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NEUBERGER BERMAN INVESTMENT ADVISERS LLC

NEW YORK, NYCRD #124687SEC #801-61757As of 2026-03-31

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$398.65B
Discretionary$395.04B99% of AUM
Non-Discretionary$3.61B
Client Accounts43,954
Avg Account Size$9.1M
Employees1,542
Peak AUM$398.65BMar 2026

AUM by Client Type

Total AUM

$398.6B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$398.6B+9.9%+8.1%+4.7%
Discretionary AUM$395.0B+11.1%+8.5%+4.8%
Non-Disc. AUM$3.6B50.1%17.5%5.7%
Total Accounts44k+2.4%+2.9%+3.4%
Avg Account Size$9M+7.3%+5.0%+1.3%
Employees2k7.6%1.1%+2.1%
AUM / Employee$259M+18.9%+9.4%+2.5%
Client AUM Segments
Wealth AUM$71.9B+10.9%+13.1%+7.3%
Institutional AUM$110.0B+9.0%+9.4%+4.7%
Fund / Pooled AUM$212.1B+9.8%+6.0%+4.1%
Other AUM$4.6B+20.7%+7.8%2.5%
Client Count Segments
HNW Clients24k+0.3%0.2%+2.4%
Institutional4k0.4%+1.3%+2.3%
Pooled / Fund4500.2%+1.7%+8.3%
Individuals16k+6.6%+9.1%+5.1%

Key Metrics

Total AUM$398.65B
Discretionary$395.04B
Employees1542
Client Accounts43954

Contact & Location

Address

1290 AVENUE OF THE AMERICAS
NEW YORK NY 10104

Phone

212-476-9000

Filing History

103 ADV Part 1 submissions

Fee Structure

% of AUMFixed FeesPerformance Fees

Advisory Services

Portfolio Mgmt (Individuals)Portfolio Mgmt (Pooled)Portfolio Mgmt (Institutional)Pension ConsultingPublications
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$395.0B

99.1% of AUM

Non-Discretionary

$3.6B

0.9% of AUM

Disc. mix ▲ 1.1pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Non-US Client AUM

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Government
Insurance Cos.
Other
Risk & Structure

Regulatory Disclosures

✓ Clean RecordNo regulatory disclosures

Custody

Bank CustodyBroker-Dealer CustodySurprise Exam

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