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OSAIC WEALTH, INC.

SCOTTSDALE, AZCRD #23131SEC #801-54859As of 2026-05-31

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$234.86B
Discretionary$161.04B69% of AUM
Non-Discretionary$73.81B
Client Accounts850,797
Avg Account Size$276K
Employees8,979
Peak AUM$234.86BMar 2026
AUM CAGR+26.3% /yrover 25 yrs · 240 filings

AUM by Client Type

Total AUM

$234.9B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$234.9B+17.3%+99.6%+62.6%
Discretionary AUM$161.0B+21.8%+87.2%+57.7%
Non-Disc. AUM$73.8B+8.4%+145.2%+77.8%
Total Accounts851k+6.7%+78.6%+56.8%
Avg Account Size$276,045.307+9.9%+11.7%+3.7%
Employees9k+3.0%+34.3%+19.8%
AUM / Employee$26M+13.9%+48.6%+35.8%
Client AUM Segments
Wealth AUM$226.8B+17.0%+99.4%+62.5%
Institutional AUM$8.1B+24.6%+104.4%+66.3%
Fund / Pooled AUM$224,39116.1%——
Client Count Segments
HNW Clients514k+1.6%+78.4%+57.3%
Institutional6k50.3%+78.7%+53.3%
Pooled / Fund3+50.0%——
Individuals55k2.0%+68.9%+38.1%

Key Metrics

Total AUM$234.86B
Discretionary$161.04B
Employees8979
Client Accounts850797
Client RangeMore than 500

Contact & Location

Address

18700 N. HAYDEN ROAD
SCOTTSDALE AZ 85255

Phone

800-821-5100

Filing History

240 ADV Part 1 submissions

Fee Structure

% of AUMHourlyFixed Fees

Advisory Services

Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublications
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$161.0B

68.6% of AUM

Non-Discretionary

$73.8B

31.4% of AUM

Disc. mix ▲ 2.6pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Non-US Client AUM

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Government
Risk & Structure

Regulatory Disclosures

⚠ Disclosures Reportedfirst noted Apr 2001
•Felony conviction
•Investment-related felony
•Investment adviser bar/suspension
•CFTC order

Custody

Bank Custody

Other Registrations

Broker-DealerBanking Institution

Related Entities (Item 7)

Broker-DealerInvestment AdviserPension ConsultantLaw Firm