SARATOGA RESEARCH & INVESTMENT MANAGEMENT
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $2.51B |
| Discretionary | $2.47B98% of AUM |
| Non-Discretionary | $43.0M |
| Client Accounts | 2,740 |
| Avg Account Size | $916K |
| Employees | 21 |
| Peak AUM | $2.96BMar 2022 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $2.5B | 0.1% | 1.2% | 0.9% | |
| Discretionary AUM | $2.5B | ||||
Key Metrics
| Total AUM | $2.51B |
| Discretionary | $2.47B |
| Employees | 21 |
| Client Accounts | 2740 |
| Client Range | 11-25 |
Contact & Location
Address
14471 BIG BASIN WAY, SUITE E
SARATOGA CA 95070
Phone
(408) 741-2330
Filing History
75 ADV Part 1 submissions
Fee Structure
% of AUM
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Portfolio Mgmt (Pooled)Portfolio Mgmt (Institutional)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$2.5B
98.3% of AUM
Non-Discretionary
$43M
1.7% of AUM
Disc. mix ▲ 0.3pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Non-US Client AUM
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Custody
Bank CustodyBroker-Dealer Custody
Structure
No related registrations reported