MIDWEST FINANCIAL ASSOCIATES, INC.
At a Glance
| Total AUM | $123.9M |
| Discretionary | $123.9M100% of AUM |
| Client Accounts | 632 |
| Avg Account Size | $196K |
| Employees | 4 |
| Peak AUM | $123.9MMar 2026 |
AUM by Client Type
Total AUM
$124M
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $124M | — | — | — | — |
| Discretionary AUM | $124M | — | — | ||
Key Metrics
| Total AUM | $123.9M |
| Discretionary | $123.9M |
| Employees | 4 |
| Client Accounts | 632 |
| Client Range | 0 |
Contact & Location
Address
4615 E STATE STREET
ROCKFORD IL 61108
Phone
(779) 210-2930
Filing History
1 ADV Part 1 submissions
Fee Structure
% of AUM
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser Selection
Growth
Clients
Clients by Type (Latest)
Risk & Structure
Regulatory Disclosures
⚠ Disclosures Reportedfirst noted Mar 2026
•Investment adviser bar/suspension
•CFTC order
Custody
Bank CustodyBroker-Dealer Custody
Related Entities (Item 7)
Pension Consultant