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RAYMOND JAMES & ASSOCIATES, INC.

ST. PETERSBURG, FLCRD #705SEC #801-10418As of 2026-03-31

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$500.96B
Discretionary$378.68B76% of AUM
Non-Discretionary$122.28B
Client Accounts1,143,145
Avg Account Size$438K
Employees16,780
Peak AUM$500.96BDec 2025
AUM CAGR+15.5% /yrover 25 yrs · 150 filings

AUM by Client Type

Total AUM

$501.0B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$501.0B+15.5%+18.4%+15.9%
Discretionary AUM$378.7B+15.5%+21.3%+16.4%
Non-Disc. AUM$122.3B+15.4%+10.8%+14.3%
Total Accounts1.1M+6.8%+6.5%+8.7%
Avg Account Size$438,225.776+8.1%+11.1%+6.6%
Employees17k+20.1%+12.9%+7.6%
AUM / Employee$30M3.9%+4.9%+7.7%
Client AUM Segments
Wealth AUM$404.8B+15.2%+21.5%+15.9%
Institutional AUM$94.3B+16.5%+17.6%+23.4%
Client Count Segments
HNW Clients414k+2.6%+1.3%+4.4%
Institutional18k+0.6%+1.0%+9.6%
Individuals100k+15.8%+24.6%+17.7%

Key Metrics

Total AUM$500.96B
Discretionary$378.68B
Employees16780
Client Accounts1143145
Client RangeMore than 500

Contact & Location

Address

880 CARILLON PARKWAY
ST. PETERSBURG FL 33716

Phone

727-567-1000

Filing History

150 ADV Part 1 submissions

Fee Structure

% of AUMHourlyFixed FeesCommissions

Advisory Services

Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublications
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$378.7B

75.6% of AUM

Non-Discretionary

$122.3B

24.4% of AUM

Disc. mix ▲ 0.0pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pension Plans
Corporations
Government
Insurance Cos.
Other
Risk & Structure

Regulatory Disclosures

⚠ Disclosures Reportedfirst noted May 2004
•SRO proceeding/bar
•Investment adviser bar/suspension
•CFTC order

Custody

Bank CustodyBroker-Dealer CustodyAudited Financials

Other Registrations

Broker-DealerBanking Institution

Related Entities (Item 7)

Broker-DealerInvestment AdviserRegistered RepPension ConsultantAccounting Firm