Sleeve›Firms

J.P. MORGAN SECURITIES LLC

NEW YORK, NYCRD #79SEC #801-3702As of 2026-05-31

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$429.69B
Discretionary$358.30B83% of AUM
Non-Discretionary$71.40B
Client Accounts1,246,646
Avg Account Size$345K
Employees8,703
Peak AUM$429.69BMar 2026
AUM CAGR+22.9% /yrover 25 yrs · 410 filings

AUM by Client Type

Total AUM

$429.7B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$429.7B+21.9%+26.4%+18.3%
Discretionary AUM$358.3B+23.8%+30.6%+21.5%
Non-Disc. AUM$71.4B+12.8%+11.0%+7.2%
Total Accounts1.2M+18.1%+8.2%+11.5%
Avg Account Size$344,680.439+3.2%+16.7%+6.0%
Employees9k+4.5%+7.0%+4.4%
AUM / Employee$49M+16.6%+18.1%+13.3%
Client AUM Segments
Wealth AUM$392.9B+23.8%+26.6%+18.8%
Institutional AUM$36.8B+4.1%+24.4%+13.5%
Other AUM$337,165+11.9%+13.8%+8.2%
Client Count Segments
HNW Clients877k+12.4%+2.9%+10.9%
Institutional12k+24.7%+21.9%+18.9%
Individuals357k+34.8%+27.7%+18.1%

Key Metrics

Total AUM$429.69B
Discretionary$358.30B
Employees8703
Client Accounts1246646
Client RangeMore than 500

Contact & Location

Address

270 PARK AVENUE
NEW YORK NY 10017

Phone

800-999-2000

Filing History

410 ADV Part 1 submissions

Fee Structure

% of AUM

Advisory Services

Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublications
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$358.3B

83.4% of AUM

Non-Discretionary

$71.4B

16.6% of AUM

Disc. mix ▲ 1.3pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Non-US Client AUM

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pension Plans
Corporations
Insurance Cos.
Other
Risk & Structure

Regulatory Disclosures

⚠ Disclosures Reportedfirst noted Apr 2001
•Felony conviction
•SRO proceeding/bar
•Investment adviser bar/suspension

Custody

Bank CustodyBroker-Dealer CustodyAudited Financials

Other Registrations

Broker-DealerBanking Institution

Related Entities (Item 7)

Broker-DealerInvestment AdviserFutures Commission MerchantBanking InstitutionPension ConsultantTrust CompanyAccounting FirmLaw Firm