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RBC CAPITAL MARKETS, LLC

NEW YORK, NYCRD #31194SEC #801-13059As of 2026-05-31

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$310.43B
Discretionary$235.35B76% of AUM
Non-Discretionary$75.08B
Client Accounts511,871
Avg Account Size$606K
Employees8,781
Peak AUM$310.43BJan 2026
AUM CAGR+17.9% /yrover 25 yrs · 332 filings

AUM by Client Type

Total AUM

$310.4B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$310.4B+19.4%+19.2%+16.5%
Discretionary AUM$235.3B+19.5%+21.0%+18.4%
Non-Disc. AUM$75.1B+19.2%+14.1%+11.4%
Total Accounts512k+7.2%+6.6%+8.0%
Avg Account Size$606,459.379+11.4%+11.8%+7.9%
Employees9k+3.6%+2.8%+2.3%
AUM / Employee$35M+15.3%+16.0%+13.9%
Client AUM Segments
Wealth AUM$280.7B+20.3%+19.9%+17.2%
Institutional AUM$29.0B+11.8%+12.7%+11.0%
Fund / Pooled AUM$652M+13.1%+14.0%+10.7%
Client Count Segments
HNW Clients264k3.7%+2.3%+6.2%
Institutional8k1.6%+4.1%+6.3%
Pooled / Fund175.6%0.0%0.0%
Individuals12k+5.1%+15.4%+24.0%

Key Metrics

Total AUM$310.43B
Discretionary$235.35B
Employees8781
Client Accounts511871
Client Range51-100

Contact & Location

Address

200 VESEY ST.
NEW YORK NY 10281

Phone

212-858-7000

Filing History

332 ADV Part 1 submissions

Fee Structure

% of AUMFixed Fees

Advisory Services

Financial PlanningPortfolio Mgmt (Individuals)Portfolio Mgmt (Institutional)Pension ConsultingAdviser SelectionPublications
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$235.3B

75.8% of AUM

Non-Discretionary

$75.1B

24.2% of AUM

Disc. mix ▲ 0.1pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Government
Insurance Cos.
Other
Risk & Structure

Regulatory Disclosures

⚠ Disclosures Reportedfirst noted Jan 2001
•SRO proceeding/bar

Custody

Bank CustodyBroker-Dealer CustodyAudited Financials

Other Registrations

Broker-DealerBanking Institution

Related Entities (Item 7)

Broker-DealerInvestment AdviserFutures Commission MerchantBanking InstitutionPension ConsultantAccounting FirmLaw Firm