MMA SECURITIES LLC
At a Glance
| Employees | 211 |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Employees | 211 | +17.9% | +7.7% | +9.2% | |
Client Count Segments | |||||
| Institutional | 3k | +24.7% | +13.7% | +11.7% | |
Key Metrics
| Total AUM | N |
| Employees | 211 |
| Client Range | 0 |
Contact & Location
Address
1166 AVENUE OF THE AMERICAS
NEW YORK NY 10036
Phone
212-345-5000
Filing History
46 ADV Part 1 submissions
Fee Structure
Fixed FeesCommissions
Advisory Services
Adviser SelectionPublications
Growth
Firm Profile
Normalized 0–100 scores across six dimensions.
Headcount Over Time
Total Employees
Advisory Staff
Clients
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Pension Plans
Government
Other
Risk & Structure
Regulatory Disclosures
⚠ Disclosures Reportedfirst noted Jun 2015
•Investment adviser bar/suspension
Other Registrations
Broker-DealerBanking Institution
Related Entities (Item 7)
Broker-DealerInvestment AdviserPension ConsultantLaw Firm