GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC
DBA: ADVANTAGE INVESTMENT MANAGEMENT
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $215.4M |
| Discretionary | $167.9M78% of AUM |
| Non-Discretionary | $47.5M |
| Client Accounts | 369 |
| Avg Account Size | $584K |
| Employees | 10 |
| Peak AUM | $215.4MMar 2026 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $215M | +16.5% | +16.2% | +9.6% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $215.4M |
| Discretionary | $167.9M |
| Employees | 10 |
| Client Accounts | 369 |
| Client Range | 1-10 |
Contact & Location
Address
2319 LIME KILN LANE
LOUISVILLE KY 40222
Phone
502-212-3000
Filing History
11 ADV Part 1 submissions
Fee Structure
% of AUMHourlyFixed Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Portfolio Mgmt (Institutional)Adviser Selection
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$168M
77.9% of AUM
Non-Discretionary
$48M
22.1% of AUM
Disc. mix ▲ 1.5pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Related Entities (Item 7)
Pension Consultant