Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 2401 | VIRTUS WEALTH MANAGEMENT LLC | OLIVETTE | 317832 | $119.4M | 14 | 2026-04-30 | → |
| 2402 | MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC. | WESTMONT | 107420 | $119.3M | 4 | 2026-01-31 | → |
| 2403 | LASALLE INVESTMENT ADVISORS, INC. | PEWAUKEE | 109303 | $119.1M | 5 | 2026-03-31 | → |
| 2404 | INDEPENDENCE CAPITAL CO., INC. | PARMA | 24723 | $118.7M | 43 | 2026-06-30 | → |
| 2405 | PINNACLE WEALTH MANAGEMENT PARTNERS, INC. | BRIGHTON | 166853 | $118.1M | 4 | 2026-03-31 | → |
| 2406 | VANDERPOL INVESTMENTS L.L.C. | CALEDONIA | 168174 | $118.1M | 3 | 2026-03-31 | → |
| 2407 | BLUE SKY INVESTMENT PARTNERS, INC. | EVANSTON | 145318 | $118.0M | 1 | 2026-04-30 | → |
| 2408 | KINNAMON & ASSOCIATES LTD II | BARRINGTON | 106701 | $117.6M | 7 | 2026-04-30 | → |
| 2409 | FAIRWAY ASSET MANAGEMENT, LLC | OMAHA | 146636 | $117.4M | 4 | 2026-03-31 | → |
| 2410 | WURZ FINANCIAL SERVICES, LLC | HOLLAND | 331608 | $117.0M | 6 | 2026-06-30 | → |
| 2411 | OMNI FINANCIAL LLC | MADISON | 314670 | $116.9M | 2 | 2026-01-31 | → |
| 2412 | KOMPASS KAPITAL ADVISORS, LLC | OVERLAND PARK | 335041 | $116.6M | 2 | 2026-03-31 | → |
| 2413 | PARADIGM WEALTH MANAGEMENT, LLC | LINCOLN | 282055 | $116.3M | 8 | 2026-04-30 | → |
| 2414 | COLBURN WEALTH MANAGEMENT, LLC | GROVE CITY | 157870 | $116.2M | 4 | 2026-06-30 | → |
| 2415 | SOLYCO WEALTH LLC | BIRMINGHAM | 314981 | $116.2M | 5 | 2026-06-30 | → |
| 2416 | DAVID JAMES FINANCIAL | NORTH LIBERTY | 306301 | $116.1M | 4 | 2025-02-28 | → |
| 2417 | RYZOME INVESTMENT ADVISORS, LLC | OKEMOS | 170762 | $116.1M | 2 | 2026-06-30 | → |
| 2418 | PRIVATE COUNSEL GROUP, LTD. | INDIANAPOLIS | 300083 | $116.0M | 2 | 2026-02-28 | → |
| 2419 | PROFESSIONAL FINANCIAL MANAGEMENT, INC. | APPLETON | 154016 | $115.5M | 5 | 2026-03-31 | → |
| 2420 | NEW VERNON INVESTMENT MANAGEMENT LLC | HIGHLAND PARK | 160247 | $115.5M | 8 | 2026-04-30 | → |
| 2421 | LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLC | MADISON | 281302 | $115.3M | 6 | 2026-03-31 | → |
| 2422 | FORTIFY WEALTH, INC. | ST. LOUIS | 297433 | $115.0M | 3 | 2026-03-31 | → |
| 2423 | CAPSTONE WEALTH PARTNERS, LTD. | DUBLIN | 152524 | $114.9M | 4 | 2026-06-30 | → |
| 2424 | COPIA INVESTMENT MANAGEMENT, LLC | CHICAGO | 327954 | $114.8M | 7 | 2026-03-31 | → |
| 2425 | REGAL BAY INVESTMENT GROUP, LLC | MILWAUKEE | 121829 | $114.5M | 1 | 2026-04-30 | → |
| 2426 | QUEEN CITY CAPITAL MANAGEMENT, LLC | CINCINNATI | 162785 | $114.4M | 2 | 2026-03-31 | → |
| 2427 | RYAN POAGE & CO., LLC | KANSAS CITY | 157432 | $114.2M | 3 | 2026-06-30 | → |
| 2428 | BLUE JAY FINANCIAL GROUP, LLC | DEFIANCE | 296467 | $113.5M | 9 | 2026-06-30 | → |
| 2429 | FINANCIAL DESIGN GROUP, LLC | LAVISTA | 316103 | $113.4M | 3 | 2026-01-31 | → |
| 2430 | SPARROW CAPITAL MANAGEMENT INC | ST. LOUIS | 106616 | $113.3M | 2 | 2026-03-31 | → |
| 2431 | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC | MARYSVILLE | 328478 | $112.8M | 20 | 2026-03-31 | → |
| 2432 | MOSAIC FI LLC | LINCOLNSHIRE | 169670 | $112.8M | 5 | 2026-04-30 | → |
| 2433 | FRA WEALTH MANAGEMENT LLC | O'FALLON | 284020 | $112.8M | 2 | 2026-03-31 | → |
| 2434 | ALPHA PLANNING AND FINANCIAL SERVICES, INC. | SOLON | 130842 | $112.8M | 5 | 2026-06-30 | → |
| 2435 | ONTRACK WEALTH MANAGEMENT, LLC | CANTON | 311374 | $112.4M | 2 | 2026-05-31 | → |
| 2436 | KDM WEALTH MANAGEMENT INC. | GENEVA | 152002 | $112.2M | 6 | 2026-04-30 | → |
| 2437 | SUPERIOR FINANCIAL, LLC | ROCHESTER | 148326 | $112.2M | 1 | 2026-04-30 | → |
| 2438 | YAHARA WEALTH MANAGEMENT LLC | MADISON | 168325 | $112.0M | 2 | 2026-03-31 | → |
| 2439 | UNDERDOG WEALTH MANAGEMENT, LLC | MAPLE GROVE | 152998 | $111.9M | 2 | 2026-06-30 | → |
| 2440 | COMPASS RETIREMENT GROUP LLC | ST. LOUIS | 282420 | $111.9M | 9 | 2026-05-31 | → |
| 2441 | ORCHARD CAPITAL MANAGEMENT, LLC | CHICAGO | 269957 | $111.8M | 5 | 2026-03-31 | → |
| 2442 | SULLIVAN INVESTMENT MANAGEMENT LLC | WISCONSIN RAPIDS | 289217 | $111.8M | 1 | 2026-03-31 | → |
| 2443 | VALLEY WEALTH MANAGEMENT LLC | OSHKOSH | 327845 | $111.5M | 3 | 2026-04-30 | → |
| 2444 | PRECEDENT ASSET MANAGEMENT, LLC | INDIANAPOLIS | 169100 | $111.5M | 3 | 2026-04-30 | → |
| 2445 | BONDURANT INVESTMENT ADVISORY, LLC | EVANSTON | 297290 | $111.1M | 3 | 2026-01-31 | → |
| 2446 | MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC | CHICAGO | 147139 | $110.4M | 2 | 2026-06-30 | → |
| 2447 | CRYSTAL VIEW CAPITAL, LLC | GRAND RAPIDS | 283124 | $110.3M | 1 | 2026-06-30 | → |
| 2448 | VISIONX WEALTH PARTNERS | FORT DODGE | 333559 | $110.2M | 2 | 2026-05-31 | → |
| 2449 | CFG WEALTH MANAGEMENT SERVICES INC | INDIANAPOLIS | 108351 | $110.2M | 2 | 2026-03-31 | → |
| 2450 | MD WEALTH MANAGEMENT, LLC | CHELSEA | 297823 | $109.9M | 2 | 2026-02-28 | → |
| 2451 | FINISH WELL RIA LLC | COLUMBUS | 321957 | $109.0M | 2 | 2026-06-30 | → |
| 2452 | PAVLIC INVESTMENT ADVISORS, INC. | DELAFIELD | 111246 | $108.8M | 2 | 2026-05-31 | → |
| 2453 | TEN PEAKS PARTNERS L.L.C. | CLAYTON | 169364 | $108.6M | 1 | 2026-05-31 | → |
| 2454 | SUMNICHT & ASSOCIATES, LLC | APPLETON | 111421 | $107.9M | 3 | 2026-03-31 | → |
| 2455 | RIVER1 ASSET MANAGEMENT LLC | MILWAUKEE | 329230 | $107.8M | 5 | 2026-02-28 | → |
| 2456 | CAMELOT EVENT-DRIVEN ADVISORS, LLC | MAUMEE | 291798 | $107.8M | 2 | 2026-02-28 | → |
| 2457 | NYE WEALTH MANAGEMENT LLC | HUDSON | 170415 | $107.7M | 5 | 2026-02-28 | → |
| 2458 | MILBORN ADVISORS, LTD | MILWAUKEE | 291305 | $107.7M | 2 | 2026-05-31 | → |
| 2459 | BOLT FINANCIAL GROUP, INC | WORTHINGTON | 291799 | $107.6M | 5 | 2025-07-31 | → |
| 2460 | STRICKLER INVESTMENT SERVICES, LLC | BRIGHTON | 332778 | $107.3M | 9 | 2026-02-28 | → |
| 2461 | TOTAL WEALTH ADVISORS, LLC | HOPKINS | 164633 | $107.2M | 2 | 2026-03-31 | → |
| 2462 | INDEPENDENT WEALTH MANAGEMENT LLC | KENOSHA | 146633 | $107.1M | 3 | 2026-06-30 | → |
| 2463 | DILLOW WEALTH MANAGEMENT LLC | OAK BROOK | 313192 | $106.3M | 2 | 2026-02-28 | → |
| 2464 | IMBER FINANCIAL GROUP, LLC | ANN ARBOR | 144846 | $106.0M | 8 | 2026-06-30 | → |
| 2465 | WESTPOINT WEALTH MANAGEMENT, LLC | BEREA | 310883 | $106.0M | 9 | 2026-06-30 | → |
| 2466 | TRUMAN WEALTH ADVISORS LLC | COLUMBIA | 334752 | $106.0M | 3 | 2026-03-31 | → |
| 2467 | ACCESS CAPITAL, LLC | WICHITA | 327013 | $105.6M | 2 | 2026-03-31 | → |
| 2468 | FINANCIAL DESIGN STUDIO, INC. | DEER PARK | 286686 | $105.5M | 4 | 2026-02-28 | → |
| 2469 | MORGAN-ALY WEALTH MANAGEMENT, LLC | WAUKESHA | 328483 | $105.3M | 3 | 2026-04-30 | → |
| 2470 | S.C. THOMAS & ASSOCIATES, CPA, LLC | MEDINA | 121666 | $104.6M | 2 | 2026-03-31 | → |
| 2471 | INTEGRATED INVESTMENT STRATEGIES,INC. | CARMEL | 122706 | $104.5M | 3 | 2026-06-30 | → |
| 2472 | ALTITUDE CAPITAL MANAGEMENT LLC | DES MOINES | 329366 | $103.6M | 28 | 2026-03-31 | → |
| 2473 | REITZ CAPITAL ADVISORS LLC | FREELAND | 167088 | $103.4M | 1 | 2026-02-28 | → |
| 2474 | UHY WEALTH MANAGEMENT RIA LLC | FARMINGTON HILLS | 317608 | $102.6M | 6 | 2026-04-30 | → |
| 2475 | BAKER & YOEST INVESTMENT ADVISERS, INC. | DEERFIELD | 149115 | $101.7M | 2 | 2025-03-31 | → |
| 2476 | BEACON ASSOCIATES WEALTH MANAGEMENT, LLC | MAUMEE | 318651 | $101.1M | 4 | 2026-03-31 | → |
| 2477 | ASCENT ADVISORS LLC | MANKATO | 335353 | $101.0M | 9 | 2026-04-30 | → |
| 2478 | FC WEALTH SOLUTIONS LLC | WESTERVILLE | 286381 | $101.0M | 4 | 2026-04-30 | → |
| 2479 | LOGIX INVESTMENTS LLC | CLEVELAND | 288382 | $100.4M | 5 | 2025-08-31 | → |
| 2480 | FINANCIAL COUNSELING, INC. | SPRINGBORO | 119969 | $100.1M | 3 | 2026-04-30 | → |
| 2481 | STEWARD CAPITAL MANAGEMENT, INC. | BLOOMFIELD HILLS | 104936 | $95.1M | 5 | 2026-03-31 | → |
| 2482 | ECOFIN ADVISORS, LLC | OVERLAND PARK | 309902 | $94.5M | 2 | 2025-03-31 | → |
| 2483 | INSIGHT SECURITIES, INC. | HIGHLAND PARK | 5611 | $94.2M | 25 | 2025-10-31 | → |
| 2484 | AOT INVEST LLC | DAVENPORT | 319016 | $93.9M | 1 | 2026-04-30 | → |
| 2485 | OELSCHLAGER INVESTMENTS LLC | AKRON | 306035 | $93.3M | 4 | 2026-03-31 | → |
| 2486 | FIRST ASSOCIATED INVESTMENT ADVISORS, INC. | DULUTH | 113086 | $93.1M | 4 | 2026-06-30 | → |
| 2487 | WEALTHSPAN INVESTMENT MANAGEMENT, LLC | GRAND RAPIDS | 309553 | $93.1M | 5 | 2026-03-31 | → |
| 2488 | CLOUD GATE CAPITAL, LLC | CHICAGO | 165787 | $90.5M | 6 | 2024-12-31 | → |
| 2489 | CONTEGO CAPITAL GROUP, INC. | EDINA | 128518 | $88.0M | 8 | 2026-04-30 | → |
| 2490 | TS BANK | TREYNOR | 314571 | $86.3M | 3 | 2025-03-31 | → |
| 2491 | FAIRWAY CAPITAL MANAGEMENT, LLC | CHICAGO | 312918 | $85.2M | 5 | 2026-03-31 | → |
| 2492 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC | MILWAUKEE | 326646 | $83.7M | 3 | 2026-06-30 | → |
| 2493 | TRP CAPITAL ADVISORS, LLC | BIRMINGHAM | 281098 | $82.5M | 11 | 2026-03-31 | → |
| 2494 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC | MILWAUKEE | 292786 | $81.7M | 3 | 2026-06-30 | → |
| 2495 | PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC | MISSION WOODS | 324817 | $77.2M | 76 | 2026-03-31 | → |
| 2496 | FBD ASSET MGMT, LLC | BLOOMINGTON | 307216 | $76.8M | 1 | 2026-03-31 | → |
| 2497 | HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. | CLEVELAND | 282906 | $76.6M | 0 | 2026-03-31 | → |
| 2498 | WHALEN CAPITAL, INC. | WAUSAU | 130016 | $75.1M | 4 | 2026-03-31 | → |
| 2499 | 9 STREAM CAPITAL PARTNERS LLC | LEAWOOD | 340394 | $73.9M | 3 | 2026-03-31 | → |
| 2500 | ALLOS INVESTMENT ADVISORS, LLC | OVERLAND PARK | 155541 | $73.6M | 9 | 2026-05-31 | → |
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