Research Report · 2026-06-30
Institutional Registered Investment Advisers in Iowa
SEC-registered investment advisers in Iowa ranked by reported institutional client assets.
Firms
70
Total AUM
$983.69B
Median AUM
$450.0M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | PRINCIPAL GLOBAL INVESTORS, LLC | DES MOINES | 109002 | $427.71B | 1,394 | 2026-05-31 | → |
| 2 | SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC | WEST DES MOINES | 321109 | $122.05B | 60 | 2026-03-31 | → |
| 3 | PRINCIPAL REAL ESTATE INVESTORS, LLC | DES MOINES | 109008 | $105.65B | 477 | 2026-05-31 | → |
| 4 | AEGON USA INVESTMENT MANAGEMENT, LLC | CEDAR RAPIDS | 114537 | $88.80B | 217 | 2026-03-31 | → |
| 5 | BTC CAPITAL MANAGEMENT, INC. | DES MOINES | 127158 | $4.60B | 17 | 2026-03-31 | → |
| 6 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FAIRFIELD | 134139 | $138.69B | 3,527 | 2026-06-30 | → |
| 7 | AVANTAX PLANNING PARTNERS, INC. | DUBUQUE | 106237 | $7.57B | 261 | 2026-06-30 | → |
| 8 | INVESTMENT CONSULTING GROUP INC | DAVENPORT | 106967 | $2.84B | 6 | 2026-03-31 | → |
| 9 | TRANSAMERICA RETIREMENT ADVISORS, LLC | CEDAR RAPIDS | 107319 | $18.83B | 398 | 2026-03-31 | → |
| 10 | STEELE CAPITAL MANAGEMENT, INC. | DUBUQUE | 107097 | $3.55B | 15 | 2026-03-31 | → |
| 11 | FOSTER GROUP, INC. | WEST DES MOINES | 107148 | $4.78B | 93 | 2026-03-31 | → |
| 12 | INTEGRITY ALLIANCE, LLC | URBANDALE | 139627 | $5.41B | 400 | 2026-05-31 | → |
| 13 | ACCEL WEALTH MANAGEMENT LLC | WAVERLY | 286201 | $1.15B | 19 | 2026-03-31 | → |
| 14 | DMKC ADVISORY SERVICES, LLC | DES MOINES | 145112 | $902.5M | 13 | 2026-03-31 | → |
| 15 | AEGON USA REALTY ADVISORS, LLC | CEDAR RAPIDS | 286438 | $394.5M | 178 | 2026-03-31 | → |
| 16 | RETIRERIGHT, LLC | WEST DES MOINES | 300925 | $561.1M | 5 | 2026-03-31 | → |
| 17 | PRINCIPAL SECURITIES, INC. | DES MOINES | 1137 | $17.02B | 1,464 | 2026-03-31 | → |
| 18 | IRON HORSE WEALTH MANAGEMENT, LLC | JOHNSTON | 165164 | $532.8M | 7 | 2025-06-30 | → |
| 19 | NATIONS FINANCIAL GROUP, INC. | CEDAR RAPIDS | 44181 | $4.77B | 94 | 2026-03-31 | → |
| 20 | BFC PLANNING, INC. | CEDAR RAPIDS | 119682 | $3.84B | 200 | 2026-03-31 | → |
| 21 | LSB CAPITAL MANAGEMENT, INC. | ANKENY | 310466 | $228.8M | 11 | 2026-04-30 | → |
| 22 | GILBERT & COOK, INC. | WEST DES MOINES | 283112 | $1.70B | 32 | 2026-06-30 | → |
| 23 | AUSDAL FINANCIAL PARTNERS, INC. | DAVENPORT | 7995 | $3.73B | 306 | 2026-04-30 | → |
| 24 | NORTHWEST WEALTH MANAGEMENT, LLC | SPENCER | 152816 | $1.03B | 26 | 2026-03-31 | → |
| 25 | QUAD-CITIES INVESTMENT GROUP, LLC | DAVENPORT | 154113 | $425.5M | 8 | 2026-04-30 | → |
| 26 | BASEPOINT WEALTH, LLC | CEDAR RAPIDS | 289538 | $883.8M | 24 | 2026-02-28 | → |
| 27 | MATHESON & ROCK WEALTH MANAGEMENT, LLC | DAVENPORT | 289603 | $530.0M | 3 | 2026-01-31 | → |
| 28 | SYVERSON STREGE & COMPANY | WEST DES MOINES | 109228 | $910.8M | 15 | 2026-05-31 | → |
| 29 | INDEPENDENT WEALTH NETWORK, INC. | URBANDALE | 286262 | $518.4M | 37 | 2026-03-31 | → |
| 30 | WEST FINANCIAL ADVISORS, L.L.C. | DES MOINES | 142265 | $674.2M | 8 | 2026-02-28 | → |
| 31 | VALIANT WEALTH, LLC | WEST DES MOINES | 146911 | $423.1M | 12 | 2026-03-31 | → |
| 32 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | CEDAR RAPIDS | 13609 | $906.4M | 100 | 2026-03-31 | → |
| 33 | THE HEATON HOPPES GROUP, LLC | CEDAR FALLS | 115511 | $172.5M | 3 | 2026-03-31 | → |
| 34 | WATER VALLEY INVESTMENT ADVISORS, INC. | SIOUX CENTER | 116936 | $157.2M | 3 | 2026-03-31 | → |
| 35 | PLAN2THRIVE FINANCIAL, LLC | ELDRIDGE | 317005 | $147.5M | 4 | 2026-02-28 | → |
| 36 | WEALTH ADVISORS OF IOWA, LLC | WEST DES MOINES | 115088 | $539.4M | 12 | 2026-03-31 | → |
| 37 | KEYSTONE WEALTH MANAGEMENT INC. | WATERLOO | 304133 | $137.4M | 2 | 2026-06-30 | → |
| 38 | FRIDAY FINANCIAL, INC. | DUBUQUE | 329748 | $409.3M | 9 | 2026-05-31 | → |
| 39 | FSB PREMIER WEALTH MANAGEMENT, INC. | WATERLOO | 15898 | $431.7M | 12 | 2026-03-31 | → |
| 40 | BOYLE CAPITAL MANAGEMENT, L.L.C. | WEST DES MOINES | 132416 | $342.0M | 5 | 2026-03-31 | → |
| 41 | A.O. WEALTH ADVISORY,LLC | URBANDALE | 288301 | $213.2M | 7 | 2026-02-28 | → |
| 42 | PECAUT & CO. | SIOUX CITY | 2997 | $381.8M | 6 | 2025-11-30 | → |
| 43 | STONEFIELD INVESTMENT ADVISORY, INC. | CEDAR RAPIDS | 113802 | $120.3M | 2 | 2026-01-31 | → |
| 44 | IOWA WEALTH MANAGEMENT, LLC | WEST DES MOINES | 286435 | $123.9M | 4 | 2026-02-28 | → |
| 45 | RIA ADVISORY GROUP, LLC | DES MOINES | 152566 | $568.4M | 25 | 2026-06-30 | → |
| 46 | LEGACY FINANCIAL GROUP, LLC | DES MOINES | 154927 | $1.01B | 18 | 2026-05-31 | → |
| 47 | OASIS ADVISORS, LLC | FOREST CITY | 335555 | $277.7M | 27 | 2026-06-30 | → |
| 48 | CEDAR POINT CAPITAL PARTNERS, LLC | CEDAR RAPIDS | 317532 | $248.1M | 7 | 2026-03-31 | → |
| 49 | NIKULSKI FINANCIAL, INC. | BETTENDORF | 151569 | $449.0M | 10 | 2026-03-31 | → |
| 50 | RDA FINANCIAL NETWORK, INC. | AKRON | 147309 | $675.2M | 17 | 2026-03-31 | → |
| 51 | PETERSON FINANCIAL GROUP, INC. | DES MOINES | 169519 | $299.2M | 11 | 2026-02-28 | → |
| 52 | BINNACLE INVESTMENTS, INC. | URBANDALE | 313185 | $264.1M | 8 | 2026-05-31 | → |
| 53 | COMPASS FINANCIAL SERVICES, INC. | WEST DES MOINES | 109441 | $407.4M | 12 | 2026-04-30 | → |
| 54 | BRIDGEWAY WEALTH MANAGEMENT, LLC | CEDAR RAPIDS | 326547 | $164.6M | 2 | 2026-02-28 | → |
| 55 | BEACON CAPITAL, LLC | CEDAR RAPIDS | 286316 | $278.3M | 5 | 2026-04-30 | → |
| 56 | VAN DIEST CAPITAL, LLC | POLK CITY | 334743 | $144.1M | 8 | 2026-05-31 | → |
| 57 | LEGACY BRIDGE, LLC | WEST DES MOINES | 282261 | $425.8M | 8 | 2026-03-31 | → |
| 58 | MIDWESTERN FINANCIAL, LLC | IOWA CITY | 270022 | $172.8M | 3 | 2026-03-31 | → |
| 59 | ELITE RETIREMENT PLANNING, LLC | GRIMES | 297942 | $568.8M | 30 | 2026-03-31 | → |
| 60 | VISIONX WEALTH PARTNERS | FORT DODGE | 333559 | $110.2M | 2 | 2026-05-31 | → |
| 61 | BRADFORD FINANCIAL CENTER | CLARION | 110953 | $229.7M | 26 | 2026-03-31 | → |
| 62 | KANE COMPANY WEALTH MANAGEMENT, INC. | JOHNSTON | 115756 | $284.7M | 5 | 2026-04-30 | → |
| 63 | DYNAMIC FINANCIAL GROUP, LLC | CEDAR FALLS | 288763 | $539.6M | 3 | 2026-02-28 | → |
| 64 | EN ENTERPRISES, LLC | NORTH LIBERTY | 337964 | $142.7M | 2 | 2026-03-31 | → |
| 65 | DAVID JAMES FINANCIAL | NORTH LIBERTY | 306301 | $116.1M | 4 | 2025-02-28 | → |
| 66 | FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC | WEST DES MOINES | 307987 | $256.0M | 5 | 2026-03-31 | → |
| 67 | GUNCHEON FINANCIAL LLC | DUBUQUE | 277091 | $146.2M | 4 | 2026-05-31 | → |
| 68 | CLARITY ASSET MANAGEMENT, INC. | AMES | 115699 | $257.4M | 5 | 2026-03-31 | → |
| 69 | WEALTHSPAN PARTNERS, LLC | DAVENPORT | 297712 | $451.1M | 6 | 2026-03-31 | → |
| 70 | MOKOSAK ADVISORY GROUP, LLC | URBANDALE | 287538 | $413.9M | 4 | 2026-02-28 | → |
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