| Total AUM | $1.08B |
| Discretionary | $1.08B100% of AUM |
| Non-Discretionary | $4.3M |
| Client Accounts | 1,894 |
| Avg Account Size | $572K |
| Employees | 8 |
| Peak AUM | $1.58BJan 2014 |
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $1.1B | +16.4% | +19.6% | +14.4% | |
| Discretionary AUM | |||||
| Total AUM | $1.08B |
| Discretionary | $1.08B |
| Employees | 8 |
| Client Accounts | 1894 |
| Client Range | 51-100 |
Address
270 WEST CIRCULAR STREET
SARATOGA SPRINGS NY 12866
Phone
518-306-5640
Filing History
54 ADV Part 1 submissions
Normalized 0–100 scores across six dimensions.
Discretionary
$1.1B
99.6% of AUM
Non-Discretionary
$4M
0.4% of AUM
Disc. mix ▲ 0.5pp vs 1 year ago
Custody
No related registrations reported
Total AUM
$1.1B
| $1.1B |
| +17.0% |
| +20.1% |
| +15.0% |
| Non-Disc. AUM | $4M | 48.0% | 25.4% | 24.5% |
| Total Accounts | 2k | +8.7% | +4.8% | +4.7% |
| Avg Account Size | $572,403.545 | +7.1% | +14.2% | +9.2% |
| Employees | 8 | +14.3% | 0.0% | +2.7% |
| AUM / Employee | $136M | +1.9% | +19.6% | +11.3% |
Client AUM Segments | |||||
| Wealth AUM | $1.0B | +17.3% | +20.6% | +15.3% | |
| Institutional AUM | $36M | 5.5% | +0.1% | 2.4% | |
Client Count Segments | |||||
| HNW Clients | 460 | +3.6% | 2.5% | 1.4% | |
| Institutional | 11 | 0.0% | +11.2% | +6.6% | |
| Individuals | 248 | +13.2% | +21.9% | +14.0% | |