| Total AUM | $178.3M |
| Discretionary | $168.4M94% of AUM |
| Non-Discretionary | $10.0M |
| Client Accounts | 210 |
| Avg Account Size | $849K |
| Employees | 6 |
| Peak AUM | $178.3MMar 2026 |
| AUM CAGR |
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $178M | +29.7% | +18.3% | +9.3% | |
| Discretionary AUM | |||||
| Total AUM | $178.3M |
| Discretionary | $168.4M |
| Employees | 6 |
| Client Accounts | 210 |
| Client Range | 26-50 |
Address
2001 GATEWAY PLACE
SAN JOSE CA 95110
Phone
(408) 452-7700
Filing History
27 ADV Part 1 submissions
Normalized 0–100 scores across six dimensions.
Discretionary
$168M
94.4% of AUM
Non-Discretionary
$10M
5.6% of AUM
Disc. mix ▼ 0.3pp vs 1 year ago
| +2.0% /yrover 23 yrs · 27 filings |
Total AUM
$178M
| $168M |
| +29.4% |
| +17.6% |
| +8.9% |
| Non-Disc. AUM | $10M | +36.2% | +34.0% | +16.3% |
| Total Accounts | 210 | +6.1% | +3.6% | +3.1% |
| Avg Account Size | $849,255.343 | +22.3% | +14.3% | +5.9% |
| Employees | 6 | 0.0% | 5.0% | 3.0% |
| AUM / Employee | $30M | +29.7% | +24.6% | +12.7% |
Client AUM Segments | |||||
| Wealth AUM | $174M | +30.2% | +18.5% | +9.4% | |
| Other AUM | $4M | +12.8% | +10.7% | — | |
Client Count Segments | |||||
| HNW Clients | 16 | +23.1% | 2.0% | +1.3% | |
| Individuals | 46 | +9.5% | +10.6% | +5.0% | |