ROUNDHILL FINANCIAL INC.
DBA: ROUNDHILL INVESTMENTS
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $9.59B |
| Discretionary | $9.59B100% of AUM |
| Client Accounts | 45 |
| Avg Account Size | $213.0M |
| Employees | 13 |
| Peak AUM | $9.59BFeb 2026 |
| AUM CAGR | +166.8% /yrover 7 yrs · 18 filings |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $9.6B | +153.0% | +167.0% | +103.3% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $9.59B |
| Discretionary | $9.59B |
| Employees | 13 |
| Client Accounts | 45 |
Contact & Location
Address
154 W 14TH ST.
NEW YORK NY 10011
Phone
646-661-5441
Filing History
18 ADV Part 1 submissions
Fee Structure
% of AUM
Advisory Services
Portfolio Mgmt (Pooled)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$9.6B
100.0% of AUM
Non-Discretionary
$0
0.0% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
Pooled Vehicles
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Structure
No related registrations reported