UBS FINANCIAL SERVICES INC.
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $915.79B |
| Discretionary | $402.98B44% of AUM |
| Non-Discretionary | $512.81B |
| Client Accounts | 1,144,309 |
| Avg Account Size | $800K |
| Employees | 12,524 |
| Peak AUM | $915.79BMar 2026 |
| AUM CAGR | +10.3% /yrover 25 yrs · 116 filings |
AUM by Client Type
Total AUM
$915.8B
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $915.8B | +13.2% | +15.6% | +10.0% | |
| Discretionary AUM | $403.0B | +13.0% | +14.1% | +8.5% | |
| Non-Disc. AUM | $512.8B | +13.4% | +16.7% | +11.3% | |
| Total Accounts | 1.1M | +0.8% | +2.1% | +2.7% | |
| Avg Account Size | $800,302.312 | +12.3% | +13.2% | +7.1% | |
| Employees | 13k | 0.8% | 1.4% | 3.6% | |
| AUM / Employee | $73M | +14.2% | +17.2% | +14.2% | |
Client AUM Segments | |||||
| Wealth AUM | $761.7B | +12.1% | +15.5% | +9.6% | |
| Institutional AUM | $148.4B | +15.5% | +14.6% | +11.5% | |
| Fund / Pooled AUM | $71M | 20.2% | 27.9% | +48.4% | |
| Other AUM | $5.5B | +675.5% | +89.3% | +72.9% | |
Client Count Segments | |||||
| HNW Clients | 244k | 9.5% | 9.3% | 7.3% | |
| Institutional | 46k | 0.0% | 3.5% | +0.4% | |
| Pooled / Fund | 24 | 25.0% | 37.8% | +17.2% | |
| Individuals | 854k | +4.3% | +6.3% | +6.6% | |
Key Metrics
| Total AUM | $915.79B |
| Discretionary | $402.98B |
| Employees | 12524 |
| Client Accounts | 1144309 |
| Client Range | More than 500 |
Contact & Location
Address
1200 HARBOR BOULEVARD
WEEHAWKEN NJ 07086
Phone
201-352-3000
Filing History
116 ADV Part 1 submissions
Fee Structure
% of AUMHourlyFixed FeesCommissions
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublicationsSecurity RatingsMarket Timing
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$403.0B
44.0% of AUM
Non-Discretionary
$512.8B
56.0% of AUM
Disc. mix ▼ 0.1pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Government
Insurance Cos.
Other
Risk & Structure
Regulatory Disclosures
⚠ Disclosures Reportedfirst noted Jan 2001
•Felony conviction
•Investment-related felony
•SRO proceeding/bar
•Investment adviser bar/suspension
•CFTC order
Custody
Bank CustodyBroker-Dealer CustodyAudited Financials
Other Registrations
Broker-DealerBanking Institution
Related Entities (Item 7)
Broker-DealerInvestment AdviserFutures Commission MerchantBanking InstitutionPension ConsultantTrust CompanyAccounting FirmLaw Firm