SMITH FINANCIAL INVESTMENT ADVISORS, INC.
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $456.9M |
| Discretionary | $289.6M63% of AUM |
| Non-Discretionary | $167.3M |
| Client Accounts | 550 |
| Avg Account Size | $831K |
| Employees | 5 |
| Peak AUM | $456.9MMar 2026 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $457M | +20.9% | +16.7% | +10.8% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $456.9M |
| Discretionary | $289.6M |
| Employees | 5 |
| Client Accounts | 550 |
| Client Range | 101-250 |
Contact & Location
Address
1830 S. PLATE ST.
KOKOMO IN 46902
Phone
765-459-4111
Filing History
24 ADV Part 1 submissions
Fee Structure
% of AUMHourlyFixed Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublications
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$290M
63.4% of AUM
Non-Discretionary
$167M
36.6% of AUM
Disc. mix ▼ 6.8pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pension Plans
Corporations
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Custody
Bank CustodyBroker-Dealer Custody
Related Entities (Item 7)
Pension Consultant