MCW FINANCIAL, INC.
DBA: RESEARCH & PORTFOLIO MANAGEMENT
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $160.8M |
| Discretionary | $155.1M96% of AUM |
| Non-Discretionary | $5.7M |
| Client Accounts | 259 |
| Avg Account Size | $621K |
| Employees | 3 |
| Peak AUM | $160.8MMar 2026 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $161M | +19.4% | +15.1% | +6.9% | |
| Discretionary AUM | $155M | ||||
Key Metrics
| Total AUM | $160.8M |
| Discretionary | $155.1M |
| Employees | 3 |
| Client Accounts | 259 |
Contact & Location
Address
634 BUTTERMILK PIKE
CRESCENT SPRINGS KY 41017-1302
Phone
(859) 578-2200
Filing History
8 ADV Part 1 submissions
Fee Structure
% of AUM
Advisory Services
Portfolio Mgmt (Individuals)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$155M
96.5% of AUM
Non-Discretionary
$6M
3.5% of AUM
Disc. mix ▼ 1.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pension Plans
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Other Registrations
Banking Institution