Research Report · 2026-06-30
Institutional Registered Investment Advisers in Alabama
SEC-registered investment advisers in Alabama ranked by reported institutional client assets.
Firms
73
Total AUM
$153.11B
Median AUM
$475.6M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | REGIONS INVESTMENT MANAGEMENT, INC. | BIRMINGHAM | 111715 | $20.14B | 28 | 2026-03-31 | → |
| 2 | HIGHLAND ASSOCIATES INC | BIRMINGHAM | 104948 | $20.99B | 19 | 2026-03-31 | → |
| 3 | WAVERLY ADVISORS, LLC | BIRMINGHAM | 115332 | $29.78B | 414 | 2026-06-30 | → |
| 4 | RESOURCE MANAGEMENT SERVICE, LLC | BIRMINGHAM | 130791 | $5.92B | 149 | 2026-03-31 | → |
| 5 | VULCAN VALUE PARTNERS LLC | BIRMINGHAM | 151190 | $6.08B | 38 | 2026-05-31 | → |
| 6 | JOHNSON STERLING, INC. | BIRMINGHAM | 106379 | $3.90B | 10 | 2026-03-31 | → |
| 7 | KEEL POINT, LLC | HUNTSVILLE | 127902 | $4.07B | 92 | 2026-06-30 | → |
| 8 | STONEGATE INVESTMENT GROUP, LLC | BIRMINGHAM | 314889 | $5.67B | 14 | 2025-05-31 | → |
| 9 | PARK LANE ADVISORS, LLC | BIRMINGHAM | 338445 | $623.9M | 4 | 2026-02-28 | → |
| 10 | LEAVELL INVESTMENT MANAGEMENT, INC. | MOBILE | 107890 | $3.40B | 36 | 2026-05-31 | → |
| 11 | CAPSOUTH PARTNERS, INC. | DOTHAN | 132517 | $1.00B | 22 | 2026-03-31 | → |
| 12 | ONEASCENT FINANCIAL SERVICES LLC | BIRMINGHAM | 284549 | $3.54B | 161 | 2026-06-30 | → |
| 13 | SMITH THORNTON ADVISORS, LLC | HUNTSVILLE | 312537 | $733.6M | 9 | 2026-03-31 | → |
| 14 | MARBLE WEALTH, LLC | MONTGOMERY | 335291 | $1.05B | 6 | 2026-04-30 | → |
| 15 | PARK PLACE CAPITAL CORPORATION | HOMEWOOD | 107952 | $879.2M | 20 | 2026-03-31 | → |
| 16 | NAVIGATE 401K, LLC | BIRMINGHAM | 309466 | $317.9M | 4 | 2026-04-30 | → |
| 17 | BHK INVESTMENT ADVISORS, LLC | BIRMINGHAM | 140515 | $794.1M | 9 | 2026-04-30 | → |
| 18 | ONEASCENT FAMILY OFFICE LLC | BIRMINGHAM | 323305 | $544.5M | 14 | 2026-04-30 | → |
| 19 | PORTER WHITE INVESTMENT ADVISORS, INC. | BIRMINGHAM | 110876 | $748.2M | 7 | 2026-04-30 | → |
| 20 | STONEX ADVISORS INC. | BIRMINGHAM | 174182 | $5.09B | 220 | 2026-06-30 | → |
| 21 | NBC SECURITIES, INC. | BIRMINGHAM | 17870 | $1.78B | 68 | 2026-06-30 | → |
| 22 | FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC | MOBILE | 168390 | $194.9M | 4 | 2026-03-31 | → |
| 23 | EVERSOURCE WEALTH ADVISORS, LLC | BIRMINGHAM | 286340 | $5.10B | 76 | 2026-04-30 | → |
| 24 | MCDONALD FINANCIAL SERVICES, LLC | MONTGOMERY | 282899 | $443.5M | 8 | 2026-03-31 | → |
| 25 | JACKSON THORNTON WEALTH MANAGEMENT, LLC | MONTGOMERY | 116091 | $2.01B | 16 | 2026-05-31 | → |
| 26 | OAKWORTH ASSET MANAGEMENT, LLC | BIRMINGHAM | 335388 | $846.3M | 20 | 2026-03-31 | → |
| 27 | BIRMINGHAM CAPITAL MANAGEMENT CO INC | BIRMINGHAM | 108508 | $273.6M | 1 | 2026-03-31 | → |
| 28 | BRIGHT INVESTMENTS, LLC | AUBURN | 269955 | $151.5M | 6 | 2026-03-31 | → |
| 29 | RFG ADVISORY, LLC | VESTAVIA HILLS | 158401 | $6.81B | 311 | 2026-06-30 | → |
| 30 | KASSOUF WEALTH ADVISORS, LLC | BIRMINGHAM | 122683 | $471.3M | 10 | 2026-03-31 | → |
| 31 | MAINSAIL ASSET MANAGEMENT, LLC | BIRMINGHAM | 128373 | $598.8M | 7 | 2026-03-31 | → |
| 32 | SUNBURST FINANCIAL GROUP, LLC | VESTAVIA HILLS | 283605 | $808.1M | 9 | 2026-05-31 | → |
| 33 | BLALOCK WILLIAMS, LLC | ALEXANDER CITY | 325465 | $242.6M | 4 | 2026-03-31 | → |
| 34 | PEOPLE MAKE THE DIFFERENCE, INC. | HOOVER | 159443 | $111.6M | 7 | 2026-03-31 | → |
| 35 | WILKINS MILLER WEALTH MANAGEMENT, LLC | MOBILE | 162222 | $257.5M | 3 | 2026-03-31 | → |
| 36 | MAYFAIR ADVISORY GROUP, LLC | BIRMINGHAM | 304668 | $806.4M | 4 | 2026-02-28 | → |
| 37 | BONAVENTURE CAPITAL, LLC | BIRMINGHAM | 120780 | $493.8M | 3 | 2026-03-31 | → |
| 38 | THE WELCH GROUP, LLC | BIRMINGHAM | 111273 | $3.68B | 28 | 2026-03-31 | → |
| 39 | DMC GROUP, LLC | BIRMINGHAM | 174077 | $176.7M | 3 | 2026-03-31 | → |
| 40 | MELD FINANCIAL, INC. | BIRMINGHAM | 118896 | $776.4M | 15 | 2026-03-31 | → |
| 41 | AULL & MONROE INVESTMENT MANAGEMENT CORP | MOBILE | 104830 | $323.2M | 5 | 2026-03-31 | → |
| 42 | BCR WEALTH STRATEGIES, LLC | VESTAVIA | 119670 | $528.1M | 11 | 2026-01-31 | → |
| 43 | N.D. PITMAN & COMPANY, INC. | MOBILE | 121180 | $160.4M | 2 | 2025-03-31 | → |
| 44 | NAVIGATE WEALTH MANAGEMENT, LLC | BIRMINGHAM | 173770 | $429.6M | 8 | 2026-04-30 | → |
| 45 | COLARION LLC | MOUNTAIN BROOK | 284588 | $188.3M | 3 | 2026-03-31 | → |
| 46 | ONEASCENT WEALTH MANAGEMENT LLC | BIRMINGHAM | 308057 | $475.6M | 23 | 2026-04-30 | → |
| 47 | TUCKER JR., DOUGLAS, RAY | MONTGOMERY | 298292 | $339.0M | 3 | 2026-03-31 | → |
| 48 | BROWN MCLEOD, INC | FAIRHOPE | 155548 | $468.2M | 8 | 2026-03-31 | → |
| 49 | TIMBERCHASE FINANCIAL, LLC | HOOVER | 131205 | $280.2M | 7 | 2026-03-31 | → |
| 50 | SOUTHERN CAPITAL SERVICES, INC. | DAPHNE | 105582 | $192.5M | 9 | 2026-03-31 | → |
| 51 | WFG CAPITAL ADVISORS, LLC | MOBILE | 310008 | $354.8M | 5 | 2026-03-31 | → |
| 52 | BROOKLINE INVESTMENTS, INC. | BIRMINGHAM | 109239 | $281.5M | 3 | 2026-06-30 | → |
| 53 | FAIRVOY PRIVATE WEALTH, LLC | BIRMINGHAM | 329636 | $605.1M | 8 | 2026-03-31 | → |
| 54 | BMSS WESSON WEALTH SOLUTIONS, LLC | BIRMINGHAM | 282792 | $704.0M | 11 | 2026-03-31 | → |
| 55 | CAPSTONE WEALTH MANAGEMENT, LLC | TUSCALOOSA | 118296 | $416.1M | 8 | 2026-03-31 | → |
| 56 | TRUEWEALTH ADVISORS, LLC | HOOVER | 298838 | $547.5M | 21 | 2026-03-31 | → |
| 57 | WALTON FINANCIAL | BIRMINGHAM | 331634 | $182.9M | 7 | 2026-06-30 | → |
| 58 | CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC | TUSCALOOSA | 337758 | $132.1M | 7 | 2026-03-31 | → |
| 59 | APPROACH RETIREMENT ADVISORS, LLC | BIRMINGHAM | 166221 | $227.5M | 2 | 2026-03-31 | → |
| 60 | STRAUSS WEALTH ADVISING, INC. | HOOVER | 310512 | $276.0M | 6 | 2026-02-28 | → |
| 61 | NAVIANT PARTNERS, LLC | FAIRHOPE | 339108 | $177.3M | 11 | 2026-03-31 | → |
| 62 | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. | FAIRHOPE | 106454 | $424.4M | 3 | 2026-03-31 | → |
| 63 | STEADMONT ADVISORS, LLC | BIRMINGHAM | 328882 | $430.7M | 5 | 2026-04-30 | → |
| 64 | BHK SECURITIES, LLC | BIRMINGHAM | 139665 | $128.4M | 8 | 2026-03-31 | → |
| 65 | SOUTHERN FINANCIAL GROUP, LLC | BIRMINGHAM | 142644 | $1.05B | 8 | 2026-02-28 | → |
| 66 | LONGVIEW FINANCIAL ADVISORS, INC. | HUNTSVILLE | 122451 | $208.2M | 7 | 2026-05-31 | → |
| 67 | ONEASCENT INVESTMENT SOLUTIONS, LLC | BIRMINGHAM | 285512 | $987.2M | 27 | 2026-03-31 | → |
| 68 | AXIENT INVESTMENT ADVISORS LLC | HUNTSVILLE | 336722 | $1.7M | 1 | 2026-03-31 | → |
| 69 | 6TH STREET ADVISORS, LLC | DAPHNE | 156623 | $256.5M | 2 | 2026-01-31 | → |
| 70 | MONEY MANAGEMENT SERVICES, INC. | BIRMINGHAM | 106832 | $442.7M | 12 | 2026-03-31 | → |
| 71 | LIFECOURSE CAPITAL, INC. | MADISON | 128583 | $159.3M | 4 | 2025-08-31 | → |
| 72 | TRUST ADVISORY GROUP LTD | BIRMINGHAM | 106926 | $313.5M | 22 | 2026-06-30 | → |
| 73 | INFINITY INVESTMENT ADVISORS LLC | HUNTSVILLE | 332590 | $100.0M | 9 | 2026-06-30 | → |
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