THOMPSON DAVIS & CO., INC.
DBA: THOMPSON DAVIS ASSET MANAGEMENT
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $211.3M |
| Discretionary | $211.3M100% of AUM |
| Client Accounts | 300 |
| Avg Account Size | $704K |
| Employees | 9 |
| Peak AUM | $220.0MMar 2017 |
AUM by Client Type
Total AUM
$211M
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $211M | +2.2% | +22.1% | +11.9% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $211.3M |
| Discretionary | $211.3M |
| Employees | 9 |
| Client Accounts | 300 |
| Client Range | 0 |
Contact & Location
Address
9030 STONY POINT PKWY, STE 100
RICHMOND VA 23235
Phone
804-644-6380
Filing History
76 ADV Part 1 submissions
Fee Structure
% of AUMFixed FeesPerformance Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Portfolio Mgmt (Institutional)Pension ConsultingPublications
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$211M
100.0% of AUM
Non-Discretionary
$0
0.0% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pooled Vehicles
Corporations
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Custody
Bank CustodyBroker-Dealer Custody
Other Registrations
Broker-Dealer
Related Entities (Item 7)
Law Firm