Research Report · 2026-06-30
Largest Registered Investment Advisers in the Midwest
SEC-registered investment advisers based in the Midwest ranked by latest reported regulatory assets under management from ADV Part 1 filings.
Firms
2,567
Total AUM
$19.31T
Median AUM
$464.8M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1601 | EMC CAPITAL ADVISORS, LLC | BANNOCKBURN | 169296 | $304.7M | 5 | 2026-03-31 | → |
| 1602 | FUTURE FINANCES INC | COLUMBUS | 105190 | $304.6M | 4 | 2026-04-30 | → |
| 1603 | SIMS INVESTMENT MANAGEMENT LLC | CINCINNATI | 169491 | $304.6M | 12 | 2026-05-31 | → |
| 1604 | VESTMENT FINANCIAL LLC | CHANHASSEN | 168771 | $304.3M | 20 | 2026-06-30 | → |
| 1605 | AUXIN GROUP WEALTH MANAGEMENT, LLC | AKRON | 226599 | $304.2M | 6 | 2025-03-31 | → |
| 1606 | OAKWOOD CAPITAL, INC. | ST. LOUIS PARK | 112399 | $304.2M | 20 | 2026-05-31 | → |
| 1607 | WISE WEALTH, LLC | LEE'S SUMMIT | 143421 | $304.2M | 10 | 2025-08-31 | → |
| 1608 | PROVIDER FINANCIAL, INC. | INDIANAPOLIS | 168964 | $304.0M | 3 | 2026-02-28 | → |
| 1609 | THRIVE RETIREMENT SPECIALISTS L.L.C. | ROYAL OAK | 310289 | $303.9M | 2 | 2026-03-31 | → |
| 1610 | BROADVIEW MANAGEMENT, LLC | ST. LOUIS | 334073 | $302.8M | 30 | 2026-03-31 | → |
| 1611 | MACK INVESTMENT SECURITIES, INC. | NORTHFIELD | 17643 | $302.6M | 8 | 2026-03-31 | → |
| 1612 | ACCESS FINANCIAL GROUP, INC. | CHICAGO | 33065 | $302.3M | 6 | 2026-03-31 | → |
| 1613 | CYPRESS INVESTMENT MANAGEMENT, LLC | OAKBROOK TERRACE | 327810 | $302.2M | 6 | 2026-03-31 | → |
| 1614 | PRAIRIE SKY FINANCIAL GROUP, LLC | LAKE BLUFF | 171672 | $302.1M | 5 | 2025-08-31 | → |
| 1615 | FAI ADVISORS, INC. | FARMINGTON HILLS | 122132 | $302.0M | 11 | 2026-03-31 | → |
| 1616 | PRAXIS CAPITAL MANAGEMENT LLC | CHICAGO | 333052 | $301.4M | 12 | 2026-03-31 | → |
| 1617 | FFP WEALTH MANAGEMENT, LLC | COON RAPIDS | 300253 | $301.1M | 9 | 2026-05-31 | → |
| 1618 | VITAL WEALTH MANAGEMENT, LLC | ROSEMONT | 156455 | $300.8M | 2 | 2026-06-30 | → |
| 1619 | CAUBLE & HARRE WEALTH MANAGEMENT, INC. | ST. LOUIS | 143812 | $300.6M | 4 | 2026-03-31 | → |
| 1620 | WEALTH ADVISORS NETWORK, INC. | HASTINGS | 113836 | $300.3M | 8 | 2026-04-30 | → |
| 1621 | SPRENG CAPITAL MANAGEMENT, INC. | BUCYRUS | 119902 | $300.2M | 4 | 2026-03-31 | → |
| 1622 | GUARDIAN WEALTH ADVISORS, LLC | ST LOUIS PARK | 143254 | $300.2M | 7 | 2026-03-31 | → |
| 1623 | BIRCHCREEK WEALTH MANAGEMENT, LLC | MIAMI TOWNSHIP | 304207 | $300.1M | 5 | 2026-02-28 | → |
| 1624 | SECURITY FIRST FINANCIAL INC. | SWARTZ CREEK | 122408 | $299.5M | 2 | 2026-03-31 | → |
| 1625 | MANER WEALTH, LLC | LANSING | 308146 | $299.5M | 3 | 2026-04-30 | → |
| 1626 | SPWM ADVISORS LLC | TRAVERSE CITY | 328977 | $299.5M | 13 | 2026-06-30 | → |
| 1627 | SILIGMUELLER & NORVID WEALTH ADVISORS LLC | GLEN ELLYN | 109265 | $299.2M | 3 | 2025-02-28 | → |
| 1628 | PETERSON FINANCIAL GROUP, INC. | DES MOINES | 169519 | $299.2M | 11 | 2026-02-28 | → |
| 1629 | KOVALCIK & GERAGHTY WEALTH PARTNERS LLP | UPPER ARLINGTON | 159811 | $299.1M | 4 | 2026-04-30 | → |
| 1630 | GATEPASS CAPITAL, LLC | INDEPENDENCE | 329404 | $299.1M | 8 | 2026-06-30 | → |
| 1631 | STERLING BAY CAPITAL ADVISERS, LLC | CHICAGO | 172242 | $297.6M | 22 | 2026-03-31 | → |
| 1632 | CALDER INVESTMENT ADVISORS | ADA | 143973 | $297.0M | 7 | 2026-03-31 | → |
| 1633 | KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES | BLOOMINGTON | 150458 | $297.0M | 10 | 2026-03-31 | → |
| 1634 | STERLING CAPITAL MANAGEMENT INC | BROOKFIELD | 106822 | $296.9M | 3 | 2026-03-31 | → |
| 1635 | FIRST FINANCIAL ADVISORS INC | MUSKEGON | 106040 | $296.6M | 5 | 2025-02-28 | → |
| 1636 | USA FINANCIAL SECURITIES LLC | ADA | 103857 | $296.5M | 172 | 2026-03-31 | → |
| 1637 | THE YANKER GROUP, INC. | MANCHESTER | 281364 | $296.4M | 4 | 2026-03-31 | → |
| 1638 | PALATINE HILL, LLC | BIRMINGHAM | 305619 | $295.9M | 5 | 2026-06-30 | → |
| 1639 | UNION HERITAGE CAPITAL | DETROIT | 309768 | $295.2M | 3 | 2026-03-31 | → |
| 1640 | PILGRIMS CAPITAL ADVISORS, INC. | GRANDVILLE | 121348 | $294.9M | 7 | 2026-03-31 | → |
| 1641 | EAGLE BLUFFS WEALTH MANAGEMENT LLC | COLUMBIA | 306311 | $294.2M | 5 | 2026-03-31 | → |
| 1642 | PROJECT LEVEL MANAGEMENT COMPANY, LLC | CHICAGO | 335704 | $293.8M | 50 | 2026-04-30 | → |
| 1643 | RESOLUTE WEALTH ADVISOR, INC. | FINDLAY | 290349 | $293.8M | 4 | 2026-06-30 | → |
| 1644 | NEXTGEN GROWTH PARTNERS, LLC | CHICAGO | 285024 | $293.7M | 15 | 2026-03-31 | → |
| 1645 | TRADEMARK FINANCIAL MANAGEMENT, LLC | BLOOMINGTON | 116543 | $293.4M | 5 | 2026-03-31 | → |
| 1646 | FIDUCIARY FINANCIAL PARTNERS, LLC | NAPERVILLE | 156389 | $293.3M | 6 | 2026-04-30 | → |
| 1647 | BLUEPRINT PARTNERS LLC | TRAVERSE CITY | 312902 | $292.9M | 4 | 2026-02-28 | → |
| 1648 | RENAISSANCE VENTURE CAPITAL MANAGEMENT, INC. | ANN ARBOR | 162268 | $292.7M | 4 | 2026-01-31 | → |
| 1649 | HEMMING& WEALTH MANAGEMENT, INC. | TRAVERSE CITY | 300918 | $292.6M | 9 | 2026-06-30 | → |
| 1650 | CORNERSTONE FINANCIAL GROUP,LLC | OMAHA | 129246 | $292.2M | 7 | 2026-06-30 | → |
| 1651 | SUGAR MAPLE ASSET MANAGEMENT, LLC | SISTER BAY | 282632 | $291.5M | 3 | 2026-03-31 | → |
| 1652 | TPG ADVISORS LLC | NORTHFIELD | 298496 | $291.5M | 4 | 2026-03-31 | → |
| 1653 | MILLINGTON FINANCIAL ADVISORS, LLC | NAPERVILLE | 156315 | $291.4M | 11 | 2026-03-31 | → |
| 1654 | EPIQ PARTNERS, LLC | MINNEAPOLIS | 165139 | $290.9M | 6 | 2026-05-31 | → |
| 1655 | GROWTH BEVERAGE GROUP, LP | CHICAGO | 325508 | $290.9M | 10 | 2026-03-31 | → |
| 1656 | VIVID WEALTH MANAGEMENT, LLC | WEST DES MOINES | 322974 | $290.9M | 3 | 2026-03-31 | → |
| 1657 | M&B INVESTMENT ADVISORS, LLC | CINCINNATI | 154255 | $290.2M | 5 | 2026-03-31 | → |
| 1658 | GIMBAL FINANCIAL, LLC | CARMEL | 159003 | $290.0M | 6 | 2026-03-31 | → |
| 1659 | RETIREMENT PORTFOLIOS, LLC | LAWRENCE | 330289 | $290.0M | 2 | 2026-04-30 | → |
| 1660 | HILEY HUNT WEALTH MANAGEMENT, INC. | OMAHA | 164942 | $289.6M | 3 | 2026-06-30 | → |
| 1661 | GRADIENT ADVISORS, LLC | ARDEN HILLS | 152665 | $289.3M | 173 | 2026-03-31 | → |
| 1662 | NORTH STAR ADVISORY GROUP, LLC | BEACHWOOD | 171694 | $289.1M | 7 | 2026-03-31 | → |
| 1663 | GUARDIAN WEALTH MANAGEMENT INC. | PEORIA | 154159 | $289.1M | 5 | 2026-05-31 | → |
| 1664 | PHILIP VONGONTARD, CFA, LLC | ST.LOUIS | 127938 | $288.5M | 1 | 2026-05-31 | → |
| 1665 | ECHO WEALTH MANAGEMENT, LLC | PLYMOUTH | 174136 | $288.2M | 5 | 2026-04-30 | → |
| 1666 | MOELIS ASSET CATALYST PARTNERS LLC | ST LOUIS | 327289 | $288.2M | 4 | 2026-03-31 | → |
| 1667 | CAPITAL CITIES INVESTMENTS | INDIANAPOLIS | 116185 | $287.9M | 16 | 2026-04-30 | → |
| 1668 | TEEPLE WEALTH MANAGEMENT, LLC | BROWNSBURG | 147676 | $287.0M | 18 | 2026-06-30 | → |
| 1669 | LANDMARK WEALTH MANAGEMENT, INC. | NORMAL | 167188 | $287.0M | 8 | 2026-06-30 | → |
| 1670 | GAP ASSET MANAGEMENT, LLC | SOUTH BEND | 309925 | $287.0M | 14 | 2026-05-31 | → |
| 1671 | SCHULHOFF & CO INC | CINCINNATI | 105264 | $286.3M | 4 | 2026-03-31 | → |
| 1672 | RPC PRIVATE WEALTH, LLC | HINSDALE | 298527 | $286.3M | 1 | 2026-03-31 | → |
| 1673 | WESBANCO SECURITIES, INC. | ST CLAIRSVILLE | 43276 | $285.9M | 110 | 2026-05-31 | → |
| 1674 | NEW ENGLAND RESEARCH & MANAGEMENT, INC. | CHICAGO | 110739 | $285.2M | 4 | 2025-12-31 | → |
| 1675 | PANDORA WEALTH, INC. | OAKBROOK TERRACE | 331816 | $285.0M | 7 | 2026-03-31 | → |
| 1676 | PEARSON CREEK CAPITAL MANAGEMENT LLC | CHICAGO | 160354 | $284.8M | 1 | 2026-03-31 | → |
| 1677 | KANE COMPANY WEALTH MANAGEMENT, INC. | JOHNSTON | 115756 | $284.7M | 5 | 2026-04-30 | → |
| 1678 | SOUND STEWARDSHIP, LLC | OVERLAND PARK | 129755 | $284.6M | 11 | 2026-03-31 | → |
| 1679 | MAXWELL STREET CAPITAL PARTNERS, LP | EVANSTON | 329585 | $284.3M | 9 | 2026-06-30 | → |
| 1680 | FREEMAN, WILL & NIEMEIER, INC. | EVANSVILLE | 121628 | $284.2M | 2 | 2026-03-31 | → |
| 1681 | HOLDER WEALTH MANAGEMENT, INC. | CHAMPAIGN | 170086 | $284.0M | 3 | 2026-03-31 | → |
| 1682 | CAPITALWORKS, LLC | CLEVELAND | 160408 | $283.9M | 8 | 2026-03-31 | → |
| 1683 | RAMIAH INVESTMENT GROUP, INC. | BROOKFIELD | 130919 | $283.3M | 5 | 2026-01-31 | → |
| 1684 | STONEBRIDGE WEALTH MANAGEMENT LLC | OAK BROOK | 285693 | $283.3M | 4 | 2026-05-31 | → |
| 1685 | EJMK VENTURES LLC | ITASCA | 335762 | $282.8M | 13 | 2026-03-31 | → |
| 1686 | CYPRESS WEALTH MANAGEMENT, LLC | OAKBROOK TERRACE | 324524 | $282.7M | 6 | 2026-03-31 | → |
| 1687 | COMPASS FINANCIAL ADVISORS LLC | FORT WAYNE | 109131 | $282.5M | 9 | 2026-03-31 | → |
| 1688 | PELOTON CAPITAL MANAGEMENT | INDIANAPOLIS | 109775 | $282.0M | 4 | 2026-03-31 | → |
| 1689 | B.A. SCHROCK WEALTH MANAGEMENT, INC. | WADSWORTH | 304694 | $281.6M | 6 | 2026-03-31 | → |
| 1690 | TRINITY WEALTH ADVISORS, L.L.C. | ST. LOUIS | 109452 | $281.5M | 8 | 2026-03-31 | → |
| 1691 | GPM GROWTH INVESTORS, INC. | BLOOMFIELD HILLS | 107645 | $281.3M | 5 | 2026-03-31 | → |
| 1692 | DBS INVESTMENT ADVISERS, LLC | BAY CITY | 123283 | $280.2M | 8 | 2026-02-28 | → |
| 1693 | ARG PRIVATE WEALTH, LLC | CINCINNATI | 336183 | $280.0M | 2 | 2026-06-30 | → |
| 1694 | PALADIN ADVISORY GROUP, LLC | CLIVE | 285303 | $279.8M | 3 | 2026-03-31 | → |
| 1695 | PERRITT CAPITAL MANAGEMENT INC | CHICAGO | 111623 | $279.8M | 6 | 2025-09-30 | → |
| 1696 | PATHWORKS FINANCIAL, INC. | NOVI | 138393 | $279.3M | 8 | 2026-01-31 | → |
| 1697 | DWM FINANCIAL GROUP, INC. | PALATINE | 111594 | $279.2M | 6 | 2026-06-30 | → |
| 1698 | HORIZON FAMILY WEALTH, INC. | CHICAGO | 315484 | $278.8M | 2 | 2026-03-31 | → |
| 1699 | LOBSCOUSER II, LLC | ST. LOUIS | 282953 | $278.8M | 5 | 2026-04-30 | → |
| 1700 | WEALTH ADVISORS GROUP, LLC | CORALVILLE | 291648 | $278.5M | 2 | 2026-03-31 | → |
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