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LPL FINANCIAL LLC

FORT MILL, SCCRD #6413SEC #801-10970As of 2026-05-31

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$819.12B
Discretionary$818.32B100% of AUM
Non-Discretionary$797.9M
Client Accounts2,850,994
Avg Account Size$287K
Employees41,879
Peak AUM$819.12BMar 2026
AUM CAGR+17.1% /yrover 25 yrs · 316 filings

AUM by Client Type

Total AUM

$819.1B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$819.1B+32.3%+30.6%+24.5%
Discretionary AUM$818.3B+32.4%+30.6%+24.5%
Non-Disc. AUM$798M+27.8%+11.5%+3.3%
Total Accounts2.9M+20.3%+19.1%+21.6%
Avg Account Size$287,309.559+10.0%+9.6%+2.4%
Employees42k+10.5%+10.1%+11.2%
AUM / Employee$20M+19.7%+18.6%+12.0%
Client AUM Segments
Wealth AUM$784.2B+32.8%+31.0%+24.9%
Institutional AUM$35.0B+22.5%+21.2%+17.9%
Other AUM$5M4.3%+29.0%24.7%
Client Count Segments
HNW Clients1.3M+15.9%+15.8%+18.3%
Institutional24k+16.4%+13.5%+15.3%
Individuals672k+24.0%+20.7%+23.1%

Key Metrics

Total AUM$819.12B
Discretionary$818.32B
Employees41879
Client Accounts2850994
Client RangeMore than 500

Contact & Location

Address

1055 LPL WAY
FORT MILL SC 29715

Phone

704-733-3300

Filing History

316 ADV Part 1 submissions

Fee Structure

% of AUMHourlyFixed Fees

Advisory Services

Financial PlanningPortfolio Mgmt (Individuals)Pension Consulting
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$818.3B

99.9% of AUM

Non-Discretionary

$798M

0.1% of AUM

Disc. mix ▲ 0.0pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pension Plans
Corporations
Government
Other
Risk & Structure

Regulatory Disclosures

⚠ Disclosures Reportedfirst noted May 2001
•SRO proceeding/bar
•Investment adviser bar/suspension
•CFTC order

Custody

Bank CustodyBroker-Dealer CustodyAudited Financials

Other Registrations

Broker-Dealer

Related Entities (Item 7)

Broker-DealerInvestment AdviserPension Consultant