4 | 2026-03-31 | → |
| 700 | OPPENHEIMER + CLOSE, LLC | NEW YORK | 15168 | $93.0M | 5 | 2026-03-31 | → |
Related Lists
Sleeve701 firms · 2026-06-30