LESA SROUFE & COMPANY, INC.
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $207.3M |
| Discretionary | $199.1M96% of AUM |
| Non-Discretionary | $8.3M |
| Client Accounts | 238 |
| Avg Account Size | $871K |
| Employees | 4 |
| Peak AUM | $499.9MMar 2011 |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $207M | +30.8% | +8.7% | +6.4% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $207.3M |
| Discretionary | $199.1M |
| Employees | 4 |
| Client Accounts | 238 |
| Client Range | 1-10 |
Contact & Location
Address
801 SECOND AVE
SEATTLE WA 98104
Phone
206-838-8383
Filing History
45 ADV Part 1 submissions
Fee Structure
% of AUMFixed Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingSecurity Ratings
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$199M
96.0% of AUM
Non-Discretionary
$8M
4.0% of AUM
Disc. mix ▲ 2.2pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Non-US Client AUM
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Corporations
Other
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Structure
No related registrations reported