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PRINCIPAL GLOBAL INVESTORS, LLC

DBA: PRINCIPAL ASSET MANAGEMENT

DES MOINES, IACRD #109002SEC #801-55959As of 2026-05-31

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$427.71B
Discretionary$419.25B98% of AUM
Non-Discretionary$8.47B
Client Accounts8,169
Avg Account Size$52.4M
Employees1,394
Peak AUM$427.71BMar 2026
AUM CAGR+35.4% /yrover 25 yrs · 100 filings

AUM by Client Type

Total AUM

$427.7B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$427.7B+17.5%+14.8%+1.7%
Discretionary AUM$419.2B+17.9%+15.2%+1.8%
Non-Disc. AUM$8.5B+0.3%+0.7%+0.5%
Total Accounts8k+10.4%15.3%2.3%
Avg Account Size$52M+6.4%+35.6%+4.2%
Employees1k+3.3%9.9%4.6%
AUM / Employee$307M+13.8%+27.5%+6.7%
Client AUM Segments
Wealth AUM$3.1B+21.8%+10.8%+1.4%
Institutional AUM$225.5B+21.3%+15.3%+4.8%
Fund / Pooled AUM$190.6B+13.9%+14.5%1.7%
Client Count Segments
HNW Clients6k+2.9%+2.0%+10.7%
Institutional2k+54.1%35.2%+9.7%
Pooled / Fund130+30.0%48.7%+33.4%
Individuals3152.5%2.1%40.7%

Key Metrics

Total AUM$427.71B
Discretionary$419.25B
Employees1394
Client Accounts8169

Contact & Location

Address

801 GRAND AVE
DES MOINES IA 50392-0001

Phone

800-787-1621

Filing History

100 ADV Part 1 submissions

Fee Structure

% of AUMFixed FeesPerformance Fees

Advisory Services

Portfolio Mgmt (Individuals)Portfolio Mgmt (Pooled)Portfolio Mgmt (Institutional)Pension ConsultingPublications
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$419.2B

98.0% of AUM

Non-Discretionary

$8.5B

2.0% of AUM

Disc. mix ▲ 0.3pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Non-US Client AUM

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Government
Insurance Cos.
Other
Risk & Structure

Regulatory Disclosures

✓ Clean RecordNo regulatory disclosures

Custody

Bank CustodyBroker-Dealer CustodySurprise ExamAudited Financials

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