PROCTOR FINANCIAL, INC.
DBA: PROCTOR FINANCIAL
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $382.3M |
| Discretionary | $382.3M100% of AUM |
| Client Accounts | 839 |
| Avg Account Size | $456K |
| Employees | 5 |
| Peak AUM | $382.3MMar 2026 |
| AUM CAGR | +9.4% /yrover 23 yrs · 31 filings |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $382M | +5.3% | +8.7% | +6.8% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $382.3M |
| Discretionary | $382.3M |
| Employees | 5 |
| Client Accounts | 839 |
| Client Range | 101-250 |
Contact & Location
Address
18 N. MAIN STREET
SHERBORN MA 01770
Phone
781-235-0405
Filing History
31 ADV Part 1 submissions
Fee Structure
% of AUMFixed Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Adviser SelectionPublications
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$382M
100.0% of AUM
Non-Discretionary
$0
0.0% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Other Registrations
Commodity Pool Operator