| Total AUM | $43.42B |
| Discretionary | $42.26B97% of AUM |
| Non-Discretionary | $1.16B |
| Client Accounts | 14,109 |
| Avg Account Size | $3.1M |
| Employees | 197 |
| Peak AUM | $51.77BJun 2015 |
| AUM CAGR |
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $43.4B | 3.9% | +0.1% | +10.2% | |
| Discretionary AUM | |||||
| Total AUM | $43.42B |
| Discretionary | $42.26B |
| Employees | 197 |
| Client Accounts | 14109 |
| Client Range | More than 500 |
Address
353 N. CLARK ST
CHICAGO IL 60654
Phone
800-621-4421
Filing History
167 ADV Part 1 submissions
Normalized 0–100 scores across six dimensions.
Discretionary
$42.3B
97.3% of AUM
Non-Discretionary
$1.2B
2.7% of AUM
Disc. mix ▼ 0.2pp vs 1 year ago
Custody
| +17.1% /yrover 25 yrs · 167 filings |
Total AUM
$43.4B
| $42.3B |
| 4.0% |
| +0.2% |
| +10.4% |
| Non-Disc. AUM | $1.2B | +1.9% | 1.8% | +5.1% |
| Total Accounts | 14k | +5.3% | +2.6% | +3.2% |
| Avg Account Size | $3M | 8.7% | 2.4% | +6.8% |
| Employees | 197 | +6.5% | 0.0% | +0.8% |
| AUM / Employee | $220M | 9.7% | +0.1% | +9.3% |
Client AUM Segments | |||||
| Wealth AUM | $11.6B | +10.9% | +8.8% | +13.9% | |
| Institutional AUM | $28.0B | 4.8% | 2.4% | +9.9% | |
| Fund / Pooled AUM | $3.2B | 31.1% | 5.0% | +2.7% | |
Client Count Segments | |||||
| HNW Clients | 15 | 99.9% | 89.5% | 73.7% | |
| Institutional | 46 | 70.3% | 37.4% | 23.0% | |
| Pooled / Fund | 7 | 46.2% | 18.6% | 10.2% | |
| Individuals | 14k | +4950.0% | +1571.6% | +442.2% | |