STEPHENS INC.
DBA: STEPHENS
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $18.04B |
| Discretionary | $13.83B77% of AUM |
| Non-Discretionary | $4.22B |
| Client Accounts | 21,991 |
| Avg Account Size | $821K |
| Employees | 611 |
| Peak AUM | $18.04BMar 2026 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $18.0B | +15.6% | +13.5% | +7.5% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $18.04B |
| Discretionary | $13.83B |
| Employees | 611 |
| Client Accounts | 21991 |
| Client Range | More than 500 |
Contact & Location
Address
111 CENTER ST
LITTLE ROCK AR 72201
Phone
501-377-2000
Filing History
201 ADV Part 1 submissions
Fee Structure
% of AUMHourlyFixed FeesCommissionsPerformance Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublicationsSecurity Ratings
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$13.8B
76.6% of AUM
Non-Discretionary
$4.2B
23.4% of AUM
Disc. mix ▲ 0.8pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Other Registrations
Broker-Dealer
Related Entities (Item 7)
Broker-DealerInvestment AdviserRegistered RepPension Consultant