SOVEREIGN FINANCIAL GROUP, INC.
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $1.08B |
| Discretionary | $1.06B98% of AUM |
| Non-Discretionary | $18.3M |
| Client Accounts | 4,486 |
| Avg Account Size | $241K |
| Employees | 31 |
| Peak AUM | $1.08BMar 2026 |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $1.1B | +22.6% | +21.8% | +17.2% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $1.08B |
| Discretionary | $1.06B |
| Employees | 31 |
| Client Accounts | 4486 |
| Client Range | 1-10 |
Contact & Location
Address
35 WEST BROAD STREET
STAMFORD CT 06902
Phone
(888) 765-8180
Filing History
60 ADV Part 1 submissions
Fee Structure
% of AUMHourlyFixed Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Adviser SelectionPublications
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$1.1B
98.3% of AUM
Non-Discretionary
$18M
1.7% of AUM
Disc. mix ▲ 2.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Custody
Bank Custody
Structure
No related registrations reported