DBA: FRANCIS FINANCIAL
| Total AUM | $803.2M |
| Discretionary | $741.3M92% of AUM |
| Non-Discretionary | $62.0M |
| Client Accounts | 1,048 |
| Avg Account Size | $766K |
| Employees | 14 |
| Peak AUM | $803.2MMar 2026 |
| AUM CAGR |
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $803M | +18.1% | +24.2% | +16.1% | |
| Discretionary AUM | |||||
| Total AUM | $803.2M |
| Discretionary | $741.3M |
| Employees | 14 |
| Client Accounts | 1048 |
| Client Range | 11-25 |
Address
39 BROADWAY
NEW YORK NY 10006
Phone
212-374-9008
Filing History
26 ADV Part 1 submissions
Normalized 0–100 scores across six dimensions.
Discretionary
$741M
92.3% of AUM
Non-Discretionary
$62M
7.7% of AUM
Disc. mix ▲ 0.7pp vs 1 year ago
No related registrations reported
| +20.3% /yrover 14 yrs · 26 filings |
Total AUM
$803M
| $741M |
| +19.0% |
| +25.4% |
| +16.9% |
| Non-Disc. AUM | $62M | +7.7% | +12.6% | +8.7% |
| Total Accounts | 1k | +3.4% | +7.0% | +6.6% |
| Avg Account Size | $766,446.35 | +14.2% | +16.1% | +8.9% |
| Employees | 14 | +7.7% | +2.5% | +4.9% |
| AUM / Employee | $57M | +9.6% | +21.2% | +10.6% |
Client AUM Segments | |||||
| Wealth AUM | $803M | +18.1% | +24.2% | +16.1% | |
Client Count Segments | |||||
| HNW Clients | 57 | +14.0% | +0.6% | +14.5% | |
| Individuals | 199 | +5.9% | +10.4% | +7.8% | |