SAXON SECURITIES LLC
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $94.6M |
| Discretionary | $94.6M100% of AUM |
| Client Accounts | 25 |
| Avg Account Size | $3.8M |
| Employees | 2 |
| Peak AUM | $656.5MMar 2017 |
| AUM CAGR | -3.4% /yrover 12 yrs · 16 filings |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $95M | 31.0% | 19.6% | 26.0% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $94.6M |
| Discretionary | $94.6M |
| Employees | 2 |
| Client Accounts | 25 |
Contact & Location
Address
611 GATEWAY BOULEVARD
SAN FRANCISCO CA 94080
Phone
415-820-5312
Filing History
16 ADV Part 1 submissions
Fee Structure
% of AUM
Advisory Services
Portfolio Mgmt (Individuals)Pension Consulting
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$95M
100.0% of AUM
Non-Discretionary
$0
0.0% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Corporations
Government
Insurance Cos.
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Structure
No related registrations reported